Securities & Exchange Commission v. Hickey

U.S. Court of Appeals for the Ninth Circuit
Securities & Exchange Commission v. Hickey, 335 F.3d 834 (9th Cir. 2003)
2003 WL 21518010

Securities & Exchange Commission v. Hickey

Opinion of the Court

ORDER

The slip opinion filed March 7, 2003, is hereby amended as follows:

At page 3512, line 7, the text “admitted violating securities laws and” shall be deleted. At page 3513, line 24, the word “no” shall be deleted and replaced by “insufficient.” At page 3513, lines 25-27, the following text shall be deleted: “Nonetheless, the district court allowed Hickey’s counsel to designate portions of the deposition of Dorothy Hickey for consideration by the court.”

With these amendments, the panel has voted to deny the petition for panel rehearing. The panel has also voted to deny the petition for rehearing en banc. The full court has been advised of the petition for rehearing en banc and no judge has requested a vote on whether to hear the matter en banc. Fed. R.App. P. 35.

The petition for panel rehearing and the petition for rehearing en banc are DENIED. No additional petitions for rehearing will be accepted in this case.

Reference

Full Case Name
SECURITIES AND EXCHANGE COMMISSION v. John A. HICKEY, and Mamie Tang, Continental Capital Financial Group, Inc. Continental Capital Income Fund II JM Regional, Inc. Continental Capital Properties I, Inc. Continental Capital Securities Group, Inc. Continental Capital Investments, Inc. Continental Capital Employees, Inc. Continental Capital Secured Principal With Income Fund I Continental Capital Private Equity Fund I D.E. Frey & Company, Inc., Defendants Securities and Exchange Commission v. John A. Hickey, and John Hickey Brokerage, Third Party-Appellant
Cited By
13 cases
Status
Published