Upper Skagit Indian Tribe v. Washington
Upper Skagit Indian Tribe v. Washington
Opinion of the Court
ORDER AND OPINION
ORDER
The petition for rehearing, filed August 20, 2009, is GRANTED and the petition for rehearing en banc is denied as moot.
This court’s opinion filed, August 6, 2009 and published at Upper Skagit Tribe v. Washington, 576 F.3d 920 (9th Cir. 2009), is hereby withdrawn. A new opinion is filed concurrently herewith.
OPINION
This case arises out of, and is a sub-proceeding of, United States v. Washington, 384 F.Supp. 312 (W.D.Wash. 1974) (“Decision I”), where Judge Boldt determined the usual and accustomed fishing grounds (“U & A”) for Puget Sound tribes. Invoking the district court’s continuing jurisdiction, id. at 419, Upper Skagit Indian Tribe
I
As we previously said, “[w]e cannot think of a more comprehensive and complex case than this.” United States v. Suquamish Indian Tribe, 901 F.2d 772, 775 (9th Cir. 1990). In short, Judge Boldt defined “usual and accustomed grounds and stations” as “every fishing location where members of a tribe customarily fished from time to time at and before treaty times, however distant from the then usual habitat of the tribe, and whether or not other tribes then also fished in the same waters.” Decision I, 384 F.Supp. at 332; United States v. Lummi Indian Tribe, 235 F.3d 443, 445 (9th Cir. 2000) (quoting Decision I). The term “customarily” does not include “occasional and incidental” fishing or trolling incidental to travel. Decision I, 384 F.Supp. at 353. Tribes are entitled to take up to 50 percent of the harvested fish from runs passing through their off-reservation U & A grounds. Id. at 343.
Judge Boldt determined Suquamish’s U & A during supplemental proceedings on April 9-11, 1975. See United States v. Washington, 459 F.Supp. 1020, 1048-50 (W.D.Wash. 1978) (“Decision II”). The evidence consisted of the April 9 testimony and report of Dr. Barbara Lane, an expert for the United States on tribal identity, treaty status and fisheries for all of the tribes who intervened in the original proceedings in Decision I. She provided a map of Suquamish fishing sites, and her testimony also addressed a map attached to proposed Suquamish fishing regulations that outlined disputed areas of Suquam
In this Subproceeding, Upper Skagit alleges that the Suquamish began fishing in the Subproceeding Area
The district court adhered to a two-step procedure in keeping with our decisions in Muckleshoot Tribe v. Lummi Indian Tribe, 141 F.3d 1355 (9th Cir. 1998) (“Muckleshoot I ”), Muckleshoot Indian Tribe v. Lummi Indian Nation, 234 F.3d 1099 (9th Cir. 2000) (“Muckleshoot II”), and United States v. Muckleshoot Indian Tribe, 235 F.3d 429 (9th Cir. 2000) (“Muckleshoot III"). First, it determined that Upper Skagit had the burden to offer evidence that FF 5 was ambiguous, or that Judge Boldt intended something other than its apparent meaning (i.e., all salt waters of Puget Sound). Second, if the evidence, including contemporaneous understanding of the extent of “the marine waters of Puget Sound,” showed that “Puget Sound” as used in the Suquamish U & A included the Subproceeding Area, Upper Skagit had the burden to show that there was no evidence before Judge Boldt that the Suquamish fished on the east side of Whidbey Island or traveled there in route to the San Juans and the Fraser River area.
Applying this analysis, the court found that “Puget Sound” as defined by Judge Boldt included the waters of Saratoga Passage and Skagit Bay.
The Suquamish timely appealed.
II
The Suquamish mainly fault the district court for having engaged in a sufficiency of the evidence analysis instead of accepting Judge Boldt’s unambiguous definition of “Puget Sound.” In our view’, however, the court faithfully followed the Muckleshoot construct. As Muckleshoot 111 indicates, whether the language of one of Judge Boldt’s findings is ambiguous is a factor in ascertaining the judge’s intent, but not a dispositive one, because it is necessary to understand the findings “in light of the facts of the case.” 235 F.3d at 433 (internal quotation marks omitted). This means that, as the district court held here, the tribe asserting ambiguity in a U & A determination must offer “ ‘evidence that suggests that [the U & A] is ambiguous or that the court intended something other than its apparent meaning.’ ” Id. (quoting Muckleshoot I, 141 F.3d at 1358) (emphasis added in Muckleshoot III omitted). The determination is to be based on the record before Judge Boldt as of April 18, 1975, when he established the Suquamish’s U & A, but may also include additional evidence if it sheds light on the understanding that Judge Boldt had of the
We agree with the district court that Upper Skagit met this burden. There is no evidence in the record before Judge Boldt that the Suquamish fished or traveled in the waters on the eastern side of Whidbey Island, particularly in Saratoga Passage or Skagit Bay. In addition to Dr. Lane’s testimony and analysis upon which Judge Boldt relied heavily, the district court also reviewed the April 1975 hearing transcript for the day after Lane testified to ascertain the judge’s intent. On that occasion the state challenged the sufficiency of the Suquamish’s prima facie showing that its U & A was as broad as claimed. Rejecting that challenge, Judge Boldt ruled from the bench:
The Court finds that a prima facie showing has been made that travel and fishing of the Suquamish Tribe through the north Sound areas; that is areas one and two as designated by the state, was frequent and also regular, not merely occasional, and the application of the Suquamish for such a ruling is granted.
Transcript of proceedings, April 10,1975 (emphasis added). The currently disputed Subproceeding Area is not in Areas One or Two, but in Area Four. Although Lane’s Report showed that several areas on the wrest shores of Area Four comprised Su-quamish’s on-reservation territory and fishing locations,
In addition, Judge Boldt used specific geographic anchor points in describing other tribes’ U & As. See, e.g., Decision I, 384 F.Supp. at 360, 371 (Lummi and Puyallup U & As); Decision II, 459 F.Supp. at 1049 (Nooksack, Swinomish and Tulalip U & As). From this it is reasonable to infer that when he intended to include an area, it was specifically named in the U & A. In Suquamish’s case, the only inclusive geographic anchor points for the term “Puget Sound” are the “Haro and Rosario Straits,” which do not include or delineate the Subproceeding Area. That Judge Boldt neglected to include Skagit Bay and Sara-toga Passage in the Suquamish’s U & A supports our conclusion that he did not intend for them to be included. See Lunina, 235 F.3d at 451-52.
The district court’s conclusion does not have the effect of re-adjudicating Suquamish’s U & A or diminishing it, as the Tribe contends, for the Suquamish never had the right to fish in those areas in the first place. Nor is it necessary, as the Suquamish suggests, to include the Subproceeding
Accordingly, we agree with the district court that Judge Boldt did not intend for Suquamish’s U & A to include Skagit Bay and Saratoga Passage.
AFFIRMED.
. Jamestown S’Klallam and Port Gamble S’Klallam joined as plaintiff-intervenors, as did the Tulalip Tribes. Swinomish Indian Tribal Community filed a cross-Request for Determination to the same general effect as Upper Skagit's. For convenience, we refer to these parties collectively as Upper Skagit unless context requires otherwise.
. We substantially affirmed Decision l in United States v. Washington, 520 F.2d 676 (9th Cir. 1975), and the Supreme Court upheld the decision with slight modification in Washington v. Wash. State Commercial Passenger Fishing Vessel Ass’n, 443 U.S. 658, 99 S.Ct. 3055, 61 L.Ed.2d 823 (1979).
. In May 1985 the Suquamish filed a Request for Determination to determine their U & A on the eastern side of Puget Sound. See Suquamish, 901 F.2d at 774. We noted that “tajt the time of the Treaty of Point Elliott, (the Suquamish] did not fish in those areas, which were the usual and accustomed fishing places of the Duwamish.” Id. The Suquamish unsuccessfully argued that they were successors in interest to the Duwamish. We referred to the Suquamish’s U & A as being the "west side of Puget Sound” whereas the Duwamish's was on the eastern side. Id. at 774, 776 n. 9.
. The Upper Skagit originally defined the Subproceeding Area as Saratoga Passage, from the Greenbank Line north to the Snate-lum Point Line, and Skagit Bay. The Swinomish cross-request defines the case area for their purposes as Catch Repotting Area 24C. Thus, as the district court described it, the case area encompasses that portion of Sarato-ga Passage within Catch Reporting Area 24C, plus Skagit Bay.
.Among other things, this was based on FF 164 in Decision I, adopting the definition of "Puget Sound” in the “Joint Statement Regarding the Biology, Status, Management, and Harvest of the Salmon and Steelhead Resources of the Puget Sound and Olympic Peninsula Drainage Area of Western Washington,” 384 F.Supp. at 382-83, which included “the Strait of Juan de Fuca and all saltwater areas inland therefrom”; Judge Boldt's several references to "Puget Sound” as a broad area; and maps indicating that “Puget Sound” encompassed a very broad region.
. Geographically, Saratoga Passage and Skagit Bay are nearly enclosed or inland waters to the east of Whidbey Island. The southern entrance to these waters includes Possession Sound and the mouth of the Snohomish River, where the Suquamish were known to fish seasonally. The northern exits through Deception Pass and Swinomish Slough are narrow and restricted; both areas were controlled by the Swinomish at treaty times.
. The places Dr. Lane listed where the Su-quamish fished for salmon, herring, steel-head, halibut, and shellfish by trolling, spearing, nets, or traps were: Apple Cove Point, Hood Canal, Dye’s Inlet, Liberty Bay, the head of Sinclair Inlet, Skunk Bay, Union River and Curley Creek, Blake Island, Jefferson Head, Point to Point, Rich’s Passage, Orchard Point, Indianola, Ross Point, Miller’s Bay, Agate Passage, and the area between Chico and Erland’s point.
. The district court was either mistaken, or misspoke, when it said that the area designated as Area Four was not mentioned. Area Four was discussed in Dr. Lane's Report, but the discussion pertained to the west shores and not to that part of Area Four which includes Skagit Bay and Saratoga Passage.
. Given that the decision in this Subproceed-ing must be made on the record that was before Judge Boldt, augmented only by evidence of contemporaneous understanding of ambiguous terms—which the district court here gave the parties an opportunity to do—a trial on the merits would reveal no additional relevant facts. In these circumstances, the district judge, who is also the trier of fact, may resolve conflicting inferences and evaluate the evidence to determine Judge Boldt's intent. See, e.g., Nunez v. Superior Oil Co., 572 F.2d 1119, 1123-24 (5th Cir. 1978); In re First Capital Holdings Corp., 179 B.R. 902, 904-05 (Bankr.C.D.Cal. 1995) (Tashima, J.) (so holding). Nor, given the lack of any evidence of Suquamish fishing or travel in these areas, let alone fishing that was more than "incidental” or "occasional,” is there any basis for supposing that "it is just as likely” that Saratoga Passage and Skagit Bay were intended to be included as that they were not. Cf. Lummi, 235 F.3d at 452.
. Given this disposition, we do not need to reach Upper Skagit’s further argument that Suquamish is judicially estopped from arguing that the term “Puget Sound” is ambiguous.
Dissenting Opinion
dissenting:
I respectfully dissent.
In my view, the better reading of “Puget Sound” is that it means “Puget Sound.” We are engaged in the odd activity of deciding what a long deceased judge thought was accurate history about what happened 150 years earlier. We cannot retry the case. The best way to determine what the judge thought is the language he used. He said “Puget Sound.” True, a good case could have been made under the evidence for something narrower, something along the lines the majority describes. There was not much evidence, not much more than a report by an anthropologist about what she thought had been the various tribal patterns 150 years before, based on extremely sparse evidence available to her. I laid out my view more fully in the earlier decision in this case, Upper Skagit Tribe v. Washington, 576 F.3d 920 (9th Cir. 2009). I could be wrong, and today’s majority could be wrong, but I am pretty sure that it is a mistake to reopen the matter without any more chance of being right.
Continually revisiting Judge Boldt’s decades-old opinions (and the limited record supporting them) in an attempt to discern what he thought the customs of multiple peoples were in the 1850’s and earlier, besides being extremely burdensome and expensive, is a fundamentally futile undertaking. The truth is not knowable. “This exercise is not law, and is not a reliable way to find facts, so it is hard to see why courts are doing it and how it could be preferable to the Indian tribes working some dispute resolution system out for themselves.”
. U.S. v. Washington, 573 F.3d 701, 710-11 (9th Cir. 2009).
. See id.
Reference
- Full Case Name
- UPPER SKAGIT INDIAN TRIBE, Plaintiff-Appellee, and United States of America, Plaintiff, v. State of WASHINGTON, Defendant, and Suquamish Indian Tribe, Defendant-Appellant, v. Jamestown S’Klallam Tribe; Lower Elwha Klallam Tribe; Lummi Indian Nation; Nisqually Indian Tribe; Port Gamble S’Klallam Tribe; Skokomish Indian Tribe; Tulalip Tribe, Plaintiff-Intervenors-Appellees, Swinomish Indian Tribal Community, Cross-Claimant-Appellee
- Cited By
- 16 cases
- Status
- Published