Christopher McDaniel v. Anne Precythe
Opinion
Christopher McDaniel sued the Director of the Missouri Department of Corrections, alleging that the Director's procedures for inviting citizens to witness executions violate McDaniel's rights under the Due Process Clause of the Fourteenth Amendment. The Director moved to dismiss McDaniel's claim on the grounds that McDaniel lacks standing and that the Director is immune from suit under the Eleventh Amendment. The district court 2 denied the motion, and the Director appeals. We affirm.
I.
Because this appeal arises from the denial of a motion to dismiss, we accept as true the well-pleaded allegations in the complaint. The following factual account is derived from McDaniel's complaint.
Missouri law requires the Director of the Department of Corrections to invite "at least eight reputable citizens," in addition to the state attorney general, to witness each Missouri execution.
Director George Lombardi employed certain procedures in connection with the selection of witnesses. A person who seeks to witness an execution must submit an application form published by the Department. The form requests basic personal information and criminal history, and then asks the applicant to "[e]xplain why you are requesting to be a witness to an execution in the State of Missouri." The form also inquires as follows: "Are you, or have you ever been, a member of any group or organization opposed to, or in support of, the death penalty?" If so, the applicant must "list the names of the organization(s)."
McDaniel is an investigative journalist who formerly reported for St. Louis Public Radio and now works as a death penalty reporter for BuzzFeed News. As part of *949 his work, McDaniel has written several articles criticizing Missouri's execution practices. In January 2014, McDaniel submitted an application to witness a Missouri execution as an employee of St. Louis Public Radio. In response to the form's instruction, McDaniel explained that he was seeking to witness a Missouri execution "[t]o ensure that this solemn task is carried out constitutionally." The Department of Corrections never responded to McDaniel's request, and the Director did not invite McDaniel to witness any of Missouri's seventeen subsequent executions.
In August 2016, McDaniel sued Director Lombardi in his official capacity under
The Director moved to dismiss the complaint, arguing that McDaniel lacked standing to bring his challenge, because he had not suffered an injury in fact. The Director also asserted that he was immune from suit under the Eleventh Amendment. The district court denied the motion because it concluded that McDaniel had suffered an injury and that the Director was not immune from a suit for injunctive relief under the rule established in
Ex parte Young
,
The Director filed notice of an interlocutory appeal on the question of immunity under the Eleventh Amendment. Anne Precythe then succeeded Lombardi as Director, and she was substituted as the appellant. See Fed. R. App. P. 43(c)(2). The Director now reasserts that McDaniel lacks standing and that she is immune from suit under the Eleventh Amendment. In addition, Director Precythe argues that the case is moot because nothing in the record demonstrates that she intends to maintain Director Lombardi's allegedly unconstitutional policies.
II.
The court of appeals typically has jurisdiction to hear appeals only from final decisions of the district court,
see
Federal courts, however, must always ensure that a dispute presents a case or controversy under Article III such that an assertion of jurisdiction is proper.
See
Steel Co. v. Citizens for a Better Env't
,
A.
Standing is an essential part of the case-or-controversy requirement of Article III.
Lujan v. Defs. of Wildlife
,
"To establish injury in fact, a plaintiff must show that he or she suffered 'an invasion of a legally protected interest' that is 'concrete and particularized' and 'actual or imminent, not conjectural or hypothetical.' "
Although this court has not recognized a right to witness an execution,
see
Rice v. Kempker
,
Of course, if an injury is merely speculative or hypothetical, then it is insufficient to satisfy the constitutional minimum. But as McDaniel's challenge is to the legality of the procedures used to select witnesses, he need not allege that he inevitably would be selected to serve as a witness but for the allegedly unlawful policies and customs of the Department. In an equal protection case, for example, "[w]hen the government erects a barrier that makes it more difficult for members of one group to obtain a benefit than it is for members of another group, a member of the former group seeking to challenge the barrier need not allege that he would have obtained the benefit but for the barrier in order to establish standing."
Ne. Fla. Chapter of the Associated Gen. Contractors of Am. v. City of Jacksonville
,
McDaniel's allegations of injury are of a similar nature. He complains that the Director
*951
enjoys "unbridled discretion" to select witnesses to executions. He claims that the Director's policies and customs for selecting witnesses allow for discrimination based on viewpoint, retaliation for expressive activity, or exclusion based on membership in a church or other organization. He asserts that the Director requests information about an applicant's association with groups that support or oppose the death penalty. And he alleges that the Director has denied applications from every person who expressed a desire to ensure that executions were carried out constitutionally. These allegations and reasonable inferences made from them support a plausible claim that an applicant's viewpoint is a factor used by the Director when considering whom to invite as a witness. Whether McDaniel's claim has merit-that is, whether the Due Process Clause really prevents the State from retaining unbridled discretion to select execution witnesses or from considering an applicant's viewpoint-is distinct from whether McDaniel has suffered an injury in fact.
See
Carlsen v. GameStop, Inc.
,
B.
The Director contends that even if McDaniel has standing, his claim is moot. To establish a case or controversy, McDaniel must show that there is an ongoing controversy throughout appellate review.
Iowa Prot. & Advocacy Servs. v. Tanager, Inc.
,
As the record stands before us, however, there is a continuing controversy. McDaniel complains that the Director has violated the Due Process Clause by applying customs and procedures that permit unbridled discretion to exclude persons from witnessing executions based on viewpoint, expressive activity, or religious affiliation. Director Precythe was appointed after this appeal was docketed, and she has not announced new policies or represented to this court that she will depart from the policies of her predecessor. McDaniel's allegation is not personal to former Director Lombardi, but rather a challenge to the standing policies and customs of the Department.
Cf.
Spomer v. Littleton
,
C.
The Director's appeal concerns immunity from suit under the Eleventh Amendment. The Amendment bars a suit brought by a private individual against a State.
Idaho v. Coeur d'Alene Tribe of Idaho
,
McDaniel's complaint alleges that the Director's policies and customs for selecting execution witnesses cause ongoing violations of the Due Process Clause. McDaniel seeks prospective relief-that is, an injunction requiring the Director to cease inviting people to witness executions until she has "established a policy for selection of execution witnesses" that accords with the Due Process Clause. The "straightforward inquiry" set forth by the Supreme Court, therefore, demonstrates that McDaniel's suit is not barred by the Eleventh Amendment.
The Director responds by claiming that
Ex parte Young
is limited to "enforcement actions" by state officials, and that decisions about whom to invite as execution witnesses are outside that category. To be sure,
Ex parte Young
provides that a suit seeking to enjoin enforcement of a state statute may proceed against a state officer only where the officer has "some connection with the enforcement of the act."
Second, the Director argues that the
Ex parte Young
exception does not apply to McDaniel's suit because his claim "implicates Missouri's special sovereign interest in carrying out ministerial actions necessary to implement capital punishment."
Coeur d'Alene
held that the Eleventh Amendment barred an Indian Tribe's suit for prospective relief against state officials where the action implicated the State's "special sovereignty interests" in its land and waters, and was "close to the functional equivalent" of a quiet title suit that was undisputedly barred by the Eleventh Amendment.
McDaniel's effort to require the promulgation of a policy that cabins the Director's discretion to select execution witnesses does not implicate the same sort of "unusual" situation involving "special sovereignty interests."
* * *
The order of the district court is affirmed. McDaniel's motion to hold the case in abeyance is denied.
The Honorable Nanette K. Laughrey, United States District Judge for the Western District of Missouri.
Reference
- Full Case Name
- Christopher S. MCDANIEL, Plaintiff-Appellee, v. Anne PRECYTHE, Defendant-Appellant.
- Cited By
- 28 cases
- Status
- Published