Benjamin Kohn v. State Bar of California
U.S. Court of Appeals for the Ninth Circuit
Benjamin Kohn v. State Bar of California, 119 F.4th 693 (9th Cir. 2024)
Benjamin Kohn v. State Bar of California
Opinion
FOR PUBLICATION
UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
BENJAMIN KOHN, No. 20-17316
Plaintiff-Appellant, D.C. No. 4:20-cv-
04827-PJH
v.
STATE BAR OF CALIFORNIA; OPINION
CALIFORNIA COMMITTEE OF
BAR EXAMINERS, and Their Agents
in Their Official Capacity,
Defendants-Appellees.
Appeal from the United States District Court
for the Northern District of California
Phyllis J. Hamilton, District Judge, Presiding
Submitted October 15, 2024 *
San Francisco, California
Filed October 21, 2024
Before: Kim McLane Wardlaw, Consuelo M. Callahan,
and Jacqueline H. Nguyen, Circuit Judges
Opinion by Judge Wardlaw
*
The panel unanimously concludes this case is suitable for decision
without oral argument. See Fed. R. App. P. 34(a)(2).
2 KOHN V. STATE BAR OF CALIFORNIA
SUMMARY **
Eleventh Amendment Immunity
On remand from the en banc court, the panel vacated the
district court’s dismissal of Benjamin Kohn’s claims that the
State Bar of California’s refusal to provide him certain test-
taking accommodations violated Title II of the Americans
with Disabilities Act, and remanded to the district court for
further proceedings.
The district court dismissed Kohn’s Title II claims on
Eleventh Amendment immunity grounds. The en banc court
reaffirmed that the California State Bar enjoys Eleventh
Amendment immunity in federal court. On remand to the
three-judge panel, Kohn asserted that under Phiffer v.
Columbia River Correctional Institute, 384 F.3d 791(9th Cir. 2004), Title II validly abrogates the State Bar’s Eleventh Amendment immunity as to his claims. The panel held that intervening Supreme Court precedent in United States v. Georgia,546 U.S. 151
(2006), overruled Phiffer and
requires courts to analyze on a claim-by-claim basis whether
Title II validly abrogates state sovereign immunity as to the
specific class of conduct at issue. The panel concluded that
the district court properly recognized the need to engage in
the case-specific analysis outlined by Georgia, but the
district court misapplied the Georgia inquiry. The panel
therefore vacated the district court’s abrogation analysis and
remanded for further consideration.
**
This summary constitutes no part of the opinion of the court. It has
been prepared by court staff for the convenience of the reader.
KOHN V. STATE BAR OF CALIFORNIA 3
The panel addressed additional issues in a concurrently
filed memorandum disposition.
COUNSEL
Gregory R. Michael (argued) and Dorothy C. Yamamoto,
Michael Yamamoto LLP, Berkeley, California, for Plaintiff-
Appellant.
Brady R. Dewar (argued), Rita K. Himes, Robert G. Retana,
Ellin Davtyan, and Jean R. Krasilnikoff, Office of the
General Counsel, State Bar of California, San Francisco,
California; Kirsten Galler, Office of the General Counsel,
State Bar of California, Los Angeles, California; for
Defendants-Appellees.
Jinny Kim and Claudia Center, Disability Rights Advocates,
Berkeley, California; Laura A. Scalia, Legal Aid at Work,
San Francisco; for Amici Curiae Disability Rights Education
and Defense Fund, Legal Aid at Work, et al..
Julian Sarkar, SarkarLaw, San Francsico, California, for
Amicus Curiae SarkarLaw.
4 KOHN V. STATE BAR OF CALIFORNIA
OPINION
WARDLAW, Circuit Judge:
Benjamin Kohn, a licensed attorney, brings a civil rights
lawsuit against the State Bar of California contending that
the State Bar’s refusal to provide him certain test-taking
accommodations violated Title II of the Americans with
Disabilities Act (“ADA”), 42 U.S.C. § 12131et seq.; Section 504 of the Rehabilitation Act,29 U.S.C. § 794
; sections of the California Government Code, Cal. Gov’t Code §§ 11135 et seq., 12944 et seq.; and California’s Unruh Civil Rights Act,Cal. Civ. Code § 51
(f). 1 The district court dismissed Kohn’s Title II claims on Eleventh Amendment immunity grounds. See Kohn v. State Bar of California,497 F. Supp. 3d 526
(N.D. Cal. 2020) (“Kohn I”). On appeal, Kohn initially contended that the State Bar is not an “arm of the state,” and thus can be sued without restriction. We took up this question en banc, and reaffirmed that the California State Bar enjoys Eleventh Amendment immunity in federal court. See Kohn v. State Bar of California,87 F.4th 1021
,
1037–38 (9th Cir. 2023) (en banc) (“Kohn II”).
The en banc court remanded the remaining questions
presented in Kohn’s appeal to our three-judge panel. See id.
at 1038. We now consider Kohn’s alternative contention that Title II of the ADA validly abrogates the State Bar’s Eleventh Amendment immunity as to his claims. Relying on our decision in Phiffer v. Columbia River Correctional Institute,384 F.3d 791
(9th Cir. 2004), Kohn asserts that
1
We resolve Kohn’s Title II claims here and address the remaining issues
presented in Kohn’s appeal in a concurrently filed memorandum
disposition.
KOHN V. STATE BAR OF CALIFORNIA 5
Title II validly abrogates the State Bar’s immunity.
However, we hold that the Supreme Court’s decision in
United States v. Georgia, 546 U.S. 151(2006), abrogated Phiffer and requires courts to analyze on a claim-by-claim basis whether Title II validly abrogates state sovereign immunity as to the specific class of conduct at issue. We have jurisdiction under28 U.S.C. § 1291
, and for the reasons
explained below, we vacate the dismissal of Kohn’s Title II
claims and remand for further proceedings.
I. STANDARD OF REVIEW
“We review de novo a dismissal on the basis of sovereign
immunity.” Ariz. Students’ Ass’n v. Ariz. Bd. of Regents, 824
F.3d 858, 864 (9th Cir. 2016).
II. DISCUSSION
The Eleventh Amendment provides that “[t]he Judicial
power of the United States shall not be construed to extend
to any suit in law or equity, commenced or prosecuted
against one of the United States by Citizens of another State,
or by Citizens or Subjects of any Foreign State.” U.S. Const.
amend. XI. “Longstanding Supreme Court precedent has
interpreted this Amendment to immunize states from suit in
federal court by citizens and noncitizens alike.” Kohn II, 87
F.4th at 1025. However, Congress can abrogate this immunity if it (1) “makes its intention to abrogate unmistakably clear in the language of the statute” and (2) “acts pursuant to a valid exercise of its power under § 5 of the Fourteenth Amendment.” Nev. Dep’t of Human Res. v. Hibbs,538 U.S. 721, 726
(2003). Kohn contends that Title II of the ADA meets these criteria. Title II meets the first criterion. Title II provides that “no qualified individual with a disability shall, by reason of such 6 KOHN V. STATE BAR OF CALIFORNIA disability, be excluded from participation in or be denied the benefits of the services, programs, or activities of a public entity, or be subjected to discrimination by any such entity.”42 U.S.C. § 12132
. In enacting the statute, Congress unequivocally expressed an intent to abrogate state sovereign immunity. See42 U.S.C. § 12202
(“A State shall not be immune under the eleventh amendment to the Constitution of the United States from an action in [a] Federal or State court of competent jurisdiction for a violation of this chapter.”); Georgia,546 U.S. at 154
(describing § 12202 as an “unequivocal expression of
Congress’s intent to abrogate state sovereign immunity”).
The second, more complex inquiry is whether Congress
enacted Title II “pursuant to a valid exercise of its power
under § 5 of the Fourteenth Amendment.” Hibbs, 538 U.S.
at 726. Congress may abrogate state sovereign immunity for both “actual violations of the rights guaranteed” in the Fourteenth Amendment as well as for “‘a somewhat broader swath of conduct,’ including acts constitutional in themselves” in order to deter unconstitutional conduct. Allen v. Cooper,589 U.S. 248, 260
(2020) (quoting Kimel v. Fla. Bd. of Regents,528 U.S. 62, 81
(2000)). For legislation that targets this “broader swath of conduct” to fall within Congress’s Section 5 authority “‘[t]here must be a congruence and proportionality between the injury to be prevented or remedied and the means adopted to that end.’”Id.
at 260–61 (quoting City of Boerne v. Flores,521 U.S. 507, 520
(1997)).
A.
Citing our decision in Phiffer, Kohn argues that “this
Court has held that Congress validly abrogated state
sovereign immunity as to claims arising properly under Title
KOHN V. STATE BAR OF CALIFORNIA 7
II.” In Phiffer, we considered Title II as a whole and held
that our precedent “clearly commands the conclusion that the
State is not entitled to Eleventh Amendment immunity under
Title II of the ADA.” 384 F.3d at 792. Indeed, we had previously and repeatedly held that Title II “was a congruent and proportional exercise of Congress’s enforcement powers under § 5 of the Fourteenth Amendment that abrogated Eleventh Amendment immunity.” Dare v. California,191 F.3d 1167, 1175
(9th Cir. 1999); Clark v. State of Cal.,123 F.3d 1267, 1269
(9th Cir. 1997) (describing Title II’s
abrogation of state sovereign immunity as “valid exercises
of Congress’s power under Section 5 of the Fourteenth
Amendment”).
In Phiffer, we also observed that our court had repeatedly
rejected the argument that “the Supreme Court’s decision
in Board of Trustees of the University of Alabama v.
Garrett, 531 U.S. 356(2001), requires us to revisit our precedent” holding that Title II validly abrogates state sovereign immunity.384 F.3d at 792
(citing Hason v. Med. Bd. of Cal.,279 F.3d 1167
, 1171, reh’g en banc denied294 F.3d 1166
(9th Cir. 2002), and cert. dismissed538 U.S. 958
(2003); Thomas v. Nakatani,309 F.3d 1203, 1209
(9th Cir. 2002); Lovell v. Chandler,303 F.3d 1039
, 1050–51 (9th Cir. 2002)). Garrett held that the Eleventh Amendment barred claims for money damages against the states under Title I of the ADA, which addresses disability discrimination in employment. See531 U.S. at 368
(explaining that “Congress’ § 5 authority is appropriately exercised only in response to state transgressions” and finding that “[t]he legislative record of the ADA . . . fails to show that Congress did in fact identify a pattern of irrational state discrimination in employment against the disabled.”). Because “[t]he Garrett Court expressly declined to decide whether 8 KOHN V. STATE BAR OF CALIFORNIA Congress validly abrogated state sovereign immunity in enacting Title II of the ADA,” however, we held in Hason that “Garrett does not overrule either Clark or Dare.” 279 F.3d at 1171. See also Thomas,309 F.3d at 1209
(declining to revisit Hason); Lovell,303 F.3d at 1050
(reiterating that
“Clark and Dare are still good law” after Garrett).
After Phiffer, the Supreme Court decided Georgia, a
case which raised the question of “whether a disabled inmate
in a state prison may sue the State for money damages under
Title II.” 546 U.S. at 153. The Eleventh Circuit had dismissed the inmate’s claims on Eleventh Amendment immunity grounds. Seeid. at 156
. After granting certiorari to determine “whether Title II of the ADA validly abrogates state sovereign immunity with respect to the claims at issue,”id.,
the Supreme Court held that “insofar as Title II creates a private cause of action for damages against the States for conduct that actually violates the Fourteenth Amendment, Title II validly abrogates state sovereign immunity.”Id. at 159
. Finding that “it is not clear precisely what conduct [the
inmate] intended to allege in support of his Title II claims,”
and “it is likewise unclear to what extent the conduct
underlying [his] constitutional claims also violated Title II,”
the Court declined to resolve “the scope of Congress’s
‘prophylactic’ enforcement powers under § 5 of the
Fourteenth Amendment.” Id. at 158–59. The Court
observed that some of the allegations at issue were “quite far
afield from actual constitutional violations . . . or even Title
II violations,” and remanded to permit the plaintiff to amend
the complaint. Id. at 159. The Court instructed that “[o]nce
[the plaintiff’s] complaint is amended, the lower courts will
KOHN V. STATE BAR OF CALIFORNIA 9
be best situated to determine in the first instance, on a claim-
by-claim basis,” the following:
(1) which aspects of the State’s alleged
conduct violated Title II; (2) to what extent
such misconduct also violated the Fourteenth
Amendment; and (3) insofar as such
misconduct violated Title II but did not
violate the Fourteenth Amendment, whether
Congress’s purported abrogation of
sovereign immunity as to that class of
conduct is nevertheless valid.
Id.
Many of our sister circuits have read Georgia to establish
a blueprint for the abrogation analysis: a three-part inquiry
to be undertaken with respect to a specific “class of conduct”
on a “claim-by-claim” basis. See, e.g., Buchanan v. Maine,
469 F.3d 158, 172 (1st Cir. 2006); T.W. v. New York State Bd. of L. Examiners, No. 22-1661,2024 WL 3463499
at *5– 6 (2d Cir. July 19, 2024); Geness v. Admin. Off. of Pennsylvania Cts.,974 F.3d 263, 270
(3d Cir. 2020); Block v. Texas Bd. of L. Examiners,952 F.3d 613
, 617–18 (5th Cir. 2020); Babcock v. Michigan,812 F.3d 531
, 534–35 (6th Cir. 2016); Klingler v. Dir., Dep’t of Revenue, State of Mo.,455 F.3d 888, 893
(8th Cir. 2006); Brooks v. Colorado Dep’t of Corr.,12 F.4th 1160
, 1168 (10th Cir. 2021); Miller v. King,449 F.3d 1149
, 1150–51 (11th Cir. 2006). This is in significant tension with our blanket holding in Phiffer that Title II validly abrogates state sovereign immunity in all of its applications. Some district courts in our circuit have, in the wake of Georgia, “engaged in a case-by-case analysis to determine 10 KOHN V. STATE BAR OF CALIFORNIA whether a fundamental right is at issue and whether Title II validly abrogates state sovereign immunity.” Kohn I, 497 F. Supp. 3d at 535 (collecting cases). Others, however, continue to apply Phiffer for the proposition that “[i]n the Ninth Circuit, state agencies are not entitled to Eleventh Amendment sovereign immunity from suit under Title II of the ADA.” See, e.g., Ellington v. California Dep’t of Corr. & Reh., No. 20-cv-9116,2021 WL 8875769
at *7 n.4 (C.D. Cal. Oct. 6, 2021). We have never explicitly addressed the status of Phiffer post-Georgia, though some members of our court have questioned Phiffer’s categorical holding both before and after Georgia was decided. See Phiffer,384 F.3d at 793
(O’Scannlain, J., concurring) (reading Tennessee v. Lane,541 U.S. 509
(2004) to require a “nuanced, case-by- case analysis”); J.C. ex rel. W.P. v. Cambrian Sch. Dist.,648 F. App’x 652, 655
(9th Cir. 2016) (Wardlaw, J., concurring
in part) (explaining that while “the ADA claim is not barred
by Eleventh Amendment immunity under existing law,” she
would “remand for further consideration” in light of
Georgia).
In our court, a three-judge panel may recognize prior
precedent as overruled only when an intervening precedent
of higher authority is “clearly irreconcilable” with the
precedent. Miller v. Gammie, 335 F.3d 889, 893 (9th Cir.
2003) (en banc). We find that Georgia’s claim-by-claim
analysis is “clearly irreconcilable” with Phiffer’s categorical
holding. We therefore conclude that Phiffer has been
overruled by intervening Supreme Court precedent. Going
forward, district courts must undertake the analysis set forth
in Georgia to determine whether, in enacting Title II,
Congress validly abrogated state sovereign immunity as to
the specific class of conduct at issue.
KOHN V. STATE BAR OF CALIFORNIA 11
B.
Here, the district court properly recognized the need to
engage in the case-specific analysis outlined by Georgia.
However, because we conclude that the district court
misapplied the Georgia inquiry, we vacate the district
court’s abrogation analysis and remand for further
consideration.
The Georgia inquiry first asks courts to determine
“which aspects of the State’s alleged conduct violated Title
II.” 546 U.S. at 159. Here, the district court identified the
conduct at issue, observing that “plaintiff alleges that the
misconduct that violated Title II included excessively
burdensome procedures to seek testing accommodations,
delay in responding to his accommodation requests, and
deliberate indifference by failing to provide reasonable
accommodations for all of his prior sittings of the California
Bar Exam.” Kohn I, 497 F. Supp. 3d at 535–36. But the
district court did not evaluate which aspects of the alleged
conduct, if any, violated Title II. The district court then
proceeded to the second part of the Georgia analysis and
concluded that the alleged conduct did not violate the
Fourteenth Amendment. Id. at 538. Finally, the district
court concluded that the third part of Georgia was not
satisfied either, explaining that “plaintiff has cited no
authority demonstrating that, insofar as such misconduct
violated only Title II, that Congress’s purported abrogation
of sovereign immunity is nevertheless valid.” Id.
The district court did not answer the question of which,
if any, of Kohn’s allegations state a Title II claim. It also did
not provide any reasoning supporting its conclusion that
Congress did not prophylactically abrogate sovereign
immunity as to Kohn’s claims. The district court’s Georgia
12 KOHN V. STATE BAR OF CALIFORNIA
analysis thus focused only on the second part of the Georgia
test, but this part of the Georgia test cannot stand alone as a
reason to dismiss a claim on sovereign immunity grounds.
Stated differently, it is not enough for the district court to
hold that the complaint does not allege a constitutional
violation and end there. Even if the complaint does not
allege a constitutional violation, “we must determine
whether Congress’s purported abrogation of sovereign
immunity as to that class of conduct is nevertheless valid.”
See Klingler v. Director, Dept. of Revenue, 455 F.3d 888, 894 (8th Cir. 2006) (quotation marks and citation omitted). The district court thus erred when it failed to determine “which aspects of the State’s alleged conduct violated Title II.” Georgia,546 U.S. at 159
.
We hold that while the district court is not bound to
analyze the Georgia inquiry in any particular order, it cannot
begin and end its analysis with the second part of the
Georgia test. Of course, if a plaintiff fails to state a claim
under Title II, dismissal is appropriate. The same is true if
there is neither an alleged Fourteenth Amendment violation
nor a prophylactic abrogation of state sovereign immunity
for the “class of conduct” that violated Title II. 2 The
prophylactic abrogation analysis is fact-intensive, requiring
a review of whether there is “congruence and proportionality
2
In holding that courts may choose to conduct the Georgia analysis in
any order it so chooses, we slightly differ from the approach of some of
our sister circuits. The First, Third, Fifth, and Tenth Circuits require
courts to begin with the first part of Georgia’s test before proceeding to
the second and third parts. Toledo v. Sanchez, 454 F.3d 24, 31(1st Cir. 2006); Bowers v. Nat’l Collegiate Athletic Ass’n,475 F.3d 524, 553
(3d Cir. 2007); Block v. Texas Bd. of Law Examiners,952 F.3d 613, 617
, 618 n.12 (5th Cir. 2020); Guttman v. Khalsa,446 F.3d 1027, 1036
(10th Cir.
2006).
KOHN V. STATE BAR OF CALIFORNIA 13
between the injury to be prevented or remedied and the
means adopted to that end.” City of Boerne v. Flores, 521
U.S. 507, 520 (1997), but the district court did not engage in
this analysis, leaving us to guess which of Kohn’s
allegations, if any, were being considered for this
“congruence and proportionality” inquiry.
We thus vacate the district court’s dismissal of Kohn’s
Title II claims and remand for reconsideration consistent
with this opinion. Moreover, the district court shall provide
Kohn with the opportunity to amend his complaint before
proceeding.
III. CONCLUSION
The district court’s dismissal of Kohn’s Title II claims is
vacated. We remand the suit for further proceedings. 3
3
The parties shall bear their own costs on appeal.
Reference
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