Janice Duffner v. City of St. Peters, Missouri
Opinion
Janice Duffner, along with her late husband Carl, sued the City of St. Peters, Missouri, to challenge a city ordinance that requires at least fifty percent of their residential yard to contain turf grass. The district court dismissed the lawsuit, ruling that the Duffners failed to show that the ordinance violated the Due Process Clause of the Fourteenth Amendment or the Eighth Amendment's prohibition against excessive fines and penalties. The Duffners appealed, and we affirm the dismissal of the substantive due process claim on the alternative ground that it is barred by res judicata . We conclude that the Eighth Amendment claim is not ripe for adjudication, so we remand that claim with directions to dismiss it for lack of jurisdiction. 1
In 2002, the Duffners purchased a residential property in St. Peters. Soon after their purchase, the Duffners converted their yard into a garden of flowers and ornamental greenery. Six years later, the City enacted an ordinance requiring, among other things, that turf grass cover at least half the area of a residential yard. Violation of the ordinance is a misdemeanor punishable by a fine of ten to two hundred fifty dollars, ten days' imprisonment, or both, for each day that the violation continues.
In 2014, a city official sent the Duffners a letter, notifying them that their lawn apparently did not comply with the turf grass ordinance. The Duffners applied for a variance to exempt their property from compliance. The City granted a partial variance that would require the Duffners to plant at least five percent of their property with turf grass, and notified the Duffners they were required to comply with the variance by December 1, 2014. The Duffners declined to comply.
The Duffners sued the City in state court, alleging that the ordinance violated the Fourteenth Amendment and provisions of Missouri state law. The circuit court dismissed the petition without prejudice, ruling that it lacked jurisdiction because the Duffners failed to exhaust their administrative remedies. The Duffners appealed. The Missouri Court of Appeals ruled that the circuit court mistakenly dismissed the substantive due process claim for lack of jurisdiction, but affirmed the dismissal on the alternative ground that the complaint failed to state a claim because it did not allege action by the City that was "truly irrational."
Duffner v. City of St. Peters
,
The Duffners later sued the City in the federal district court, filing a five-count complaint that alleged a substantive due process claim, an Eighth Amendment claim, and several state-law claims. The City moved for summary judgment on all
counts, and the district court granted the motion. The court ruled that the substantive due process claim was not barred by
res judicata
, but granted summary judgment for the City on the merits of the Duffners' facial and as-applied challenges to the ordinance. The court also dismissed the Duffners' Eighth Amendment claim on the ground that the ordinance's penalty provision was not an excessive fine or otherwise contrary to the Eighth Amendment. The court declined to exercise supplemental jurisdiction over the remaining state-law claims. The Duffners appealed, and we review the district court's grant of summary judgment
de novo
. We may affirm on any ground supported by the record.
Woodworth v. Hulshof
,
We first address Duffner's substantive due process claim. The City contends that
res judicata
, or claim preclusion, bars Duffner from filing the same claim that was already dismissed in Missouri state court. To determine whether Duffner's claim is barred by
res judicata
, we look to the law of Missouri, the forum that rendered the first judgment.
See
C.H. Robinson Worldwide, Inc. v. Lobrano
,
Duffner contends that
res judicata
does not bar her substantive due process claim because the decision of the state court of appeals affirmed a dismissal without prejudice, and the Duffners attempted to amend their petition during the state court proceeding. To be sure, when a plaintiff suffers a dismissal without prejudice and then elects
not
to plead further, the dismissal amounts to an adjudication on the merits and precludes relitigation of the claim that was dismissed.
Mahoney v. Doerhoff Surgical Servs., Inc.
,
Duffner argues that the federal court complaint "added dozens of additional allegations to provide a factual basis" that the ordinance is truly irrational, but a comparison of the state court petition and the federal court complaint does not bear out this assertion. The "additional allegations" that Duffner cites either recharacterize previously alleged facts, state or explain legal conclusions, or provide facts irrelevant to the substantive due process claim.
The only new and pertinent factual allegation is that a city official "stated as part of 'the City's position' in regard to the Duffners' request for a total exemption from the requirements of the Turf Grass Mandate that the Duffners' plants are 'very attractive and well kept,' and that 'there is a lot of ground cover which is low to the ground and, therefore, gives an appearance, height, and scale that is similar to grass.' " But this allegation does not make the complaint materially different from the state court petition. There, the Duffners pleaded that their lawn was a "well-tended garden full of flowers and ornamental greenery" that "gives an appearance, height, and scale similar to grass." The additional assertion that a city official agreed with these facts is "a difference which lacks substantive significance."
Bachman
,
Duffner argues alternatively that if the court does not declare the turf grass requirement unconstitutional, then the ordinance's penalty provision violates the Eighth Amendment's prohibition against excessive fines and cruel and unusual punishments. The City argues that this claim is not ripe for review because no fines or penalties have been assessed against Duffner.
To determine whether a claim is ripe for judicial review, we evaluate "(1) the fitness of the issues for judicial decision and (2) the hardship to the parties of withholding court consideration."
Nat'l Park Hosp. Ass'n v. Dep't of Interior
,
Because it is unknown whether the City will impose sanctions on Duffner or, if sanctions are imposed, what they might be, Duffner cannot establish that her Eighth Amendment claim is "fit" for judicial decision. The City previously threatened that Duffner's failure to comply with the variance by December 16, 2016, would "result in a summons to court." But over two years later, there is no record that any summons has issued, and it is not clear whether the City will actually assess a penalty for noncompliance that occurred before the conclusion of this litigation. If the City does proceed against Duffner for violating the turf grass ordinance, then the law prescribes a range of possible sanctions, and the merits of an Eighth Amendment claim would depend on the specific penalties, if any, that are imposed. This case would thus "benefit from further factual development" before the court attempts to resolve Duffner's constitutional claim.
Iowa League of Cities v. EPA
,
We affirm the district court's dismissal of Duffner's substantive due process claim, but conclude that the district court was without jurisdiction to dismiss Duffner's Eighth Amendment claim on the merits. We remand the case with instructions to modify the judgment to dismiss Duffner's Eighth Amendment claim for lack of jurisdiction.
See
Public Water Supply Dist. No. 10
,
The notice of appeal was filed by Carl and Janice Duffner. On January 2, 2019, counsel notified the court that Carl Duffner had died. Janice Duffner continues this action as the sole appellant.
Reference
- Full Case Name
- Janice DUFFNER, Plaintiff - Appellant, v. CITY OF ST. PETERS, MISSOURI, a Municipality and Political Subdivision of the State of Missouri, Defendant - Appellee.
- Cited By
- 18 cases
- Status
- Published