United States v. Graham
United States v. Graham
Dissenting Opinion
with whom COLLOTON, Circuit Judge, joins, dissenting from denial of rehearing en banc.
I would grant rehearing en banc because I conclude that 18 U.S.C. § 2 does not require an indictment to allege that an aider and abettor shares the status element necessary to convict the principal of the particular offense at issue. The indictment here alleges that Looking Cloud is an Indian, thereby satisfying the status requirement set out in the Indian Major Crimes Act, 18 U.S.C. § 1153. Because the indictment fails to allege that either Graham or the victim is also an Indian,
The plain language of Section 2 contains no exception that would make it inapplicable to the many crimes that include a status element. Section 2(a) states that “[w]hoever commits an offense against the United States or aids, abets, counsels, commands, induces or procures its commission, is punishable as a principal.” By its terms, Section 2 applies to all “offense[s] against the United States.” See United States v. Posters ‘N’ Things Ltd., 969 F.2d 652, 662 (8th Cir. 1992) (“This provision is applicable to the entire criminal code.”) (internal quotation omitted). Section 1153 describes an offense against the United States. Thus, under the plain language of Section 2, a person commits a federal crime if, regardless of his Indian status, he aids or abets someone who violates § 1153. Here, the indictment alleges Graham did precisely that: he aided and abetted Looking Cloud, an Indian, in the murder of Annie Mae Aquash.
Furthermore, according to the Supreme Court, Congress amended 18 U.S.C. § 2 in 1951 for the purpose of directly answering the question this case presents. Standefer v. United States, 447 U.S. 10, 18 n. 11, 100 S.Ct. 1999, 64 L.Ed.2d 689 (1980). The statute previously stated that “[w]hoever directly commits any act constituting an offense defined in any law of the United States, or aids, abets, counsels, commands,
was designed to eliminate all doubt that in the case of offenses whose prohibition is directed at members of specified classes (e.g. federal employees) a person who is not himself a member of that class may nonetheless be punished as a principal if he induces a person in that class to violate the prohibition.
Standefer, 447 U.S. at 18 n. 11, 100 S.Ct. 1999 (citing S.Rep. No. 1020, at 7-8 (1951), reprinted in 1951 U.S.C.C.A.N. 2578, 2583).
Additionally, the panel decision creates a conflict among the circuits. Both the Third and Sixth Circuits have analyzed and rejected arguments similar to Graham’s, each affirming a conviction where an alleged aider and abettor lacked the necessary status element, being a public official, to commit the underlying crime himself. See United States v. Standefer, 610 F.2d 1076, 1082-85 (3d Cir. 1979) (en banc); United States v. Lester, 363 F.2d 68, 72-73 (6th Cir. 1966). The Sixth Circuit in Lester first noted the long-established principle that “even though a defendant was incompetent to commit the offense as a principal by reason of not being of a particular age, sex, condition, or class, he may, nevertheless, be punished as procurer or abettor.” 363 F.2d at 72 (internal quotation omitted). The court then concluded, in language equally applicable to this case: “Congress, as if in anticipation of [the defendant’s] argument here, amended [18 U.S.C. § 2] ‘to * * * make certain the intent to punish (persons embraced within § 2) * * *, regardless of the fact that they may be incapable of committing the specific violation.’ ” Id. at 73 (quoting S.Rep. No. 1020, at 7-8). Similarly, the Third Circuit held in Standefer that, because of the “unambiguous statement by Congress” in amending the aiding and abetting statute, “18 U.S.C. § 2(a) may be used to reach one who could not be indicted as a principal.” Standefer, 610 F.2d at 1085.
In breaking rank with our sister circuits on this important question of statutory interpretation, the panel opinion calls into question the application of Section 2 to a broad range of criminal statutes. Many federal crimes require a defendant to have a specified status as an element of the offense. See, e.g., 18 U.S.C. § 207 (defendant must be a government employee); 18 U.S.C. § 656 (defendant must be a bank officer or employee); 18 U.S.C. § 922(g) (defendant must be a felon); 18 U.S.C. § 1709 (defendant must be a Postal Service officer or employee); 26 U.S.C. § 7214 (defendant must be a government
I conclude the Third and Sixth Circuits correctly interpreted 18 U.S.C. § 2, in line with its text, its history, and the Supreme Court’s statement in Standefer. Because I see no reason to interpret Section 2 differently as it applies in the Indian law context, I respectfully dissent from the denial of rehearing en banc.
. Section 1153 also applies if the victim was an Indian.
. Indeed, the Senate Report states that “[t]his section is intended to clarify and make certain the intent to punish aiders and abettors regardless of the fact that they may be incapable of committing the specific violation which they are charged to have aided and abetted.” S.Rep. No. 1020, at 7-8.
. Standefer did not appeal this holding after losing in the Third Circuit, and thus the Supreme Court’s analysis of the 1951 amendment in Standefer was not essential to its decision. Still, “federal courts are bound by the Supreme Court's considered dicta almost as firmly as by the Court's outright holdings.” Jones v. St. Paul Cos., 495 F.3d 888, 893 (8th Cir. 2007) (internal quotation omitted).
Opinion of the Court
ORDER
The petition for rehearing en banc is denied. The petition for rehearing by the panel is also denied.
Reference
- Full Case Name
- UNITED STATES of America, Appellant, v. John GRAHAM, Also Known as John Boy Patten, Appellee
- Cited By
- 1 case
- Status
- Published