Michael Holmes v. United States
Opinion
In 2011, Appellant Michael Holmes's 2006 sentence for drug and firearm possession was vacated following investigations into former St. Louis Metropolitan Police Officers Shell Sharp and Bobby Garrett, who were found to have engaged in illegal activity while employed at the St. Louis Metropolitan Police Department. After his sentence was vacated, Holmes sought a certificate of innocence, which the district court 1 denied. He subsequently filed a Fed. R. Civ. P. 60(b) motion for relief from the district court's judgment, which the court also denied. Holmes appeals, arguing that the district court abused its discretion when it found he was not actually innocent of the crimes for which he was charged and when it denied his Rule 60(b) motion. We disagree and affirm.
I. Background
In December 2003, Sharp, Garrett, and Officer Alan Ray arrested Holmes in a residence located at 5894 Cates Avenue (the "
Cates Residence
") and searched the home. During the search, officers found mail addressed to Holmes at the Cates Residence in addition to cash, drugs, drug paraphernalia, and a gun. In 2006, a jury found Holmes guilty of possessing more than 50 grams of cocaine base with intent to distribute in violation of
In 2009, the St. Louis Metropolitan Police Department began investigating allegations that Sharp had given perjured testimony and falsified affidavits in many of his cases. As a result, the St. Louis Circuit Attorney's office dropped the charges in criminal cases in which Sharp had been involved. Additionally, the same year, Garrett pled guilty to several federal crimes stemming from illegal activities he engaged in as a police officer. Following these investigations, the government no longer vouched for the testimony of the two officers.
In 2011, Holmes filed a motion to vacate, correct, or set aside his 2006 sentence pursuant to
In response to Holmes's motion for a certificate of innocence, the Government submitted a declaration that Ray gave in 2011 recalling the events on the night of Holmes's arrest. Ray stated that he and Sharp: surveilled Holmes at the Cates Residence and watched him conduct what they believed to be drug transactions; saw Holmes drop a paper bag containing crack and run up the stairs to the third floor of the Cates Residence; and discovered mail addressed to Holmes, cash, drugs, drug paraphernalia, and a gun in the upstairs bedroom. He also stated that Holmes admitted to living at the Cates Residence and that the bedroom where they arrested him was his.
Holmes testified that he was innocent and offered documentary evidence that he resided at a different location and photo evidence of the staircases in the Cates Residence in an attempt to prove that Ray's declaration was false. The district court credited Ray's declaration and accompanying evidence and denied Holmes's motion for a certificate of innocence.
While the certificate of innocence proceedings were pending in the district court, Holmes, in a separate case, filed
The district court denied the motion, finding that the jury verdict was not new evidence. Holmes appeals.
II. Discussion
Holmes identifies two issues on appeal. First, he challenges the district court's ruling on his certificate of innocence motion, asserting that the district court erred when it found he did not prove actual innocence. Second, he claims that the district court erred when it denied his Rule 60(b) motion for relief from its judgment on his certificate of innocence request because the favorable jury verdict in his § 1983 case was new evidence of actual innocence. We address each claim in turn.
A. Certificate of Innocence
"[A] certificate of innocence is civil in nature ... [and] serves ... to permit its bearer to sue the government for damages" related to a wrongful conviction.
Betts v. United States
,
(1) 'has been reversed or set aside on the ground that [he] is not guilty of the offense of which [he] was convicted ... and (2) ... [his] acts, deeds, or omissions in connection with such charge constituted no offense against the United States, or any State ... and [he] did not by misconduct or neglect cause or bring about [his] own prosecution.'
United States v. Racing Servs., Inc.
,
"A reversal of the criminal conviction based on insufficiency of the prosecution's evidence does not entitle the defendant to a certificate of innocence."
Denying "a certificate of innocence is committed to the sound discretion of the district court."
Racing Servs.
,
We give even greater deference to the district court's factual findings when they "are based on determinations regarding the credibility of witnesses."
Anderson v. City of Bessemer City
,
In re BLT II, Ltd.
,
It is undisputed that Holmes "did not by misconduct or neglect cause or bring about [his] own prosecution."
Racing Servs.
,
The Government, on the other hand, presented a declaration by Ray, whose credibility has not been impugned, that he: personally witnessed Holmes conducting drug transactions; saw Holmes drop a brown bag that contained crack and run up the stairs to the third floor of the residence; arrested Holmes in the Cates Residence; heard Holmes admit he lived in the Cates Residence; and found cash, drugs, drug paraphernalia, a weapon, and mail addressed to Holmes in Holmes's bedroom in the Cates Residence. Ray never specified whether he saw Holmes run up the front stairs or the rear stairs to the third floor.
The evidence presented permitted two possible views: (1) a finding that Holmes's testimony was reliable, the documents and photos he presented bolstered his testimony, and he was actually innocent of all crimes; or (2) a finding that Ray's declaration was reliable, the evidence seized on the premises supported Ray's declaration, Holmes's additional evidence did not undermine Ray's declaration, and Holmes was not actually innocent. The court was free to credit either witness and to interpret the evidence either way.
See
Grubbs
,
Holmes further argues that the district court erred because it did not conduct an evidentiary hearing on his certificate of innocence motion. The statute does not direct the courts "as to what procedure a court should follow in determining whether or not a petitioner is entitled to a certificate."
Grubbs
,
B. Rule 60(b) Motion
Next, Holmes argues that the district court erred when it denied his motion for relief from judgment under two subsections of Rule 60(b). He claims the evidence he presented in his § 1983 trial and the jury verdict from that case constitute sufficient evidence to warrant relief from the district court's denial of his certificate of innocence.
Rule 60(b) provides in relevant part that:
On motion and just terms, the court may relieve a party or its legal representative from a final judgment, order, or proceeding for the following reasons:
...
(2) newly discovered evidence that, with reasonable diligence, could not have been discovered in time to move for a new trial under Rule 59(b);
...
(6) any other reason that justifies relief.
"The denial of a Rule 60(b) motion is reviewed for an abuse of discretion."
In re Guidant Corp.
,
We first consider Holmes's motion as it relates to Rule 60(b)(2). To succeed under Rule 60(b)(2), Holmes must establish four elements: "(1) the evidence was discovered after trial; (2) due diligence was exercised to discover the evidence; (3) the evidence is material and not merely cumulative or impeaching; and (4) the evidence is such that a new trial would probably produce a different result."
U.S. Xpress Enterprises, Inc. v. J.B. Hunt Transp., Inc.
,
Holmes argues that the jury verdict in the § 1983 trial undermines Ray's § 1983 trial testimony and demonstrates that Ray was not a credible witness. However, while the jury returned a verdict with interrogatories that required separate findings as to Garrett and Sharp, there is no reference to Ray on the verdict form whatsoever. As such, it is impossible to know whether the civil jury found for Holmes because it believed Ray was not credible or that its finding was based on other evidence, or the lack thereof, presented at trial. Additionally, Ray's trial testimony that he saw Holmes in the stairwell, that Holmes dropped a brown bag and ran up the stairs to the third floor, and that Ray chased Holmes up the stairs to the bedroom, does not conflict with or exclude the possibility that Sharp and Garrett violated Holmes's civil rights by fabricating evidence, conspiring against him, maliciously prosecuting him, or falsely imprisoning him. Thus, we disagree with Holmes that the jury verdict necessarily undermines Ray's credibility, creating an exceptional circumstance requiring a new certificate of innocence proceeding.
Holmes further claims that the jury verdict is new evidence that definitively establishes actual innocence entitling him to relief from the district court's judgment. The jury verdict itself is a new piece of evidence-the result of Holmes's § 1983 case against Sharp and Garrett. The verdict was delivered on March 4, 2016, four
months after the district court's November 3, 2015 denial of Holmes's request for a certificate of innocence. Thus the evidence could not have been discovered before the certificate of innocence proceeding. The jury verdict is also material to the question of Holmes's actual innocence, as a finding that Sharp and Garrett fabricated evidence against Holmes is certainly an important consideration in determining whether Holmes is actually innocent of the charges levied against him.
See
United States v. Hernandez
,
However, the jury verdict is not evidence that if presented in a new certificate of innocence proceeding "would probably produce a different result."
U.S. Xpress
,
Next, we consider Holmes's argument based on Rule 60(b)(6). Under Rule 60(b)(6), relief is only available "where exceptional circumstances have denied the moving party a full and fair opportunity to litigate his claim and have prevented the moving party from receiving adequate redress."
Harley
,
Holmes has had several opportunities to fully and fairly litigate his claims through his motion to vacate his conviction, his motion for a certificate of innocence, his § 1983 claim, and his Rule 60(b) motion for relief from judgment.
Therefore, we find the district court did not abuse its discretion in denying Holmes's Rule 60(b) motion.
III. Conclusion
For the foregoing reasons, we affirm the district court's denial of Holmes's request for a certificate of innocence and his subsequent Rule 60(b) motion for relief from judgment.
The Honorable Carol E. Jackson, United States District Judge for the Eastern District of Missouri.
Reference
- Full Case Name
- Michael James HOLMES, Movant-Appellant v. UNITED STATES of America, Respondent-Appellee Michael James Holmes, Movant-Appellant v. United States of America, Respondent-Appellee
- Cited By
- 20 cases
- Status
- Published