Mario Smith v. United States
Opinion of the Court
In 2013, a jury convicted Mario Ronrico Smith of possession with intent to distribute cocaine ("Count 1"), using and carrying a firearm during a drug trafficking crime ("Count 2"), and felon in possession of a firearm ("Count 3"). At sentencing, the district court
One week after we decided Smith's direct appeal, the Supreme Court issued its decision in
Johnson v. United States
, --- U.S. ----,
At the government's request, the district court stayed the § 2255 proceedings until the Supreme Court decided, in
Beckles v. United States
, --- U.S. ----,
Agreeing with the government, the district court denied Smith's § 2255 motion. Smith did not establish ineffective assistance of appellate counsel, the court concluded, because counsel's failure to anticipate Johnson 's change in the law did not constitute deficient performance. Although Smith's ACCA sentence on Count 3 was no longer valid after Johnson , the concurrent sentence doctrine applied, the court concluded, because Beckles had foreclosed Smith's challenge to his concurrent career offender sentence on Count 1. Therefore, "even if the court ... granted Smith relief on count 3, his imprisonment term would remain the same because his conviction on count 1, which is still valid, is the same as his sentence for count 3." We granted a certificate of appealability on these issues. Reviewing de novo , we affirm.
I. The Concurrent Sentence Doctrine Issue.
Smith's § 2255 motion argued that both his Count 1 career offender sentence and his Count 3 ACCA sentence must be vacated under
Johnson
.
Beckles
established that
Johnson
provides no basis for § 2255 relief from the Count 1 career offender sentence under the advisory guidelines. The district court therefore invoked the discretionary concurrent sentence doctrine to deny sentencing relief. That doctrine "allows courts to decline to review the validity of a concurrent conviction or sentence when a ruling in the defendant's favor 'would not reduce the time he is required to serve' or otherwise 'prejudice him in any way.' "
Eason v. United States
,
On appeal, Smith argues that he is entitled to have his entire sentence vacated because the concurrent sentences on Counts 1 and 3 are "interdependent." Smith repeatedly asserts that his sentence on Count 1 "was impacted by the unlawful ACCA enhancement" on Count 3. But repeating this assertion does not make it true. Under the Guidelines in effect when he was sentenced, Smith's total offense level on Count 1 standing alone, with the career offender enhancement, was 37; on Count 3 standing alone, with the ACCA enhancement, it was 34. Compare USSG § 4B1.1(b)(1), with USSG § 4B1.4(a)(3). The enhancements put Smith in criminal history category VI on both counts. See USSG §§ 4B1.1(b), 4B1.4(c)(2). The Count 1 enhanced offense level of 37 resulted in an advisory guidelines range of 360 months to life under § 4B1.1(c)(3) ; § 4B1.1(c)(2) added the mandatory consecutive 60-month sentence for Count 2, making the advisory guidelines range for Count 1 alone 420 months to life. Counts 1 and 3 were grouped under § 3D1.2(c), resulting in concurrent ranges of 420 months to life for each Count. Thus, Count 3 did not increase the guidelines sentence for Count 1; if anything, the opposite was true. Moreover, the typical impact of an ACCA enhancement -- its mandatory minimum fifteen-year sentence -- had no impact in this case because Smith's total sentence was far above fifteen years, before and after the district court granted a 200-month downward variance. Indeed, at sentencing, defense counsel urged the court to impose a fifteen-year sentence.
Smith further argues the district court abused its discretion in applying the concurrent sentence doctrine because, with his Count 3 sentence vacated under Johnson , he is entitled to a full resentencing under the sentencing package doctrine. At that resentencing, Smith asserts, the current career offender guidelines would apply. Therefore, because the Sentencing Commission eliminated the career offender residual clause after Johnson , his Count 1 sentence would not be subject to the career offender enhancement. This establishes prejudice, Smith argues, so the concurrent sentence doctrine does not apply. He urges us to vacate his sentence and remand for de novo resentencing.
Under the sentencing package doctrine, when a defendant successfully attacks one but not all counts of conviction on appeal, we "may vacate the entire sentence on all counts so that, on remand, the trial court can reconfigure the sentencing plan to ensure that it remains adequate to satisfy the sentencing factors in
II. The Ineffective Assistance of Appellate Counsel Issue.
Smith argues that his appellate counsel provided constitutionally ineffective
assistance by failing to inform this court on direct appeal that Smith's sentence might be affected by the Supreme Court's impending decision in
Johnson
. The district court ruled that Smith failed to establish that appellate counsel provided ineffective assistance, relying on our prior decisions holding that "[t]he failure of counsel to anticipate a rule of law that has yet to be articulated does not render counsel's performance professionally unreasonable."
Allen v. United States
,
There is a "strong presumption that counsel's conduct falls within the wide range of reasonable professional assistance."
Strickland v. Washington
,
For the foregoing reasons, the judgment of the district court denying Smith's motion to vacate his sentence is affirmed. We deny his Motion To Supplement the Record on Appeal.
The Honorable David S. Doty, United States District Judge for the District of Minnesota.
Dissenting Opinion
Today, the court leaves in place a sentence that all agree is unlawful; the statutory maximum sentence on Smith's ACCA count is 120 months' imprisonment, yet Smith received a sentence of 220 months. To do so, the court relies on the concurrent sentence doctrine. In my view, that doctrine is inapplicable here, so I respectfully dissent.
Because Smith's § 2255 petition was successful on the merits, the district court could invoke the concurrent sentence doctrine to deny the petition only if a ruling in Smith's favor "would not reduce the time he is required to serve or otherwise prejudice him in any way."
Eason
,
Under the current Guidelines, Smith would not qualify for a career offender enhancement on Count 1, yielding a recommended Guidelines range significantly lower than the range applicable at his original sentencing.
United States v. Fletcher provides a useful illustration. Fletcher filed a meritorious § 2255 petition challenging the ACCA enhancement on one count of conviction; the district court denied the petition based on the concurrent sentence doctrine. Order at 3-4, United States v. Fletcher , No. 11-cr-193 (D. Minn. May 9, 2016), ECF No. 65. On appeal, we granted the government's motion to vacate the judgment, as the government noted that Fletcher's sentence would exceed the recommended Guidelines range under the current version of the Guidelines and therefore application of the concurrent sentencing doctrine was "questionable." See United States v. Fletcher , No. 16-3025 (8th Cir. 2017). On remand, the district court reduced Fletcher's overall sentence by 80 months. See Resentencing Judgment, No. 11-cr-193 (D. Minn. July 27, 2017), ECF No. 90.
As the court acknowledges, Smith's ACCA sentence is no longer valid. As a result, I would vacate it. And because it is possible for the district court to sentence Smith to a shorter term of imprisonment, I would remand the case to the district court for resentencing.
The current Guidelines omit the residual clause that originally allowed for the career offender enhancement. Based on the district court's original non-career offender calculations of a total offense level of 30 and a criminal history category of IV, I estimate a new Guidelines range (including the mandatory consecutive 60-month sentence for Count 2) of 195 to 228 months, as compared to Smith's original Guidelines range of 420 months to life. Of course, other changes to the Guidelines since Smith's original conviction could result in a different base offense level or criminal history category.
Reference
- Full Case Name
- Mario Ronrico SMITH Petitioner - Appellant v. UNITED STATES of America Respondent - Appellee
- Cited By
- 2 cases
- Status
- Published