United States v. Tyrone Davis
United States v. Tyrone Davis
Opinion of the Court
Per Curiam Opinion; Concurrence by Judge BERZON.
OPINION
In 2005, Davis was convicted on the basis of his plea agreement and sentenced to 18 years for conspiracy, distribution, and possession with intent to distribute cocaine base, that is, crack. We affirmed his sentence on direct appeal. Subsequently, in 2010, the United States Sentencing Commission reduced the Sentencing Guidelines retroactively for crack cocaine. Davis sought a retroactive reduction of his sentence based upon this change. The district court held that it lacked jurisdiction to modify his sentence because his sentence was not “based on” the Guidelines.
Davis’s plea agreement recites that it is entered into pursuant to Rule 11(c)(1)(C).
The agreement lists some, but not all, of the factors that would enable a Guidelines calculation. On the one hand, it states what statutes and statutory penalties apply, and it says that the total amount of cocaine base would yield a base offense level of 34. On the other hand, it does not state whether adjustments are appropriate, or what Davis’s criminal history category would be under the Guidelines. Criminal history category and adjustment determinations are necessary to calculate the sentencing range on the Guidelines matrix. It appears from the sentencing memoranda subsequently submitted to the district court that Davis’s criminal history category was II. The district court found on remand from the Ninth Circuit
The law established by the Supreme Court decision in Freeman v. United, States
Under Austin, Davis’s 18-year sentence was “based on” his 11(c)(1)(C) agreement unless one of the two Freeman exceptions applies. They do not. His agreement does not call for him to be sentenced “within a particular Guidelines sentencing range.”
AFFIRMED.
. See 18 U.S.C. § 3582(c)(2).
. United States v. Austin, 676 F.3d 924, 926 (9th Cir. 2012).
. Fed.R.Crim.P. 11(c)(1):
... If the defendant pleads guilty or nolo contendere to either a charged offense or a lesser or related offense, the plea agreement may specify that an attorney for the government will: ...
(C) agree that a specific sentence or sentencing range is the appropriate disposition of the case, or that a particular provision of the Sentencing Guidelines, or policy statement, or sentencing factor does or does not apply (such a recommendation or request binds the court once the court accepts the plea agreement).
.Fed.R.Crim.P. 11(d).
. See United States v. Davis, 312 Fed.Appx. 909, 913 (9th Cir. 2009) (unpublished).
. Freeman v. United States, - U.S. -, 131 S.Ct. 2685, 180 L.Ed.2d 519 (2011).
. Id. at 2690 (plurality opinion).
. Id. at 2700 (Roberts, C.J., dissenting).
. Id. at 2696 (Sotomayor, J., concurring in the judgment).
. Id. at 2697.
. Id. at 2098.
. Id. at 2690 (plurality opinion).
. Id. at 2701 (Roberts, C.J., dissenting).
. Marks v. United States, 430 U.S. 188, 97 S.Ct. 990, 51 L.Ed.2d 260 (1977).
. United States v. Austin, 676 F.3d 924 (9th Cir. 2012).
. Id. at 927-28 (citation omitted).
. Freeman, 131 S.Ct. at 2697.
. Id.
Concurring Opinion
concurring:
I agree with the per curiam opinion, given the holding of United States v. Austin, 676 F.3d 924 (9th Cir. 2012). In my view, however, Austin was incorrectly decided and should be reconsidered by this court en banc. We should instead adopt the rationale of United States v. Epps, 707 F.3d 337 (D.C.Cir. 2013).
In Austin, we held that Justice Sotoma-yor’s opinion in Freeman v. United States, — U.S. -, 131 S.Ct. 2685, 180 L.Ed.2d 519 (2011), was controlling under Marks v. United States, 430 U.S. 188, 97 S.Ct. 990, 51 L.Ed.2d 260 (1977). See Austin, 676 F.3d at 927-28. Subsequently, in Epps, the D.C. Circuit concluded that none of the opinions in Freeman represented the holding of the Court. Epps, 707 F.3d at 348-51. The D.C. Circuit then went on to hold, independently of any binding Supreme Court precedent but in accord with the plurality opinion in Freeman, that, for purposes of 18 U.S.C. § 3582(c)(2), “the focus, even when there is a [Fed.R.Crim.P.] 11(c)(1)(C) plea agreement, ought to be on the reasons given by the district court for accepting the sentence that it ultimately imposed, not on the parties’ agreement.” Id. at 351. I agree.
Under Marks, the holding of a fractured Supreme Court opinion is “that position taken by those Members who concurred in the judgments on the narrowest grounds.” Marks, 430 U.S. at 193, 97 S.Ct. 990 (internal quotation marks omitted). Epps held, relying on prior D.C. Circuit precedent interpreting the Marks test, that Marks requires “ ‘a common denominator of the Court’s reasoning’” which must “‘embody a position implicitly approved by at least five Justices who support the judgment.’ ” Epps, 707 F.3d at 348 (quoting King v. Palmer, 950 F.2d 771, 781 (D.C.Cir. 1991) (en banc)). This court has approvingly cited King’s test, and has applied Marks in a similar way. See, e.g., Lair v. Bullock, 697 F.3d 1200, 1205 (9th Cir. 2012); United States v. Williams, 435 F.3d 1148, 1157 (9th Cir. 2006).
Epps concluded that there was no common denominator in Freeman “because
Like the D.C. Circuit in Epps, I cannot conclude that Justice Sotomayor’s opinion qualifies as controlling under Marks. On the contrary, the reasoning of Justice So-tomayor’s opinion is totally contrary to that of the plurality opinion, and her opinion would result in sentencing reductions in cases in which the plurality opinion would not. I would follow the D.C. Circuit’s. conclusions that Justice Sotomayor’s opinion is not binding; that, therefore, “we are bound only by the result in Freeman, namely that [18 U.S.C.] § 3582(c)(2) relief is not invariably barred when a sentence was imposed pursuant to a Rule 11(c)(1)(C) plea agreement”; and that the Freeman plurality’s reasoning is the most persuasive of the three opinions in that ease. Id. at 351. We should reconsider Austin’s holding to the contrary.
. " 'For example, the parties may state in the plea agreement that a particular range applies and agree to a sentence at the bottom of that range, but the district court may not agree that the range determined by the parties applies, finding for example that the career offender range is applicable instead, but notwithstanding this finding accept the plea because it is to a term that is acceptable to the court for reasons unrelated to the guideline range determined by the parties. Using Justice Sotomayor’s standard, if the sentencing range used by the parties is subsequently reduced, the defendant would be eligible for a sentence reduction because the plea agreement was accepted and provided for a stipulated sentence based on a subsequently reduced range — according to Justice Sotomayor, eligibility is determined based on the agreement. The plurality, however, would find this defendant ineligible because the range that the parties agreed to played no role in the court's determination that this was an appropriate sentence, despite the fact that the court imposed the agreed-upon term of imprisonment.' ” Epps, 707 F.3d at 350 n. 8 (quoting Epps’s reply brief).
Reference
- Full Case Name
- UNITED STATES of America, Plaintiff-Appellee, v. Tyrone DAVIS, Defendant-Appellant
- Cited By
- 6 cases
- Status
- Published