U.S. Court of Appeals for the Ninth Circuit, 2013

United States v. Hung Van Tieu

United States v. Hung Van Tieu
U.S. Court of Appeals for the Ninth Circuit · Decided August 16, 2013 · Benavides, Bybee, Nguyen
538 F. App'x 774

United States v. Hung Van Tieu

Opinion

MEMORANDUM **

A jury found Hung Van Tieu guilty of one count of conspiracy to commit access-device fraud, in violation of 18 U.S.C. § 1029(b)(2); two counts of access-device fraud, in violation of 18 U.S.C. §§ 1029(a)(2) and 2(a); and one count of aggravated identity theft, in violation of 18 U.S.C. §§ 1028A(a)(l) and 2(a). We have jurisdiction over Tieu’s appeal pursuant to 28 U.S.C. § 1291. We vacate Tieu’s convictions and remand for a new trial.

During the trial, on direct examination, Tieu’s attorney questioned him regarding some of his actions that were not charged in the indictment. The district judge twice admonished the attorney “not to lead the *775 witness” and once not to repeat Tieu’s testimony. Despite these admonishments, Tieu’s attorney continued to ask leading questions and repeat Tieu’s testimony. Immediately thereafter, the district judge interrupted the attorney to hold a sidebar, during which the judge told the attorney: “I am just advising you on your questions and your statements to the witness before the questions. You are now abetting in perjury.” 1 Tieu’s attorney ceased his direct examination of Tieu and unsuccessfully moved for a mistrial. The attorney subsequently suggested that the judge had created a conflict of interest between the attorney’s personal interest and his interest in representing his client, and twice more unsuccessfully moved for a mistrial. The judge instructed the attorney that he had an obligation to continue his representation of Tieu, and the attorney did so, including conducting a redirect examination of Tieu.

Tieu argues on appeal that the judge’s “perjury” comment created a conflict of interest for his attorney that adversely affected the attorney’s performance, violating Tieu’s Sixth Amendment rights. We agree.

“In order to prevail on an ineffective assistance of counsel claim based on conflict of interest, a defendant must show that ‘an actual conflict of interest adversely affected his lawyer’s performance.’ ” United States v. Miskinis, 966 F.2d 1268, 1268 (9th Cir. 1992) (quoting Cuyler v. Sullivan, 446 U.S. 385, 350, 100 S.Ct. 1708, 64 L.Ed.2d 333 (1980)); see also Mannhalt v. Reed, 847 F.2d 576, 580 (9th Cir. 1988) (“Although Cuyler involved a conflict of interest between clients, the presumption of prejudice extends to a conflict between a client and his lawyer’s personal interest.”). “To establish that a conflict of interest adversely affected counsel’s performance, the defendant need only show that some effect on counsel’s handling of particular aspects of the trial was likely.” Miskinis, 966 F.2d at 1268 (internal quotation marks omitted). “Although a defendant who raises an ineffective assistance of counsel claim is ordinarily required to show prejudice, prejudice is presumed if the alleged violation is based on an actual conflict of interest.” Id. (internal citations omitted).

Here, the judge told Tieu’s attorney—in no uncertain terms—that he was about to violate the law by questioning his client regarding certain conduct. Once the judge made this comment, Tieu’s attorney was conflicted between his interest in avoiding his own possible exposure to criminal liability on the one hand, and his interest in continuing to deploy his planned trial strategy on Tieu’s behalf, on the other. Therefore, there was an actual conflict of interest.

Further, the conflict likely had an adverse effect on the attorney’s representation of Tieu. Tieu need only show that “some effect on counsel’s handling of particular aspects of the trial was likely.” Id. (internal quotation marks omitted). Here, Tieu’s attorney completely halted direct examination of Tieu when the judge made the unwarranted “perjury” comment. That Tieu’s attorney continued to represent Tieu for the remainder of the trial, even conducting a redirect examination of Tieu, does not undermine the conclusion that the direct examination, at the very least, was adversely affected by the conflict.

*776 Tieu’s convictions are thus VACATED, and this matter is REMANDED for a new trial. 2

**

This disposition is not appropriate for publication and is not precedent except as provided by 9th Cir. R. 36-3.

1

. Unbeknownst to counsel, the judge’s admonishment apparently stemmed from a mis-recollection or misunderstanding of Tieu’s testimony, during which the judge erroneously concluded that Tieu had admitted to certain facts pertaining to the charges.

2

. Because we vacate Tieu’s convictions and remand for a new trial on the basis of his claim regarding the "perjury” comment, we need not consider his claim that the district court abused its discretion by denying Tieu’s pre-trial request for substitution of counsel.

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