Ernest Johnson v. Anne L. Precythe
Opinion
Ernest Johnson, a prisoner sentenced to death in Missouri, appeals the dismissal of his action challenging the constitutionality of the State's method of execution as applied to him. The district court dismissed Johnson's second amended complaint for failure to state a claim. We conclude that Johnson pleaded a plausible claim for relief under the Eighth Amendment, so we reverse and remand for further proceedings.
I.
Johnson was convicted of three counts of first-degree murder in Missouri state court and sentenced to death.
See
State v. Johnson
,
The district court granted the State's motion to dismiss the complaint for failure to state a claim.
See
Fed. R. Civ. P. 12(b)(6). Applying the Eighth Amendment standard from
Glossip v. Gross
, --- U.S. ----,
Johnson moved this court to stay his execution pending appeal. This court denied a stay after concluding that Johnson failed to demonstrate a significant possibility of success on either element of his Eighth Amendment claim.
Johnson v. Lombardi
,
As we observed in
Bucklew v. Lombardi
,
Back in the district court, Johnson amended his complaint, but the court again dismissed it without prejudice. This time, the court reasoned that Johnson's complaint failed to plead facts that established the likelihood that pentobarbital would cause him to have a mid-execution seizure. The court allowed that it would give Johnson one more opportunity to file an adequately pleaded complaint.
Johnson then filed a second amended complaint. As an exhibit, Johnson attached an affidavit from anesthesiologist Dr. Joel Zivot, who opined about the likelihood that Johnson would suffer a painful seizure if executed by means of pentobarbital. Johnson also attached an Oklahoma study concluding that nitrogen-induced hypoxia, an alternative to lethal injection, would be a humane method of execution.
The district court granted the State's motion to dismiss the latest complaint. The court reasoned that Johnson failed to plead adequately two elements of an Eighth Amendment claim-namely, that pentobarbital was sure or very likely to cause him to suffer severe pain, and that nitrogen-induced hypoxia was a feasible and readily implemented alternative method of execution that would significantly reduce that risk. Johnson appeals, and we review the district court's decision
de novo.
Zink v. Lombardi
,
II.
To survive a motion to dismiss, "a complaint must contain sufficient factual matter, accepted as true, to 'state a claim to relief that is plausible on its face.' "
Ashcroft v. Iqbal
,
At the same time, however, the rules of procedure continue to allow notice pleading through "a short and plain statement of the claim showing that the pleader is entitled to relief."
Erickson v. Pardus
,
To prove a claim challenging a method of execution under the Eighth Amendment, a prisoner must first "establish that the method presents a risk that is '
sure or very likely
to cause serious illness and needless suffering,' and give rise to 'sufficiently
imminent
dangers.' "
Glossip
,
On the first element, Johnson alleged that he was diagnosed with an "atypical parasagittal meningiomabrain tumor." A portion of the tumor was removed during a craniotomy procedure in August 2008, but another part remains in Johnson's brain. The surgery also resulted in "scarring tissue" in Johnson's brain and a "significant brain defect." Johnson pleaded that "[t]he brain defect and the scarring tissue that resulted from the craniotomy procedure were not known until an MRI procedure was conducted in April 2011." As a result of his "brain defect, scarring, and tumor," Johnson allegedly has a seizure disorder and has suffered seizures.
After detailing Missouri's lethal injection protocol, Johnson asserted that "there is a substantial and unjustifiable risk that the lethal injection drugs will trigger violent and uncontrollable seizures that are extremely painful and will lead to an ineffective and excruciating execution." Relying on the attached affidavit of Dr. Zivot, the complaint asserts that "a substantial risk of serious harm will occur during his execution as a result of a violent seizure that is induced by pentobarbital."
Dr. Zivot's supporting affidavit states as follows: "As a result of Mr. Johnson's brain tumor, brain defect, and brain scar, a substantial risk of serious harm will occur during his execution as a result of a violent seizure that is induced by Pentobarbital injection. Generalized seizures, such as the one that would occur in Mr. Johnson, are severely painful." This is essentially the same allegation that the Supreme Court cited in support of its decision in 2015 to stay Johnson's execution pending appeal.
We think these allegations are sufficient to meet the first element of an Eighth Amendment claim at the pleading stage. Dr. Zivot, as a medical expert, predicts "a violent seizure that is induced by Pentobarbital injection," opines that a seizure "would occur" during Johnson's execution, and states that such seizures are "severely painful." To be sure, "the tenet that a court must accept as true all of the allegations contained in a complaint is inapplicable to legal conclusions."
Iqbal
,
To prove the second element of an Eighth Amendment claim, Johnson must show an alternative method of execution "that is 'feasible, readily implemented, and in fact significantly reduce[s] a substantial risk of severe pain.' "
Johnson pleaded at greater length as follows: (1) "execution by lethal gas is already authorized by Missouri statute,"
see
In the recent case of
Bucklew v. Precythe
,
The district court concluded that the Oklahoma report attached to Johnson's complaint "actually indicates nitrogen induced hypoxia is not feasible or capable of being readily implemented for use in state executions," but we respectfully disagree. The report does state that "[f]urther study will be necessary to determine the best delivery system" for nitrogen gas. The report also raises the possibility that a gas mask delivery system could be less efficient than a gas bag delivery system. But the report's ultimate conclusion is that execution by nitrogen-induced hypoxia would be "simple to administer." That researchers have yet to decide which is the best among several feasible methods of implementation does not definitively refute Johnson's allegation that Missouri could feasibly implement this alternative without undue delay.
The district court also thought it fatal to Johnson's claim that he did not plead facts "indicating Missouri is willing to perform this type of execution, which suggests it may not be feasible." We cannot accept, however, that a State's unwillingness to employ a method that would significantly reduce a substantial risk of severe pain makes the method infeasible. Under the
Glossip
/
Baze
standard, a State
may be obliged under the Constitution to implement an alternative method of execution.
See
Baze
,
The State also contends that Johnson did not adequately allege that nitrogen gas would significantly reduce a substantial risk of severe pain. The State suggests that
McGehee v. Hutchinson
,
Johnson is not bound by the pleadings or the evidentiary record in McGehee. He has pleaded an as-applied claim based on his medical condition, not a facial challenge to Missouri's ordinary method. He claims that nitrogen hypoxia would ameliorate the risk of severe pain allegedly caused by pentobarbital, because "the use of lethal gas would not trigger the uncontrollable seizures and convulsions." The pleading is sufficient to state a claim that the alternative method would significantly reduce a substantial risk of severe pain for Johnson in his particular circumstances. Again, whether Johnson can prove that claim is a different matter that will arise at a later stage of the proceedings.
III.
The State's last argument for affirmance is that Johnson's complaint is barred by the statute of limitations. A statute of limitations is an affirmative defense that the defendant must plead and prove. But "[a] defendant does not render a complaint defective by pleading an affirmative defense," so the defense ordinarily must be apparent on the face of the complaint to justify dismissal for failure to state a claim.
Jessie v. Potter
,
In a § 1983 action like this one, the governing statute of limitations "is that which the State provides for personal-injury torts."
Wallace v. Kato
,
Johnson claims that his unique medical condition puts him at a substantial risk of suffering severe pain if he is executed by means of pentobarbital. Johnson's cause of action could not have accrued until he discovered, or with due diligence should have discovered, that he suffers from the brain defects that make him vulnerable to seizures. His second amended complaint alleges that "the brain defect and the scarring tissue that resulted from the craniotomy procedure were not known until an MRI procedure was conducted in April 2011." The complaint was filed within five years of April 2011, so it would be timely if that is the accrual date.
The State argues that Johnson could have discovered his condition in 2008 after he underwent brain surgery. The State posits that "[t]he presence of scar tissue after a surgery is obvious and a natural and probable consequence of any surgery." The condition of which Johnson complains, however, is not only scar tissue. He alleges a seizure disorder that is caused by a confluence of factors in his brain. Giving Johnson all reasonable inferences at this stage in the litigation, it is not clear from Johnson's pleadings that he could have discovered this condition through the exercise of reasonable diligence before his MRI procedure in April 2011. Therefore, Johnson's complaint is not subject to dismissal under Rule 12(b)(6) based on the statute of limitations.
* * *
For the foregoing reasons, we reverse the district court's judgment dismissing Johnson's second amended complaint and remand for further proceedings.
Reference
- Full Case Name
- Ernest Lee JOHNSON, Plaintiff - Appellant v. Anne L. PRECYTHE; Alana Boyles; Stanley Payne , Defendants - Appellees.
- Cited By
- 40 cases
- Status
- Published