United States v. Daytoviane McLemore
Opinion
Indicted for possession of a firearm by an unlawful drug user in violation of
At 9:45 p.m. on July 1, 2016, Waterloo, Iowa police officers Kye Richter and Jamie Sullivan, patrolling a high crime neighborhood, observed McLemore standing next to a BMW parked at 820 Logan Avenue, a residence frequented by members of one of two rival gangs. Two days earlier, while investigating reports of a nearby shooting, Sergeant Richter and Officer Diana Del Valle had seen Rode exit the BMW after it stopped near Logan Avenue. Del Valle had learned that Rode was affiliated with the gang that frequented 820 Logan and may have been the victim of an unreported shooting a few days earlier. Richter and Sullivan decided to stop the BMW to investigate these suspicious circumstances.
Richter radioed Officer Del Valle, patrolling in a different car, and told her to go to the Logan Avenue area and wait for the BMW to leave. When the BMW departed ten minutes later, Del Valle followed. She saw that the BMW had a dealer advertising plate instead of a rear license plate, which she had noticed two days earlier, and a temporary paper card taped to the inside of the left rear window. Del Valle radioed Richter and Sullivan she had seen "no violations yet." They asked about the card in the back window. Del Valle said, "you can see a plate, but you can't read what's on it." Officer Sullivan replied, "there you go." Del Valle activated the lights on her police cruiser and made an "equipment stop." She testified that she could first read the numbers on the temporary card when "I got to the trunk area." She did not examine whether the temporary card was valid (it was) because "I already had the probable cause, which was a temporary tag. I wasn't focused on whether that tag was valid or not at that time." During the stop, Del Valle smelled marijuana, and Sergeant Richter discovered a firearm during his pat-down search of McLemore.
Both defendants moved to suppress the firearm, raising multiple Fourth Amendment issues. After a combined hearing at which Del Valle and Richter testified, the magistrate judge issued a Report and Recommendation recommending both motions be denied, concluding that the temporary tag issue was controlled by our prior decision in
United States v. Givens
,
On appeal, the government argues that Officer Del Valle had reasonable suspicion to stop the BMW for an equipment violation because she was unable to read what appeared to be a temporary registration card taped to its rear window. Though the parties argue other issues, the appeal turns on this question of law that we review
de novo
.
United States v. Ellis
,
Absent a valid basis for seizure, a traffic stop requires "at least articulable and reasonable suspicion that a motorist is unlicensed or that an automobile is not registered."
Delaware v. Prouse
,
A number of prior cases have considered the Fourth Amendment validity of traffic stops to investigate whether a vehicle was being operated in violation of state registration laws. For example, in
United States v. Geelan
,
Three prior cases involved temporary registration documents. In
United States v. Sanchez
,
These cases illustrate, as the Supreme Court's governing standard demands, that the determination of reasonable suspicion is fact specific, requiring the government to establish that the officer had "a particularized and objective basis for suspecting the particular person stopped of breaking the law."
Heien
,
Relying on
Givens
,
A vehicle may be operated upon the highways of [Iowa] without registration plates for a period of forty-five days after the date of delivery of the vehicle to the purchaser from a dealer if a card bearing the words "registration applied for" is attached on the rear of the vehicle. The card shall have plainly stamped or stenciled the registration number of the dealer from whom the vehicle was purchased and the date of delivery of the vehicle. 2
Officer Del Valle, who made the stop, testified that she stopped the BMW for an equipment violation based on the opinion of Officer Sullivan ("there you go"), who could not see the BMW and did not testify at the hearing. Del Valle justified the stop because she "could not see the numbers or letters on [the] temporary registration tag which the DOT requires" from her police cruiser. However, she knew the BMW had a car dealer's advertising plate where the rear license plate is customarily attached, and she knew the piece of paper taped to the rear window was a temporary Iowa registration "plate" in the form approved by the Iowa DOT. Indeed, in her Incident Report written the day after the stop, Officer Del Valle wrote, "I observed the BMW had promotional/advertising dealer plates and I observed a paper plate affixed to the left portion of the rear window, but I was unable to see the letters or numbers on the paper plate from my vehicle."
Del Valle also did not identify what information she could not see that gave her (or Officer Sullivan) reasonable suspicion of a violation. If her reference to "letters or numbers" meant the unique vehicle registration letters and numbers on a license plate, which law enforcement officers often use to identify specific vehicles, then she had no reasonable suspicion at all, because § 321.25 only requires disclosure of "the registration number of the dealer from whom the vehicle was purchased and the date of delivery of the vehicle." If she meant the dealer's registration number, she did not explain why she needed to see that when she could plainly see a dealer's advertising plate in the BMW's license plate location. If she meant the expiration date-and nothing in the record even hints at that-neither Del Valle nor Richter testified as to their basis for believing that the requirement in § 321.25 that this information be "plainly stamped or stenciled" on the temporary card meant that, unless it is readable at night from a pursuing police cruiser, the vehicle is likely breaking the law. 3
Second, the government did not introduce into evidence either the temporary registration card taped to the rear window when the BMW was seized, or a copy of the standard-form Iowa DOT temporary card to which Del Valle referred in her testimony. Thus, the only evidence of record is Del Valle's contemporaneous opinion that the paper card she saw was a form of card that complied with § 321.25. Indeed, the government does not dispute that the temporary card satisfied the requirements of Iowa law. Third, neither Sergeant Richter nor Officer Del Valle testified that they can usually read temporary cards at night or that they had previous problems with fraudulent or invalid cards. These facts distinguish this case from facts we deemed "critical" in Sanchez , Mendoza , and Givens .
As the district court recognized, the government's position in this case would mean that an Iowa police officer may stop a vehicle displaying a proper form of temporary registration card
whenever
the officer cannot read the dealer registration number and the card's expiration date from inside the officer's following police cruiser. The Fourth Circuit rejected this contention in
United States v. Wilson
,
The government alternatively asserts that even if Officer Del Valle did not have reasonable suspicion to stop the BMW, she was acting under an objectively reasonable mistake of law in believing that her inability to read the card was a violation of Iowa law.
See
Heien
,
We affirm the Order of the district court in the consolidated criminal cases dated February 28, 2017.
The Honorable Leonard T. Strand, Chief Judge, United States District Court for the Northern District of Iowa.
The government on appeal does not contend that Del Valle's inability to read the card from her vehicle violated the "plainly stamped or stenciled" requirement of
Reference
- Full Case Name
- UNITED STATES of America, Plaintiff-Appellant v. Daytoviane Dapree MCLEMORE, Defendant-Appellee United States of America, Plaintiff-Appellant v. Joshua Adam Rode, Defendant-Appellee
- Cited By
- 21 cases
- Status
- Published