Foundation for North American Wild Sheep v. United States Department of Agriculture
Foundation for North American Wild Sheep v. United States Department of Agriculture
Opinion of the Court
Appellant Foundation for North American Wild Sheep
I. FACTUAL BACKGROUND
Curtis owns and operates a tungsten mine located in the San Gabriel Mountains in the Angeles National Forest. Access to this mining operation may be had only by
Originally constructed in 1933 by miners who used the road to haul gold ore from the San Gabriel Mountains, Road 2N06 traverses the upper reaches of Cattle and Cold-water Canyons. In 1938, heavy flooding occurred in the area, destroying the mine from which the gold ore had been extracted, and curtailing mining operations in the area. From 1938 until 1969, Road 2N06 was used regularly by private landowners,
Road 2N09 was constructed on the floor of the Canyon and contains numerous stream crossings. Consequently, it is subject to frequent and severe flooding, especially during the rainy winter months. From 1969 until the reconstruction of Road 2N06 in 1980, Road 2N09 provided the sole means of access to the Curtis mining claim.
On September 27,1978, Curtis applied for a special use permit to reopen and use Road 2N06.
Upon hearing of the proposal to reopen Road 2N06, numerous environmentalists
The population of the herd directly at issue here is estimated at between 400 and 700 animals. This herd is unique in that it is one of the very few herds of Bighorn currently experiencing an increase in population.
Road 2N06 passes directly through the area used by the Bighorn herd for the “lambing” and rearing of its young. The Bighorn requires a unique ecosystem for these functions and any disturbance of that ecosystem may be potentially catastrophic to the survival of the herd. Road 2N06 also passes near a “mineral lick” used by the Bighorn herd. The exact composition and function of this “lick” is not precisely known but it is believed that the “lick” provides both a nutrient, probably sodium, necessary for Bighorn survival and a forum for intraspecies interaction necessary for the well-being and productivity of the herd. The reopening of Road 2N06 also presents the possibility of habitat encroachment of a more general nature. According to the Foundation,
In response to these and other concerns,
After protesting this decision
II. ANALYSIS
Before proceeding directly to the merits of the present controversy, we note the exceptionally broad scope of NEPA. See, e.g., Calvert Cliffs’ Coordinating Committee, Inc. v. Atomic Energy Comm’n, 449 F.2d 1109, 1122 (D.C.Cir. 1971). By its terms, NEPA mandates the preparation of an EIS for all “major federal actions significantly affecting the quality of the human environment .... ” NEPA § 102(2)(c) [42 U.S.C. § 4332(2)(c) ]. See also Kleppe v. Sierra Club, 427 U.S. 390, 399, 96 S.Ct. 2718, 2725, 49 L.Ed.2d 576 (1976). “The statutory phrase ‘actions significantly affecting the quality of the environment’ is intentionally broad, reflecting the Act’s attempt to promote an across-the-board adjustment in federal agency decision making so as to make the quality of the environment a concern of every federal agency.” Scientists’ Institute for Public Information, Inc. v. Atomic Energy Comm’n, 481 F.2d 1079, 1088 (D.C.Cir. 1973). NEPA represents a firm Congressional mandate that environmental factors be considered on an equal basis with other, more traditional, concerns. Calvert Cliffs’ Coordinating Committee, Inc. v. Atomic Energy Comm’n, 449 F.2d 1109, 1122 (D.C.Cir. 1971).
Our first step in resolving the issues presented by this appeal is a determination of the appropriate standard for reviewing the Service’s decision that no EIS was required prior to the issuance of a permit to reopen Road 2N06. It is firmly established in this Circuit that an agency’s determination that a particular project does not require the preparation of an EIS is to be upheld unless unreasonable.
As noted above, NEPA requires the preparation of an EIS for all major federal actions significantly affecting the quality of the human environment. There is no dispute that the issuance of a permit to reopen and use Road 2N06 constitutes a major federal action within the meaning of NEPA.
The standard for determining whether the implementation of a proposal
In accordance with its internal operating procedures, the Service prepared an EA
The EA at issue here failed to address certain crucial factors, consideration of which was essential to a truly informed decision whether or not to prepare an EIS.
The EA similarly fails to address certain other issues raised by correspondence received by the Service in response to its initial draft of the NEPA.
Other significant questions raised by respondents to the initial draft of the EA were similarly ignored or, at best, shunted aside with mere conclusory statements. Substantial questions regarding the sheep’s susceptability to stress-related diseases were raised by numerous responses to the draft EA. One response
The Service vigorously asserts that the mitigation measures incorporated into the chosen alternative (Alternative B) reduce the potential impact upon the Bighorn to insignificant levels. We cannot agree.
Alternative B contains certain measures designed to minimize the adverse impact of Road 2N06 upon the continued well-being of the sheep. First, Alternative B provides for the closure of Road 2N06 from April 1 until June 30 in order to avoid undue disturbance of the sheep during the “lambing” season.
Based upon our review of the record, we are convinced that, despite the above-referenced mitigation measures, the reopening of Road 2N06 is a major federal action that “may significantly degrade some human environmental factor.” Columbia Basin Land Protection Ass’n v. Schlesinger, supra, 643 F.2d at 597. We are also convinced that the Service’s conclusion to the contrary was plainly unreasonable.
We first address the Service’s contention that the closure of Road 2N06 during the three-month “lambing” season will be adequate to mitigate the impact of the road upon the sheep. The Bighorn require a finely tuned ecological balance for their “lambing” and rearing functions and, according to Appendix J of the EA, “[a]ny disturbance of these [lambing] areas would be a catastrophe to the sheep as the ecosystems needed for lambing are extremely limited in this area.” (Letter from A. Lewis, District Ranger, EA, App. J.)
We also find the provision for a locked gate and a guard at the entrance to Road 2N06 insufficient to reduce the environmental impact of the proposed reopening of the road to less than significant levels. Initially, it is noteworthy that one of the assumptions expressly set forth in the EA is that increased unauthorized traffic on Road 2N06 will result from the reopening of the road regardless of the precautions taken to prevent such traffic. Thus the efficacy of this measure is, under the Service’s own assumptions, doubtful. Further this mitigation provision will only affect the quan-turn of harm resulting from unauthorized traffic. Consequently, it is manifestly insufficient to mitigate the harm to the sheep emanating from the authorized use of Road 2N06 by Curtis ore trucks and is inadequate to remedy the flaws contained in the Service’s analysis of that harm.
We also find the monitoring and repopulation provisions contained in Alternative B insufficient to support a reasonable conclusion that the reopening of Road 2N06 will have no significant impact upon the quality of the human environment. NEPA expresses a Congressional determination that procrastination on environmental concerns is no longer acceptable. See Jette v. Bergland, 579 F.2d at 63. Yet the provision requiring closure of Road 2N06 in the event of a forty percent reduction in the use of the area by the sheep is just this type of procrastination. It represents an agency decision to act now and deal with the environmental consequences later. Such conduct is plainly inconsistent with the broad mandate of NEPA. Moreover, the provision implicitly treats a forty percent reduction in the sheep’s use of the area surrounding Road 2N06 as insignificant. No support for such a conclusion is found in the record.
Reliance on the repopulation scheme as a basis for the conclusion that the reopening of Road 2N06 will have no significant impact on the quality of the environment ignores the requirement, found in the regulations of both the Council on Environmental Quality and the Service itself, that “the significance of an action must be analyzed in several contexts such as society as a whole ..., the affected region, the affected interests and the locality.” 40 C.F.R. § 1508.27; Forest Service Manual, Ch. 1950 § 38. In order for repopulation of the herd at issue here to be required, there must necessarily be an initial reduction in the population of the herd as well as a corresponding reduction in the sheep population as a whole. This overall population reduc
An examination of the pertinent Forest Service regulations supports our conclusion that the Service was unreasonable in failing to prepare an EIS. 40 C.F.R. § 1508.27(b)(4)
III. CONCLUSION
We are mindful that it is not the province of this Court to substitute its judgment for that of the Service. Yet it must also be remembered that “[t]he spirit of the [NEPA] would die aborning if the facile, ex parte decision that the project was minor or did not significantly affect the environment
In the present case, the Service failed to comply with its own regulations and, furthermore, failed to consider numerous issues obviously relevant to a determination of the likely effect of reopening Road 2N06 on the environment. Under these circumstances, we conclude that the Service’s determination that no EIS was required was plainly unreasonable. Accordingly, the judgment of the District Court is reversed and the case is remanded for further proceedings not inconsistent with this Opinion.
REVERSED.
. There are, in fact, six other appellants in addition to the Foundation: the Society for the Conservation of Bighorn Sheep, the California Wildlife Federation, the Safari Club International, the Southern Council of Conservation Clubs, Loren L. Lutz and Michael Valencia. For ease of discussion, appellants will be referred to collectively as the “Foundation.”
. Also joined as defendants were the United States Department of Agriculture, William T. Dresser, Forest Supervisor, in his official capacity, Curtis Tungsten, Inc., and Ronald Curtis. For ease of discussion, these parties will be referred to collectively as the “Service.”
. The motion was granted in favor of all the defendants-appellees.
. In the lower court, the Service contended that the Foundation had failed to exhaust its administrative remedies and that such failure precluded this action. This contention has been abandoned on appeal.
. There are only three parcels of private land in the area: the Walker Ranch, the Thompson Ranch, and the Widman Ranch.
. Curtis previously had obtained a special use permit allowing him to use Road 2N09.
. Curtis initially estimated that Road 2N09 was impassable for 1.14 months per year. This estimate was consistently revised upward as time progressed.
. No issue is presented regarding Curtis’s entitlement to operate the mine. See Multiple-Use Sustained-Yield Act of 1960, Pub.L. 86-517, 74 Stat. 215, 16 U.S.C. § 528-31.
. It should be noted, however, that Road 2N06 was originally closed because of flooding.
. In addition to responses from environmentalists and biologists, the Service also received highly critical responses from the California State Department of Natural Resources and the California State Department of Fish and Game.
. Despite the increasing population, the survival rate of Bighorn lambs was characterized as “poor” in the Environmental Assessment [“EA”] drafted by the Service in response to environmental concerns, see text accompanying notes 26 and 27, infra.
. The information contained in the text of this Opinion is gleaned from the EA and its appendices. No information outside the administrative record has been considered.
. According to the Foundation, a herd of approximately 20 Bighorn sheep died of stress pneumonia in the Lava Beds National Monument in Northern California. These deaths were attributed to the Bighorn coming in contact with other animals. This information, however, is not contained in the administrative record and, accordingly, we in no way rely upon it in reaching our decision.
. The EA also dealt with the effect of reopening Road 2N06 on, inter alia, access to private land, the flood plain, visual resources, the environment, and the output of tungsten ore.
. The Service initially prepared a Draft EA. The Draft was circulated and numerous comments received. The Service then made minor revisions in the Draft and reissued it as the Final EA. For the most part, the Final EA did not respond in other than a conclusory fashion to the comments previously received.
. The “lambing” and rearing of young sheep generally occurs between April 1 and June 30.
. Alternative D was the choice recommended by the vast majority of the responses to the Draft EA.
. See note 14, supra.
. Alternative B contained several mitigation measures designed to reduce the impact of reopening Road 2N06. These measures are discussed below.
. The decision was protested both orally and in writing and the protest was clearly sufficient to put the Service on notice that further proceedings were contemplated. See Reporter Transcript, September 8, 1980 at 8-9.
. The District Court permitted the Foundation to present expert testimony. We in no way rely upon that testimony in deciding this appeal.
. See note 3, supra.
. The District Court’s other conclusions are not at issue in the present appeal.
. The Service apparently contends that the appropriate standard for reviewing the decision not to prepare an EIS is the “arbitrary and capricious” standard. We disagree. We believe that the “arbitrary and capricious” standard is primarily applicable to reviewing an agency’s discretionary decisions. The decision to prepare an EIS, however, is not committed to the agency’s discretion. An EIS must be prepared for actions that may significantly affect the quality of the human environment. The mandatory nature of this directive makes the “reasonableness” standard the more appropriate standard of review. See City & County of San Francisco v. United States, 615 F.2d 498, 500 (9th Cir. 1980); Jette v. Bergland, 579 F.2d 59, 64 (10th Cir. 1978); Minnesota Public Interest Research Group v. Butz, 498 F.2d 1314, 1320 (8th Cir. 1974); Calvert Cliffs’ Coordinating Committee, Inc. v. Atomic Energy Comm’n, 449 F.2d 1109, 1114 (D.C.Cir. 1971).
. 40 C.F.R. § 1508.18(a)(4) provides that federal actions include actions approved by permit. See also City of Davis v. Coleman, 521 F.2d 661, 673 n.15 (9th Cir. 1975).
. See note 15, supra.
. The EA itself listed as its only objective a determination of the appropriate route of access to the mining claims located in Cattle Canyon.
. See note 12, supra.
. We do not suggest that the EA must conform to all the requirements of an EIS. We merely assess whether the EA, offered by the Service as the prime statement of reasons for its decision not to prepare an EIS, is sufficient to establish the reasonableness of that decision.
. Estimates of the expected traffic along Road 2N06 were provided by persons protesting the decision to reopen the road. We are unable to find any such estimates made by the Service itself. Nor did the Service expressly accept or reject those estimates provided by others.
. Responses critical of the Draft EA were received from biologists, zoologists, the California Department of Natural Resources, and the California Department of Fish and Game. It is interesting that the Service relied heavily upon a study conducted by James DeForge for its estimates of the population of the herd at issue here yet dismissed without comment Mr. De-
. This letter is included in Appendix H to the EA.
. Letter from Fred A. Worthy, Regional Manager, Cal. Dept, of Fish & Game, EA, App. H.
. Letter from James DeForge, EA, App. H.
. These studies appear in the EA at Appendix J.
. It should be remembered that the EA also failed to specify the expected amount of traffic on Road 2N06.
. One study relied upon by the Service consisted solely of sightings of the Bighorn over a two-day period in April, during the Bighorn lambing season. The second study consisted of intermittent sightings over a period of several years.
. The Service also apparently relied upon a letter from A. Lewis, District Ranger. This letter, found in Appendix J to the EA, stated that the Bighorn will tolerate man’s presence “provided ... [man does] not preempt their territory.” The EA contains no discussion of what type of conduct is sufficient to “preempt” the sheep’s territory.
. We say “apparently” because the EA fails to disclose precisely upon what information the Service did in fact rely. No discussion of the relative reliability of competing studies is presented in the EA.
. This issue was raised by several responses to the Draft EA.
. The sheep are purportedly most sensitive to habitat encroachment at this time.
. One of the assumptions contained in the EA is that the reopening of Road 2N06 will result in increased unauthorized use of the road regardless of precautions taken to prevent such use.
. See note 11, supra.
. We also note that this mitigation measure does not address the sheep’s need for, and use of, the mineral lick.
. As noted elsewhere, preparation of an EIS is not discretionary.
. The Forest Service’s regulations are identical to those promulgated by the CEQ and are contained in the Forest Service Manual.
. It also appears that the Service’s action in the present case was in violation of 40 C.F.R. § 1508.27(b)(5). That section mandates consideration of “[t]he degree to which the possible effects on the human environment are highly uncertain or involve unique or unknown risks ...” in determining whether the action is one that may significantly affect the quality of the human environment. Here, the effect of reopening Road 2N06 appears to be uncertain, as evidenced by the disagreement between the Service and the individuals challenging the EA.
. The Service relies heavily on the Multiple-Use Sustained-Yield Act of 1960, Pub.L. 86-517, 74 Stat. 215, 16 U.S.C. § 528-31 as supporting its decision to reopen Road 2N06. This reliance is misplaced. The Act, while arguably supporting the reopening of Road 2N06, can have no effect on the Service’s duty under NEPA to prepare an EIS. NEPA “requires federal agencies to comply with the duties specified therein except when such compliance is precluded by statute.” Environmental Defense Fund v. Tennessee Valley Authority, 468 F.2d 1164, 1176 (6th Cir. 1972) (emphasis added). The Multiple-Use Sustained-Yield Act merely mandates that access to preexisting mining claims be granted to the owners of those claims. It neither requires the grant of the most desirable means of access nor in any way relieves federal agencies of their duties under NEPA.
Reference
- Full Case Name
- FOUNDATION FOR NORTH AMERICAN WILD SHEEP, a corporation Society For the Conservation of Bighorn Sheep, a corporation California Wildlife Federation, a corporation Safari Club International—Los Angeles Chapter, Inc., a corporation Southern Council of Conservation Clubs, Inc., a corporation Loren L. Lutz, an individual Michael Valencia, an individual, and v. UNITED STATES DEPARTMENT OF AGRICULTURE United States Forest Service William T. Dresser, an individual Curtis Tungsten, Inc., a corporation Ronald L. Curtis, an individual, and
- Cited By
- 24 cases
- Status
- Published