Charles Sisney v. Denny Kaemingk
Opinion
Inmate Charles Sisney brought this pro se civil rights action against four South Dakota corrections officials, asserting both facial and as-applied challenges to the State's prison-pornography policy. The district court construed Sisney's facial challenges to two distinct provisions of the policy as a single attack on the entire policy, and it granted his motion for summary judgment on this score. After invalidating the policy on its face, the court proceeded to resurrect a prior version of the policy and used it to resolve all but one of the as-applied challenges in Sisney's favor. The prison officials now appeal the partial grant of summary judgment to Sisney, and Sisney cross appeals. For several reasons, we find it prudent to decide whether the policy was constitutional as applied to Sisney before reaching his facial challenges. However, the district court erred in its as-applied analysis, so we vacate the summary judgment order and remand for it to consider, in the first instance, Sisney's as-applied claims based on the version of the policy he actually challenged and then to determine whether facial relief remains necessary.
I.
Sisney has been serving a life sentence at the South Dakota State Penitentiary ("SDSP") since 1997. During this time, he has brought several civil rights actions, including two
pro se
suits in South Dakota state court and a free-exercise challenge that was part of a consolidated appeal before this court.
See
Sisney v. State
,
In relevant part, the 2014 Policy "prohibits the purchase, possession and attempted possession and manufacturing of pornographic materials by offenders housed in [SDDOC] institutions." SDDOC, Policy No. 1.3.C.8,
Pornography
(2014). The term "pornographic material" is defined to include "books, articles, pamphlets, magazines, periodicals, or any other publications or materials that feature nudity or 'sexually-explicit' conduct ... [as well as] photographs, drawings, etchings, paintings, or other graphic depictions of nudity or sexually explicit material."
Acting pursuant to the 2014 Policy, SDSP staff rejected a number of items that were mailed to Sisney. The prohibited materials included two erotic novels, Thrones of Desire and Pride and Prejudice: The Wild and Wanton Edition , as well as four Japanese manga comics from a series called Pretty Face , nine images of Renaissance artworks depicting nudity, a book on Matisse and Picasso, and a poster featuring the iconic Coppertone suntan-girl advertisement. Sisney went through the prison grievance process to challenge the rejection of each of these items, but he was denied relief with only brief explanations as to why the materials were withheld.
In April 2015, having exhausted his administrative remedies, Sisney filed a
pro se
complaint pursuant to
Following a limited period of discovery, the corrections officials moved for summary judgment as to all claims. Beyond contesting Sisney's asserted "constitutional right to receive sexually explicit communications," the officials cited a variety of district and circuit court opinions describing the general penological interests served by prison bans on sexually explicit materials, including institutional security, rehabilitation, and the prevention of sex crimes in prison, as well as a reduction in sexual harassment directed at staff. They then emphasized that the district court had found these same interests sufficient to uphold the 2000 version of the SDDOC pornography policy ("2000 Policy") in King v. Dooley , CIV. 00-4052 (D.S.D. June 16, 2003), suggesting that this decision was dispositive as to Sisney's "facial challenge" because the 2014 Policy is "essentially the same." The officials provided no explanation, however, for modifying the policy and never suggested that the general penological interests from the cases they cited actually motivated the adoption of the 2014 Policy. Shortly thereafter, Sisney countered with his own motion for summary judgment. In it, he noted that the SDDOC policy had undergone significant revision since it was upheld in King . For example, the 2014 Policy banned written sexually explicit materials, expanded the definition of nudity, and extended the policy to outgoing correspondence. Sisney argued that these and other changes rendered the 2014 Policy unconstitutionally overbroad, even considering the legitimate interests promoted by other prison pornography-censorship policies.
The district court referred the cross motions for summary judgment to a magistrate judge, who issued a thorough report and recommendation ("R&R") that found largely in favor of Sisney. First, the magistrate judge concluded that the 2014 Policy "is much more sweeping and comprehensive than its predecessor which was analyzed in
King
." Accordingly, the R&R rejected the defendants' claim that
King
was dispositive as to Sisney's "facial challenge"
3
to the 2014 Policy. The magistrate judge next considered the merits of the facial claims, evaluating the regulations on incoming mail under the Supreme Court's four-factor balancing test from
Turner v. Safley
,
Given the breadth of objections to the R&R, the district court reviewed the entire report de novo , ultimately adopting the recommendations and findings in nearly all respects. The court first observed that "[t]he basic claim of the Defendants is that the current policy really is no different than the [2000] policy ... approved in King ," and it agreed with the magistrate judge's rejection of this argument based on the "significant" differences between the two policies. The district court then held that the "new and overly broad policy goes far beyond what is necessary and is unconstitutional." With respect to the as-applied challenges, the court voiced concern about the R&R's unique approach of resurrecting and applying the 2000 Policy but seemingly accepted it nonetheless:
[The R&R's] discussion of what is or is not censored under King is dicta and is only used to demonstrate some of the differences between the policies approved in King and the policies now before the Court. The R&R does not treat the King discussion as dicta. This Court does consider the King discussions to be dicta because this Court does not believe that what there is of King policy in the present policy can be abstracted from the present policy to then apply those abstractions to the as-applied challenges. Nonetheless, this Court has applied the as-applied challenges under the King policy.
As we understand it, the district court applied the 2000 Policy despite its misgivings and found for Sisney as to each of the rejected materials except the Pretty Face comics. The prison officials then appealed the adverse grant of summary judgment, and Sisney cross-appealed the denial of relief as to the four comic books.
II.
"We review a district court's grant of summary judgment
de novo
, viewing the evidence in the light most favorable to the non-moving party and giving the non-moving party the benefit of all reasonable inferences."
Murchison v. Rogers
,
As the Supreme Court instructed in
Turner
, prisoners' rights cases require courts to strike a balance between two competing principles.
Like other parties, inmates are permitted to raise both as-applied and facial challenges.
See, e.g.
,
Thornburgh
, 490 U.S. at 403,
"It is not the usual judicial practice, however, nor do we consider it generally desirable, to proceed to an overbreadth issue unnecessarily-that is, before it is determined that the statute would be valid as applied."
Bd. of Tr. of State Univ. of N.Y. v. Fox
,
[s]uch a course would convert use of the overbreadth doctrine from a necessary means of vindicating the plaintiff's own right not to be bound by a statute that is unconstitutional into a means of mounting gratuitous wholesale attacks upon state and federal laws. Moreover, the overbreadth question is ordinarily more difficult to resolve than the as-applied, since it requires determination whether the statute's overreach is substantial , not only as an absolute matter, but "judged in relation to the statute's plainly legitimate sweep," and therefore requires consideration of many more applications than those immediately before the court. Thus, for reasons relating both to the proper functioning of courts and to their efficiency, the lawfulness of the particular application of the law should ordinarily be decided first.
Although
Fox
and its progeny do not
require
courts to resolve as-applied challenges before reaching claims of facial unconstitutionality, we conclude that several aspects of this case militate in favor of "resist[ing] the pulls to decide the constitutional issues ... on a broader basis than the record before us imperatively requires."
See
Street v. New York
,
In
Jacobsen v. Howard
, another overbreadth appeal involving the grant of both as-applied and facial relief, we similarly resolved to begin our analysis with the as-applied challenges.
See
Here, however, we cannot adopt the district court's as-applied analysis because it was error to resurrect and apply the 2000 Policy. This was not the policy that Sisney actually challenged, nor was it the authority under which SDSP staff withheld the rejected materials. In fact, once the district court facially invalidated the 2014 Policy, there was nothing left to apply, given that new SDDOC policies supercede rather than amend previous provisions in their entirety. 6 See, e.g. , SDDOC, Policy No. 1.3.C.8. Moreover, even if we could take this approach, it would be imprudent to do so. As the district court itself correctly concluded, "the differences [between the two policies] are significant," and further, the hypothetical application of the 2000 Policy is highly speculative in that it requires guessing what the prison would or would not have censured under the old policy.
In light of this error, we believe the best course is to vacate the summary judgment order in its entirety and allow the district court to reevaluate Sisney's as-applied claims based on the 2014 Policy-the version he actually challenged.
See, e.g.
,
Montin v. Estate of Johnson
,
III.
Accordingly, we vacate the district court's summary judgment order and remand for further proceedings consistent with this opinion.
Sisney acted pro se throughout the proceedings before the district court, but counsel was appointed to represent him on appeal.
Apparently, the fact that the corrections officials construed Sisney's two facial-challenge counts as a single attack on the entire policy rather than more limited challenges to individual provisions led the magistrate judge, and ultimately the district court, to adopt the same approach.
As the R&R correctly recognized, the same degree of deference does not extend to prison restrictions on outgoing mail, which are subject to review under the more exacting standard set out in
Martinez
.
See
Turner
,
That is, of course, assuming Sisney challenged the entire policy. As mentioned above, it is unclear to us that Sisney's amended complaint raised a facial challenge to the entire policy rather than separate facial challenges targeting the outgoing-mail provision and the definition of "sexually explicit."
See
Richard H. Fallon, Jr.,
Fact and Fiction about Facial Challenges
,
Although the district court suggested that it considered the R&R's "discussion of what is or is not censored under King [to be] dicta," it nonetheless evaluated Sisney's as-applied challenges under the superceded 2000 Policy. Even if there were some principled distinction between what the court said and did, however, we believe that conducting the as-applied analysis based on the 2014 Policy is a necessary first step in resolving this case.
Reference
- Full Case Name
- Charles E. SISNEY, Plaintiff-Appellee v. Denny KAEMINGK, in His Official Capacity as the South Dakota Secretary of Corrections; Darin Young, in His Official Capacity as the Warden of the South Dakota State Penitentiary; Sharon Reimann, in Her Official Capacity as an SDSP Designated Mailroom Officer; Craig Mousel, in His Official Capacity as an SDSP Designated Property Officer, Defendants-Appellants American Civil Liberties Union of South Dakota, Amicus Curiae National Coalition Against Censorship, Amicus on Behalf of Appellee(s) Charles E. Sisney, Plaintiff-Appellant v. Denny Kaemingk, in His Official Capacity as the South Dakota Secretary of Corrections; Darin Young, in His Official Capacity as the Warden of the South Dakota State Penitentiary; Sharon Reimann, in Her Official Capacity as an SDSP Designated Mailroom Officer; Craig Mousel, in His Official Capacity as an SDSP Designated Property Officer, Defendants-Appellees
- Cited By
- 22 cases
- Status
- Published