United States v. Calvin Bernhardt
Opinion
A jury convicted Calvin Bernhardt of several federal offenses: attempted exploitation of a child, attempted receipt of images depicting sexual exploitation of a child, possession of counterfeit obligations, two counts of attempted witness tampering, and attempted travel with intent to engage in illicit sexual conduct. The district court sentenced Bernhardt to a total of 600 months' imprisonment. On appeal, Bernhardt challenges four counts of conviction and argues that his sentence is substantively unreasonable. We reject all of Bernhardt's challenges to the convictions but one: we conclude that there is insufficient evidence to support his conviction for attempted travel. We therefore remand for resentencing based on the remaining five counts of conviction.
I.
According to the evidence at trial, in July 2015, Bernhardt began communicating with a woman in the Philippines with the initials J.O.B. The two communicated primarily through Facebook Messenger, the social network's online chat service, but they also sent each other e-mails and spoke by telephone. During their conversations, J.O.B. told Bernhardt that she needed financial support. She also told him that she had a teenage daughter named L.O.B.
Bernhardt first contacted L.O.B. directly in November 2015 using Facebook Messenger. L.O.B. told Bernhardt that she was fourteen years old; despite her youth, Bernhardt asked L.O.B. to send him nude images of herself. Bernhardt told L.O.B. that if she did what he wanted, he would help J.O.B. financially.
At first, L.O.B. refused, telling Bernhardt, "You are bad guy" and "No thanks. I help my mother. I work hard too and I will continue my study." But Bernhardt persisted, offering L.O.B. 10,000 Philippine pesos (approximately $200) in exchange for the images. Eventually, L.O.B. acquiesced and sent Bernhardt several nude pictures of herself through Facebook Messenger.
During his conversations with J.O.B. and L.O.B., Bernhardt discussed traveling to the Philippines to have sex with L.O.B. at a hotel in Manila. He told J.O.B. that he wanted her to bring L.O.B. to a hotel to meet him, and he told L.O.B., "You and I will do things together at the hotel." He offered L.O.B. "25,000 php for one week at the hotel.... Anything goes," and told her, "You and I are going to play games.... Sexxxx games." Bernhardt later told investigators that his communications about traveling to the Philippines were just "smoke and mirrors," and investigators found no evidence that Bernhardt purchased a plane ticket for travel to the Philippines or reserved a hotel room there.
Law enforcement became aware of Bernhardt's communications with L.O.B. in February 2016. Facebook, Inc., had notified the National Center for Missing and Exploited Children of a possible instance of enticement of children for sexual acts. Investigators traced the messages to Bernhardt's residence in Tuttle, North Dakota.
Law enforcement agents then executed a search warrant at Bernhardt's residence. From the basement, agents seized Western Union receipts for money that Bernhardt sent to J.O.B. in the Philippines, numerous electronic devices, and $34,640 in suspected counterfeit U.S. currency located in a cupboard in the bathroom. The agents who examined the money explained that some of the bills were printed on only one side; some were printed on both sides using thick paper or card stock; and some were printed on both sides using paper that was "not as thick, but probably more consistent with our currency." Special Agent Trudell of the Department of Homeland Security testified that the variance in thickness of the paper used to print the bills demonstrated a progression in technique and was consistent with an effort to perfect the bills. The currency also bore legitimate serial numbers corresponding to genuine currency.
In an interview with investigators, Bernhardt discussed the origin of the fake money. He told investigators that he and his cousin were "just goofing around one day" and created the money by taking pictures of real bills or scanning them, printing the images onto paper, and then cutting the paper into the shape of bills using a paper cutter. Bernhardt stated that his cousin suggested that they keep the money for "board games, like Monopoly," or for poker between the two of them, and denied ever passing the bills.
Bernhardt was arrested and charged with attempted exploitation of a child in violation of
After his arrest, while he was released pending trial, Bernhardt contacted J.O.B., who had become a witness in the investigation. Twice he wrote to J.O.B., using a nickname for her daughter L.O.B.:
Sweetheart, there is a police investigation going on right now concerning my conversation with princess. If anyone from the police contacts you or princess, do not answer any questions. You don't know me. It's for all of our best interest. They are looking for human trafficking and child porn.
In a separate message, Bernhardt told J.O.B. to "make sure princess doesn't talk to anyone and delete any nude pics of her or me, ok?" After law enforcement discovered these communications, the grand jury charged Bernhardt with two counts of attempted witness tampering, in violation of
Bernhardt pleaded not guilty to the six-count superseding indictment. After a three-day trial, a jury convicted Bernhardt of all six counts. The court sentenced him to 600 months' imprisonment.
II.
A.
Bernhardt first challenges his conviction for possession of counterfeit obligations in violation of
Section 472 makes it a crime for a person to possess "with intent to defraud" a "counterfeited ... obligation ... of the United States." Although Bernhardt admits that he possessed the money found in his bathroom cupboard, he contends that the government failed to present sufficient evidence of his intent. He claims that he never circulated the money and argues that it was so obviously fake that no reasonable jury could infer an intent to defraud. Intent to defraud "cannot be proved by a showing of possession or passing alone," but it may be inferred from other circumstances.
United States v. Armstrong
,
The evidence at trial showed that Bernhardt kept the fake currency in a bathroom cabinet in the basement, away from his other possessions. The "segregation of counterfeit bills from genuine bills" is one recognized indicia of intent to defraud.
Bernhardt also argues that the government failed to prove that the currency was "counterfeit." Section 472 does not define the term "counterfeit," but courts have applied the so-called "similitude test" to determine whether the currency qualifies as "counterfeit."
United States v. Hall
,
Bernhardt contends that no reasonable jury could find that the money was counterfeit because many of the bills were printed on only one side using paper that was either too thick or too thin. The Ninth Circuit, he notes, once reversed a conviction under § 472 where notes were printed on "poor paper" and only on one side.
See
United States v. Johnson
,
B.
Bernhardt raises three challenges related to his convictions for two counts of attempted witness tampering. We address each argument in turn.
1.
Bernhardt first argues that the two counts of attempted witness tampering are multiplicitous. Bernhardt's objection alleges a defect in the indictment; under the rules of procedure, this point must be raised in a motion before trial. Fed. R. Crim. P. 12(b)(3)(B)(ii). Under Rule 12(c)(3), a court may consider an untimely multiplicity objection if the defendant "shows good cause" for his failure to raise it before trial.
See
United States v. Anderson
,
United States v. Olano
,
"An indictment is multiplicitous if it charges the same crime in two counts."
United States v. Chipps
,
One count charged Bernhardt with violating
knowingly use[ ] intimidation, threaten[ ], or corruptly persuade[ ] another person, or attempt[ ] to do so, or engage[ ] in misleading conduct toward another person, with intent to ... cause or induce any person to ... alter, destroy, mutilate, or conceal an object with intent to impair the object's integrity or availability for use in an official proceeding.
A second count alleged that Bernhardt violated
knowingly use[ ] intimidation, threaten[ ], or corruptly persuade[ ] another person, or attempt[ ] to do so, or engage[ ] in misleading conduct toward another person, with intent to ... hinder, delay, or prevent the communication to a law enforcement officer or judge of the United States of information relating to the commission or possible commission of a Federal offense.
Comparing the two provisions, we conclude that each statutory subdivision requires proof of an element that the other does not. Whereas § 1512(b)(2)(B) requires that the defendant intend to "cause or induce any person to ...
alter, destroy, mutilate, or conceal an object
with intent to impair the object's integrity or availability for use in an official proceeding,"
Bernhardt says the counts are multiplicitous because they arose from a single "impulse"-namely, the set of three messages he sent to J.O.B. But the "impulse test," which treats all violations that arise from a single "impulse" as one offense, applies only where multiple counts charge violations of the
same
statutory provision, and the court must determine the appropriate unit of prosecution.
United States v. Sandstrom
,
2.
Bernhardt also challenges the court's jury instruction defining "corruptly persuade" as it is used in § 1512(b). Bernhardt did not timely object to the instruction in the district court, so we review for plain error.
United States v. Poitra
,
The district court recited the definition of "corruptly persuade" as suggested by the Eighth Circuit's Model Jury Instructions.
See Eighth Circuit Manual of Model Jury Instructions
6.18.1512 (2014). The court instructed the jury as follows: "To corruptly persuade someone means to persuade with consciousness of wrongdoing." This court arguably endorsed that instruction in
United States v. Craft
,
In
Farrell
, a divided panel of the Third Circuit held that a defendant's attempts to persuade a co-conspirator to refrain from volunteering information to law enforcement did not amount to corrupt persuasion under § 1512(b). The court observed that the co-conspirator enjoyed a Fifth Amendment right against self-incrimination and ruled that "more culpability is required for a statutory violation than that involved in the act of attempting to discourage disclosure in order to hinder an investigation."
Others have not universally endorsed the Third Circuit's interpretation.
Farrell
itself included a dissenting view that "corruptly persuade" means "persuasion that is motivated by an improper purpose."
3.
Bernhardt also complains that insufficient evidence supported the verdicts that he "corruptly persuade[d]" J.O.B. in violation of § 1512(b). Bernhardt argues that his statements to J.O.B. are insufficient to show corrupt persuasion because he did not advise her to take unlawful action. According to Bernhardt, J.O.B. was under no duty to speak with officers or retain illicit photos, so he committed no crime by encouraging her to remain silent and dispose of the images.
We have concluded that the jury instruction defining "corruptly persuade" was not plainly erroneous. Under that instruction, the government was required to prove that Bernhardt attempted to "persuade with consciousness of wrongdoing." There was sufficient evidence to support the convictions under that standard.
Count Four charged that Bernhardt attempted to corruptly persuade J.O.B. with intent to hinder, delay, or prevent the communication to law enforcement of information relating to a federal offense. The evidence showed that Bernhardt expected investigators to contact J.O.B. and L.O.B. about human trafficking and child pornography. Bernhardt then implored J.O.B. not merely to exercise a right to remain silent but to lie if asked about him, saying "You don't know me." Evidence that Bernhardt attempted to persuade someone to provide false information to federal investigators is sufficient to support the conviction.
United States v. Pennington
,
Count Five charged that Bernhardt attempted to corruptly persuade J.O.B. to destroy or conceal sexually explicit images with intent to impair the availability of those images for use in an official proceeding. The evidence showed that after Bernhardt was charged with child exploitation, and thus had knowledge of an official proceeding, he asked J.O.B. to delete any nude images of himself and L.O.B. Although L.O.B. herself may have had no obligation to retain those images, especially if she lacked knowledge of an investigation, there was sufficient evidence that
Bernhardt
acted with consciousness of wrongdoing to make the images unavailable for use in his criminal case. He was aware of the pending proceeding and expected that investigators would be seeking the images. A reasonable jury thus could find that he did not act with an innocent purpose but with consciousness of wrongdoing.
See
Mann
,
C.
Bernhardt next challenges his conviction under
1.
"The elements of attempt are (1) intent to commit the predicate offense, and (2) conduct that is a substantial step toward its commission."
United States v. Spurlock
,
The court gave the following instruction:
Attempt requires a "substantial step" to commit the crime. A substantial step must be something more than mere preparation, yet may be less than the last act necessary before the actual commission of the substantive crime. In order for behavior to be punishable as an attempt, it need not be incompatible with innocence, yet it must be necessary to the consummation of the crime and be of such a nature that a reasonable observer viewing it in context could conclude beyond a reasonable doubt that it was undertaken in accordance with a design to violate the statute.
Bernhardt complains that this instruction was flawed in three respects. He contends that the court should have informed the jury that a substantial step must unequivocally indicate the actor's criminal intent,
see
United States v. Villarreal
,
A district court has wide discretion in formulating appropriate jury instructions,
Poitra
,
2.
Even accepting that the jury was properly instructed on the definition of "substantial step," Bernhardt contends that there was insufficient evidence to support the conviction under § 2423(b) and (e). We agree with this point, because the government failed to present sufficient evidence of a substantial step.
The governing statute makes it a crime for "a United States citizen" to attempt to "travel[ ] in foreign commerce[ ] for the purpose of engaging in any illicit sexual conduct with another person."
The evidence at trial showed that Bernhardt had discussed meeting J.O.B. and L.O.B. at a hotel in Manila for the purpose of engaging in illicit sexual conduct with L.O.B., used the word "hotel" more than twenty times in conversation with L.O.B., and offered L.O.B. money for one week at a hotel. Relying on our decision in Spurlock , the government argues that Bernhardt's messages to L.O.B. constitute an "attempt to groom and prepare [her] for such time as Bernhardt could travel to the Philippines to engage in sex with [her]" and that but for his arrest, Bernhardt would have completed the crime.
This argument confuses an attempt to entice a minor with an attempt to travel.
Spurlock
considered conduct amounting to a substantial step in the context of a different offense-namely, attempting to entice a minor to engage in unlawful sexual activity, in violation of
The government also cites a jailhouse recording between Bernhardt and another party in which Bernhardt discussed his relationship with L.O.B. Bernhardt remarked that "it's a stress, you know, for this girl to come," and that "it is quite a lengthy trip, a bit like a 24-hour ordeal." Bernhardt reported that "I checked into it, a little bit, going the other way of course. That's about what it was due to layovers and travel time." He concluded by describing the large time difference between the two countries and saying, "she's not exactly going to be feeling rosy when she gets over here." The government suggests that when Bernhardt "checked into it, a little bit, going the other way," he checked into travel from the United States to the Philippines and took a substantial step toward travel.
This evidence is too thin to support a conviction for attempted travel. Bernhardt did not purchase a plane ticket,
see
United States v. Seljan
,
* * *
For the foregoing reasons, we affirm Bernhardt's convictions for possession of counterfeit obligations and attempted witness tampering but vacate his conviction for attempted travel and remand for resentencing.
Reference
- Full Case Name
- UNITED STATES of America, Plaintiff-Appellee, v. Calvin BERNHARDT, Defendant-Appellant.
- Cited By
- 8 cases
- Status
- Published