Porter v. Louden
Porter v. Louden
Opinion of the Court
delivered the opinion of the Court:
This appeal is from the Commissioner of Patents, and the record embraces two interferences, Nos. 15,822 and 15,939. There is, in fact, only one invention involved in the issues of the two interferences declared ; and the subject-matter of the issues framed is an improvement in hay carrier tracks, the object of the particular improvement being to so construct the track that all the necessary attachments and appliances necessary to its free operation, such as hanger hooks and stop blocks or knockers, may be adjustably secured to it without the necessity of drilling holes in the track, and without interfering with the free movement of the carrier thereon.
The issue of the first interference declared (No. 15,822) is as follows:
“A rail having a vertical web, an upper bead, a lower bead, and intermediate horizontally projecting flanges for a carrier, in combination with a hanger adapted to engage the upper bead of the rail, and a stop secured to the lower bead of the rail and adapted to be adjusted thereon independently of the hanger and the carrier.”
And the issue of the second interference declared (No. 15,939) is thus stated:
.“A metallic track for a hay-carrier, consisting of an upper T-head for connecting suspending means, a lower T-head for connecting a stop block or knocker, a deep vertical strengthening web, and intermediate horizontal wheel-supporting flanges for the wheels of a hay-carrier to run upon.”
The questions on these issues were examined and decided in the Patent Office, first, by the examiner of interferences, who decided adversely to the appellant, Porter, and in favor of the appellee, Louden ; second, on appeal, by the examiners in chief, who reversed the rulings of the examiner of interferences on both issues, and decided in favor of the appellant, Porter, and against the appellee, Louden; and third, on appeal to the Commissioner in person, the assistant commissioner reversed the rulings of the examiners in chief, and decided in favor of the claim of Louden on both issues of interference; and from these latter rulings Porter has appealed to this court.
The issues present the question of priority of invention, with the incidental questions of good faith in asserting claim, the completing of the invention by reduction to practice, and the exercise of reasonable diligence in perfecting the invention before making claim.
There would seem to have been an unwarrantable departure from good practice, as also a disregard of the provisions of the 106th rule of the Patent Office, in allowing a division of the claim of Porter, and the issue of patent 487,966 to him, on a divisional application, during the pen
It does not appear that there was any express adjudication that the claim of Porter set forth in patent 487,966 did not interfere with claims made by Louden or Dun-, though it was held by the examiners in chief that such claim was patentable. But after the first interference declared, Porter, by his attorneys, addressed an application to the Commissioner, in which he says, that he transmits an application for a patent for an improved track for hay-carriers and elevators. The application, he says, “ is a division of the subject-matter of the said Porter’s application filed May 10, 1892, No. 432,492, now in interference with other parties on subject-matter embraced in claims 2 and 3 thereof. The subject-matter of this division application is embraced in claim 1 of application No. 432,492, which claim is not included in said interference. When the interference is determined Mr. Porter binds himself to make the necessary amendments to the specification and to cancel claim 1 of his application filed May 10, 1892, No. 432,492, or will do so now if permissible. Mr. Porter requests under rules of practice that the patent on this division application be issued without waiting the determination of the interference, as the invention claimed here is not involved in the interference, and has so been declared by the Patent Office by its exclusion therefrom.”
When counsel alleged that Porter’s claim as set out in the divisional application and specification was not involved in the previous interference declared, and had been so declared by the Patent Office by its exclusion therefrom, they
If, therefore, as contended by the appellee, Louden, there is in substance and reality but one invention involved in the interferences declared, the difference being only in terms of description employed in framing the issues, it is clear Porter had no right to the patent that issued to him on the divisional claim, unless, and until, he succeeded in the original pending interference. And in view of all the facts of the case, and of the conduct of the parties, we think Porter should derive no advantage by presumption from the fact of the issue of the patent on the divisional application ; but coming in as he does- subsequently to the filing of the claim of Louden, by claim of prior invention, he should bear the burden that such- claim naturally imposes as between contending applicants, in the production of proof as applied to both interferences.
From this ruling Porter appealed to the examiners in chief, and they reversed the ruling of the examiner of interferences, and held that Porter was not only the first to conceive, but had used reasonable diligence in perfecting and reducing to practice his invention; and they therefore held Porter to be entitled to priority and to a patent for the invention. But this ruling-was reversed on appeal by Louden to the Commissioner in person; and the Acting Commissioner concurred in conclusion with the examiner of interferences, and though conceding Porter to be the first to conceive, yet held that he had not reduced the invention to practical form, and had not exercised reasonable diligence in his efforts to perfect the invention so as to give
On the question of priority of conception of the invention involved, the testimony is irreconcilably conflicting, and on this evidence we should have great difficulty in bringing our minds to a satisfactory conclusion that Porter was in fact the first to conceive the invention in issue. It is shown, among many other facts reflecting upon this question, that, between the years 1886 and 1892, Porter was diligent in applying for and obtaining patents for a single-beaded rail for the same object, and actually supplied the market therewith : and yet he utterly neglected his alleged double-beaded rail, alleged to be of prior invention, and which he now claims was and is a valuable improvement upon all inventions of the kind of date prior to the application involved in this interference. But we do not find it necessary to pass upon this question. The Patent Office officials having concluded that Porter was the first to conceive the invention of the double-beaded rail, we are willing to assume such to be the fact, and thus reduce the case to the questions of reduction to practice, or the exercise of reasonable diligence on the part of Porter to complete the practical development of the invention so as to make it patentable.
On the question of reduction to practice or the completion of the invention, it was held by the examiner of inter
It is urged that Louden has not done more to perfect his •invention than Porter has done to perfect his. But it is conceded that Louden exercised due diligence to, and did, secure the embodiment of the invention to practical working form; and this would seem to be all that is required. It has been repeatedly decided that the filing of an allowable application constitutes a reduction to practice; and this was done by Louden. It is not necessary that the invention be actually reduced to practice in order to be patentable. As said by Mr. Commissioner Mitchell, in Lorraine v. Thurmond, 51 O. G. 1781 (Com. Dec., 1890, p. 90): “ No such condition is required by the act of Congress ; and if it were true that a patent would be void on that ground, no patent could properly be granted unless proof was furnished that the invention claimed had gone into practical use, which is not, and cannot, under the statute, be made a condition of granting the patent. It is enough that the inventor has perfected his invention, and is able to furnish the Patent Office such specification and model as the law requires. Having done this, the patent in so far as prerequisite to its validity, either by way of experiment or use, are material, is valid. When the invention is not of a mere philosophical speculation, abstraction or theoiy, but of something corporeal, something to be manufactured, the applicant need not show that he has reduced his invention to practice otherwise than by filing his specification and furnishing drawings and a model, as required by the stat
Here, Louden was first to file an allowable application, and thus reduced his invention to practice by construction, though not to actual practice. The subsequent original application of Porter was filed more than five months, and the divisional application about eleven months, after that of Louden; and Porter, in support of the allegations contained in his preliminary statement, produced in evidence sketches and a wooden model made, as he alleges, about the time or soon after his conception of the invention. These he filed for the purposes of illustration merely; and as evidence of his having reduced the invention to practical form, he produced the rail which is in the record as Exhibit E. Now, if this Exhibit E is the rail designated in and covered by the issue, and is to be considered as a completed model of the invention involved in the interference, and the making and exhibiting of such model is reduction - to practice, then upon the assumption that Porter was the first to conceive the invention, he might, indeed would, be entitled to priority, as, according to his testimony, the rail thus exhibited was made anterior to the date of conception alleged by either Louden or Durr. But is the rail shown in Exhibit E of sufficient completeness to be identical with the rail described in the issue of interference ? Or is it a mere working model, intended for illustration of the thing invented ? This rail or track, as shown in Exhibit E, is a short section about three feet long, and is made of two separate T-rails riveted together along their base flanges. The bead or head is formed by riveting on each side of the outer edge of the webs small strips of metal. The rail involved in the issue of interference is in one piece, and the deep-vertical strengthening web is one of the most material features of the invention, according to Porter’s own claim inserted in Patent No. 487,966, and which forms the issue
“ It is to be observed, however, that Commissioner Hall did not hold that a drawing or a model might not ‘ lay the foundation of a claim to priority,’ and it is quite clear that the foundation to such a claim might be established by a model which would not in and of itself constitute a reduction to practice. A drawing illustrative of an invention may lay the foundation of a claim to priority; but no decision has ever held that a drawing constitutes reduction to .practice. So, too, a model ‘ designed and intended as such ’ (I quote Commissioner Hall’s exact language) may lay the foundation for a claim of priority; but I am unaware of any decision which has ever held that such a model constitutes reduction to practice. Indeed, it will be noted that in Loom Co. v. Higgins, supra, the court classed a drawing and model together in stating what effect they would have as proof, and the inference that the court intended to hold that a model is reduction to practice would be no more legitimate than would be the imputation to it of a purpose to say that a drawing constitutes reduction to practice. This view is not without warrant in judicial decisions, for in Odell et al. v. Stout, 29 O. G. 862, in which the passage from Loom Co. v. Higgins was cited, it was expressly held that a model or drawing, although a sufficient foundation for a claim to priority, must be followed up with reasonable diligence in order to establish full title to priority.” And further on he says: “I have examined the decisions care
It is clear, we think, that Exhibit E, while it may be evidence to lay the foundation of a claim to priority, is not of itself sufficient evidence of the reduction to practice of the alleged invention. It does not in fact exhibit the identical rail described in the issue of interference ; and it was manifestly designed and intended as a mere working model, and nothing more. If it had been intended as the completed model and representation of the invention, why was such delay allowed to intervene before making the application ? There is no satisfactory answer to this question afforded by the evidence.
“A review of all the cases in connection with the language of the statute satisfies me that if the first person to conceive would prevail over his rival, who has first reduced the invention to practice, he must show that he was using reasonable diligence in adapting and perfecting the invention when his competitor entered the field. He must show that his diligence antedates the inceptive invention of his rival if he would prevail over him, and he must show that his diligence extends back to his own conception if he would carry his invention back to the date of that conception. Cases exist where the first person to conceive is not entitled to be accredited with diligence extending back to his actual date of conception. In such cases it is probably only material to inquire whether the diligence which the statute calls for antedates the inceptive invention of the person first to reduce to practice. But it is material and necessary that the diligence antedate the independent conception- of the rival inventor, as otherwise no injustice would be done by recognizing the case as coming within the general rule that the first to reduce to practice is the first inventor.” The same principle is fully and clearly enunciated, and the decision of Commissioner Mitchell on this question referred to and appoved by the United States Court of Appeals, in a case between the same parties, reported in 55 Fed. Rep. 69. The like doctrine is enforced in many other cases referred
On the questions of reduction to practice and of the want of reasonable diligence of Porter, in the prosecution of his alleged invention, the facts, and the deductions therefrom, are well and clearly stated both by the examiner of interferences and the acting Commissioner. In the opinion of the latter official, he comments upon the testimony produced in support of the claim of Porter in the following pertinent terms:
“ Porter’s testimony shows that he conceived and disclosed the invention, and made the drawing and the model in 1886. He also claims that he reduced to practice in October of that year, presenting as proof of this claim the rail, ‘Exhibit E.’ This is a short rail section built up by riveting two T-rails together at their bases, with the beads or héads at top and bottom formed by riveting strips of metal on each outer edge of the web.
“ Louden contends that' this rail was not made in 1886, but the conclusion hereinafter reached renders it unnecessary to consider this point. This rail, however, is not the rail covered by the issue. It may serve to illustrate how such a rail ought to be made, but I can not consider it as amounting to anything more than a model.
“ It remains to be considered, therefore, whether Porter’s
“ It must be strong testimony, indeed, that would excuse a delay of nearly six years, which, it is practically admitted, was not caused by sickness or poverty, and during which time no action was taken except to inquire at intervals whether such rails could be rolled. Moreover, even if it were conceded that mere attempts to get the rail rolled show diligence, and negative the idea of abandonment, yet these efforts were so few and far between that I am unable to reach the conclusion that Porter acted with reasonable diligence.”
In this conclusion we entirely concur; and without further elaboration or comment we shall affirm the rulings appealed from in both interferences, and direct that a certificate of the proceedings and decision in this court be sent to the Patent Office, to be entered of record therein, as directed by law.
Rulings affirmed and certificate ordered.
Reference
- Full Case Name
- PORTER v. LOUDEN
- Status
- Published
- Syllabus
- Patents; Interference ; Divisional Application ; Burden of Proof ; Priority of Invention ; Reduction to Practice. 1. There is no proper line of division between one application covering a specific device and implying certain adjuncts and another application by the same inventor for the combination of the device and the adjuncts, and one application should not go to patent while the other is in interference. 2. When an application goes to patent upon a claim which is not a proper division of another application in interference, the patentee should derive no advantage in an interference by presumption from the fact of issue of the patent on divisional application ; but, coming in subsequently to the filing of his opponent’s claim, by claim of prior invention, he should bear the burden that such claim naturally imposes as between contending applicants in the production of proof as applied to both interferences. 3. The filing of an allowable application for a patent constitutes a reduction to practice. 4. An exhibit attached to the record in a patent interference case, which does not show the identical thing in issue, and which was manifestly designed and intended as a mere working model and nothing more, may be the evidence to lay the foundation of a claim to priority, but is not of itself sufficient evidence of reduction to practice of the alleged invention. 5. A delay of six years, unexcused by sickness or poverty, held fatal to a claim of priority of invention depending upon connecting an earlier conception to a later reduction.