Christensen v. Noyes
Christensen v. Noyes
Opinion of the Court
delivered the opinion of the Court:
This appeal is from the Patent Office, and the subject of it is an interference declared between an application for a patent by Henry F. Noyes, the appellee, and a patent issued to the appellant, Neils A. Christensen, for an improvement in triple valves of an automatic air-brake. The improvement relates to what is known as an “emergency” device,
The improved state of the art- of construction of automatic air-brakes, in connection with which the present invention is intended to operate as a further and additional improvement, is described in two patents, Nos. 360,070 and 376,837, respectively, issued to George Westinghouse, Jr. The mechanical construction of the devices described in.and covered by those two patents is familiar to all inventors of railroad appliances and to all railroad operatives, and therefor it is unnecessary to describe them here. They are in general use everywhere, on lines of railroad of any considerable extent in this country, to say nothing of railroads of other countries.
The subject of the present interference is a device employing two pistons or movable valves, both contained in the same casing, and acting in conjunction when an emergency stop is to be made. The emergency piston is a cylindrical valve, which, when moved by reservoir-pressure, opens passages, through which the air, both from the reservoir aud train-pipe, passes into the brake-cylinder. The service or main valve is inclosed in the emergency-valve, and by a slight reduction of pressure moves so as to open passages, through which the air from the reservoir alone passes into the brake-cylinder.
There is really no conflict of evidence in regard to any material fact of the case, and the only question is, who is entitled to priority on the facts as they are virtually conceded by the parties to the issue.
The parties to the interference, Noyes, represented by his assignee, The Westinghouse Air Brake Company, and Christensen, appear to be independent inventors, but there is no real question of the fact that Christensen was the first
The appellee, Noyes, filed his application in the Patent Office on May 13,1895, and the same was allowed November 26, 1895. On April 30,1896, Christensen filed his application, upon which a patent was issued on April 20, 1897. Though the application of Noyes was allowed before the application of Christensen was filed, the former allowed his application to lapse or become forfeited, because of the nonpayment of the final fee, as required by the statute, and did not file a renewed application until June 28, 1897, after the patent had issued to Christensen on the latter’s application.
With the renewed application of Noyes was filed the following petition of his assignee, The Westinghouse Air Brake Company:
“ To the Commissioner of Patents:
Your petitioner, The Westinghouse Air Brake Company, a corporation organized under the laws of the State of Pennsylvania, and having its principal office at Pittsburg, in that State, represents that on May 13,1895, Henry F. Noyes filed an application for letters patent for an improvement in triple valves for air-brakes, Serial No. 549,167, which application was allowed November 26, 1895, but he failed to make payment of the final fee within the time allowed
This application was duly signed by the company.
Upon the filing of the application for renewal, the interference with the previously-issued patent to Christensen was declared by the Office July 21, 1897, in three counts, as follows:
“ 1. In a triple-valve device, the combination of a casing, an emergency-valve operating therein and adapted to admit pressure from a train-pipe directly to a brake-cylinder, an emergency-piston, dependent upon the presence of, and directly connected with, a main piston, and adapted to operate such' emergency-valve unassisted in any way by travel of the main piston, substantially as described.
“ 2. In a triple-valve device, the combination of a casing, divided by movable partitions into three chambers, one of such chambers exposed to auxiliary-reservoir pressure and the other two chambers exposed to train-pipe pressure, one of said partitions composed of a cylindrical piston having a main piston working within it, said cylindrical piston being firmly connected with the other partition, and being operated by the difference of pressure due to the difference of the area between it and said partition connected with it,-said main piston operating for service applications, and said cylindrical piston for emergency applications, substantially as described.
“ 3. In a triple-valve device, the combination of a casing, a main piston and an emergency-piston, working within such casing, one of said pistons adapted to form a cylindrical shell within which the other works; the emergency-piston adapted to operate an emergency-valve to effect the direct admission of pressure from a train-pipe to a brake-cylinder,*103 the main piston adapted to operate a main valve to admit pressure from an auxiliary reservoir to a brake-cylinder, the travel of said main piston in the direction necessary to apply the brakes adapted to have no effect upon the operation of said emergency-piston, substantially as described.”
Of these issues, count 1 is stated by the Office to be claim 1, and to cover claims 2, 3, 4 and 5 of the application of Noyes, filed May 13, 1895, and claim 2 of the patent of Christensen, issued April 20,1897 ; that count 2 is'stated to be claim 6, and to cover claim 7 of the Noyes application, and claim 2 of the patent issued to Christensen; and that count 3 is stated to be claim 10, and to cover claim 11 of the Noyes application, and claim 2 of the Christensen patent.
In the preliminary statement of Christensen he alleges “ that he conceived the invention contained in the claims of his patent declared to be involved in this interference, including claim No. 2, on or about May 17, 1894; that at or about that time, and repeatedly afterwards, be made sketches and drawings illustrating the subject-matter of his invention ; that he described his invention to others between July 13, and August 3,1895, and at various times thereafter. That he made, or caused to be made, a working drawing of his said invention embodied in claim 2 of his patent, which drawing was completed December 8, 1895 ; that afterwards he made, or caused to be made, other working drawings which were completed on or about February 15, 1896 ; that from the latter drawings patterns were made and completed February 26, 1896; that from said patterns castings were made and completed on about March 2, 1896 ; that a full-sized operative valve, embodying said invention as described in his claim No. 2, was set up and successfully tested under full air-pressure in the shop of the Seamless Structural Co., at Milwaukee, Wis., on or about March 15, 1896 ; and that a number of other triple valves embodying the subject-matter of said claim 2 have been made and tested by him or under his direction.”
That the full and complete embodiment of the invention is described in the patent to Christensen, and in the application of Noyes, respectively, and formulated in the issues of interference, is conceded by both parties; and while testimony was taken on the part of both of the parties to the interference, there is really no considerable conflict or controversy in regard to the facts of the case. The examiner of interferences concluded, however, that Noyes had priority of right, though the last to conceive the invention in issue, because he was the first to come to the Office with a completed application. He also concluded that Christensen, though the first to conceive the invention, was without sufficient excuse for his delay in prosecuting and perfecting the invention in issue, and that such delay was fatal to his claim to priority, notwithstanding his earlier conception and of the fact that he held the patent for the invention. The examiner of interferences, so concluding, decided against Christensen, and in favor of Noyes or his assignee, The Westinghouse Air Brake Company.
On appeal, the board of examiners-in-chief concluded that Christensen’s poverty and lack of means was no excuse for his lack of diligence in adapting and perfecting his invention, and they therefore affirmed the decision of the examiner of interferences, and awarded priority to Noyes. And on appeal to the Commissioner of Patents, that decision was affirmed, the Commissioner holding that, although
As it appears, diligence or want of diligence on the part of Christensen was the sole question upon which the case was made to turn in the Patent Office. But, in view of all the facts and circumstances of the case, it is far from being clear, as it seems to have been supposed, that there was want of reasonable diligence on the part of Christensen, in perfecting his invention and applying for a patent therefor, or of his not having actually reduced his invention to practice. The proof makes it clear that not long after his conception of the device he disclosed it to others in the latter part of the year 1894; that he had tried to obtain money to enable him to make application for a patent,in December, 1894; and that he had .disclosed the invention to and sought to interest Watkins in the invention in the spring of 1895; that in June, 1895, he had attempted to induce Watkins to file an application for the triple-valve invention ; and that in September, 1895,. an oral agreement was made in regard to the matter; that in December, 1895, working drawings were
On the part of Christensen it is contended, that the experimental test of the valves on the 15th of March, 1896, only a month and a half before the filing of his application, was substantially and for all practical purposes successful, and therefore an actual reduction of the invention to practice. It is true, the examiner of interferences thought it was not a successful actual reduction to practice, and the other two tribunals in the Patent Office passed no definite judgment upon the question. But the examiners in chief, in
“In order to take this latter course he must have had in his mind a clearly-conceived idea of all the mechanical contrivances to be used in the construction of the valve. That he was thus mentally equipped there can be no question. It is admitted and agreed by both parties to the controversy, that Christensen’s drawings and sketches were sufficient to afford to any mechanic familiar with the aii’-brake art all the information necessary to enable him to construct a valve. It is entirely clear that had Christensen had the means he could have at least as early as the latter part of 1894 filed an application for a patent.”
It is urged on the part of Noyes, and his assignee, that the test of the alleged completed valve on March 15, 1896, was not successful, and that, consequently, Christensen can properly be allowed only the dates of conception, May 17, 1894, and constructive reduction to practice by filing of his application, April 30, 1896.
But, in the view we have of this case, we do not deem it at all necessary to examine and determine the question as to whether the test made of the triple valve, March 15, 1896, was in all respects a perfect success or not, such as to make it a complete actual reduction to practice of the invention. It may, or it may not, have been of such character. It is conceded that a constructivé reduction to practice was quite sufficient to entitle Christensen to a patent for his invention, provided his right was not subordinated to and overcome by the prior constructive reduction to practice of the independent invention of Noyes,'by the prior filing of the latter’s application on May 13, 1895. It is contended for Noyes and his assignee, that such was the effect of the
In this aspect of the case, however, the question arises, what was or is the effect of the forfeiture of the allowed application of Noyes, as affecting the patent issued to Christensen, the first conceiver of the invention, after the forfeiture, and before the application for renewal, filed June 28,1897 ? By section 4885 of "the Revised Statutes, if the final fee is not paid within six months after the allowance of the application, the patent is required to be withheld; and, by section 4897 of Revised Statutes, any person to whom a patent is ordered to issue upon the payment of the final fee, “ but who fails to make payment thereof within six months from the time at which it was passed and allowed, and notice thereof was sent to the applicant or his agent, shall have a right to make an application for a patent for such invention or discovery the same as in the case of an original application ; but such second application must be made within two years after the allowance of the original application. But no person shall be held responsible in damages for the manufacture or use of any article or thing for which a patent was ordered to issue under such renewed application prior to the issue of the patent.”
As w.e have seen, the application of Noyes was allowed November 26, 1895, and the six months within which, the final fee was required to be paid expired May 26, 1896. The Westinghquse Air Brake Company purchased the invention and application of Noyes, September 8, 1896, a little more than idne months after the application had been allowed. It was in the interval, between the allowance of Noyes’ application and the time of the expiration of the six months from the payment of the final fee, that the application of Christensen was filed, and the patent issued to him before the renewed application of Noyes and his assignee was filed.
It is argued on behalf of Noyes and his assignee, that the'
In an action for infringement by Christensen could it be successfully shown in defense, by Noyes or his assignee, or by any other person, that Noyes was the first inventor because, by simply filing his application, he had made a constructive reduction to practice before Christensen had made an actual reduction to practice by constructing an operative machine? or could such a defense prevail to defeat a patent actually granted to the first inventor? If not, it would seem to be clear that a patent ought not to be issued to Noyes, or his assignee, upon any mere theory of priority of invention, when he in fact is not such. It is certainly not the policy of the patent system of the United States that more than one patent should issue for the same invention; nor ought litigation to be encouraged or made necessary by issuing patents to anyone except to those really entitled to them. The patent granted to Christensen was lawfully issued. He was the first inventor, and at the time of the issue of his patent there was no pending application in the Office, nor any unexpired patent, with which it would interfere. The bare possibility that there might be an application filed, to renew the forfeited application of Noyes, furnished no ground for a declaration of interference, nor did it furnish any ground for withholding a patent from the first inventor of the device for which patent was sough t. An application that has been allowed to lapse or become forfeited, and before it is renewed, ceases to have vital and operative effect, except for a very limited and special purpose. According to the rule of the Patent Office, 174, “a forfeited application is one upon which a patent has been withheld for failure to pay the final fee within the prescribed time.”
On the plainest principles of justice and right, in cases of interference, priority of invention should only be awarded to the party who is really the first inventor, unless his right be forfeited by inexcusable delay and neglect, or by abandonment. And as between an application resting on a mere constructive reduction to practice, especially where that application is a renewal of a forfeited application, and a party who is really the first inventor, and to whom a patent has been issued for the invention, as in this case, the issue of priority must be found for the patentee. In such case, the mere constructive reduction to practice can not be set up to defeat an existing patent granted to the first inventor. A patent stands for something more than a mere written description of an invention; and as against a pending application for the same invention, resting upon no better foundation than a constructive reduction to practice, the patent must prevail. It has been held in many cases, that mere descriptions and drawings filed in the Patent Office, as part of an application, as against an existing patent issued to the first inventor, can not be accepted as an actual reduction to practice. Some of these cases are referred to and quoted from in the brief of counsel for appellee, and many others might be added.
In the case of Ellithorpe v. Robertson, 4 Blatchf. C. C. 307, the court said: “To constitute such a prior invention as will avoid a patent that has been granted, it must be made to appear that some one, before the patentee, not only
In the case of Draper v. Potomska Mills Co., reported in 13 O. G. 276, Judge Shapleysaid: “Illustrated drawings of conceived ideas do not constitute inventions, and, unless they are followed up by a seasonable observation of the requirements of the patent laws, they can have no effect upon a subsequently-granted patent to another. But a patentee whose patent is assailed upon the ground of the want of novelty may show, by sketches and drawings, the date of his inceptive invention, and if he has exercised reasonable diligence in perfecting and adapting it, and applying for his patent, its protection will be carried back to such date.”
In the case of Leman Ventilating Co. v. Lalor, 12 Blatchf. C. C. 303, the court, Judge Blatchford, said, “that written description of a machine, although illustrated by drawings which have not been given to the public, does not constitute an invention within the meaning of the patent laws, so as to defeat a subsequent patent tb an independent inventor, even though it be deposited in the Patent Office as a part of an application for a patent. To attain the character of a complete invention, it must be embodied in a form capable of useful operation.”
i And if such written description, illustrated by drawings, will not be allowed to defeat or affect a subsequent patent issued to an independent inventor, a fortiori will not such description and illustrative drawings be allowed to defeat or affect a patent granted to the first or prior inventor, after the forfeiture of an application first filed, but on a subsequent conception of the invention.
There is no doubt or question of the general proposition,
In a race of diligence between two independent inventors, as in this case, it may be assumed, “he who first reduces his invention to a fixed, positive and practical form, is clearly entitled to priority of right to a patent therefor.” Reed v. Cutter and others, 1 Sto. Rep. 510.
Here Christensen has obtained his patent, and being the first to conceive the invention, we must presume that his patent was rightfully granted, as against a party who subsequently conceived, but who has never reduced the invention to actual, positive, and practical form. Reed v. Cutter, 1 Sto. Rep. 590.
If, in this case, the question of diligence were considered as involved, we should be strongly inclined to impute the want of due diligence to Noyes and his assignee, rather than to Christensen. As we have seen, Noyes’ application was filed May 13,1895, and was allowed November 26, 1895. He allowed the time to expire within which he was required to pay the final fee, and, as a consequence, his application became forfeited. He had notice of the pendency on the application of Christensen; and the assignee of Noyes, The Westinghouse Air Brake Company, became fully informed of the pendency of the application of Christensen in December, 1896, if not before, and did not file the renewed application until June 28, 1897, more than two months after the patent had issued to Christensen. Under such circumstances it would not seem that the want of diligence could be fairly urged by Noyes, or his assignee, as a ground of
The proceedings of this court on this appeal will be certified to the Commissioner of Patents, with this' decision, to be entered of record, as directed by law; and it is so ordered.
Decision appealed from reversed.
On June 19,1899, Mr. Bell and Mr. Christy, on behalf of the appellee, filed a motion for a rehearing.
Messrs. Winkler, Flanders, Smith, Bottum & Vilas and Mr. Cowen, for the appellant, opposed the motion.
On October 4, 1899, the motion was denied, Mr. Chief Justice Alvey delivering the opinion of the Court:
The application in this case for rehearing must be denied. The appellee has shown no substantial ground for the application, and none that was not fully presented and argued on the original hearing, and fully considered by the court.There is nothing shown, either in law or equity, that calls for a rehearing of the case.
It is incontestably true, that Christensen was the original and first inventor of the matter of claim involved in the issue of interference. This is fully conceded by all the tribunals of the Patent Office, and not seriously controverted by the appellee, Noyes, or his assignee, the Westinghouse Company. He was not only the first to conceive the invention, which he did in May, 1894, and made sketches thereof, but he made full disclosure to others, and from time to time made drawings, and he had, before the application of Noyes was filed, during the latter part of the year 1894, and the spring and summer of the year 1895, made repeated efforts to obtain money to enable him to apply for a patent, and
The alleged conception of the invention by Noyes was not until about the 15th of April, 1895, which was disclosed to his friends shortly thereafter, and he made a drawing thereof about April 20, 1895, and he filed his application for a patent May 13, 1895. And he did nothing more by way of reducing the invention to practical operation, before the ap plication by Christensen was filed.
This application of Noyes was allowed in the Patent Office, November 26, 1895; but failing to pay the final fee, the application became suspended or forfeited by force of section 4897 of the Revised Statutes of the United States, and the rules of the Patent Office; and it was during the period of forfeiture of this application — that is to say, on the 20th of April, 1897 — that the patent was issued to Christensen. The interference was not declared until after the filing of the renewed, application by the Westinghouse Company as the assignee of Noyes, something more than two months after the issuing of the patent to Christensen.
It is true, though subsequent in point of time in the con. ception of the invention, Noyes was the first to come to the Patent Office for a patent; and it is supposed and contended that this constituted a constructive reduction to practice of the invention, and therefore gave Noyes some superior right over his rival inventor, Christensen. But this is not our understanding of the law. On an issue of priority of invention, constructive reduction to practice of the invention by simply filing an application for a patent and having it allowed, or by filing an allowable application
The tribunals of the Office held the evidence to be insufficient to establish reasonable diligence on the part of Christensen, and therefore the question of priority was decided against him. In this conclusion we do not agree with the tribunals of the Patent Office. We think the evidence of reasonable diligence on the part of Christensen, under the special circumstances of the case, was quite satisfactory. With most of the reasoning of the tribunals of the Patent Office we fully concur, though not with the conclusion reached by them, with respect to the question of the supposed insufficiency of the evidence to show the exercise of reasonable diligence by Christensen.
There is no serious contention made that there was any abandonment of the invention- by Christensen. On the contrary, it is expressly found and asserted as a fact, in the decision of the examiners in chief, “ that in December, 1895, working drawings were made by Christensen, and that from that time on there was continuous work on the automatic triple-valve device of the issue.”
It is also stated in the opinion of the examiners in chief, and fully supported by the proof in the case, “that it is admitted and agreed by both parties to the controversy, that Christensen’s drawings and sketches were sufficient to afford any mechanic familiar with this air-brake art all the information necessaryto enable him to construct a valve; ” and therefore, according to the argument made, he ought to have filed his application sooner than he did. He, however, continued the work of adapting and perfecting the invention, and did not come to the Office with a crude and untested invention. He did not file his application until after he had made the valve and tested its operation; and upon discovering defects in the practical operation of the invention, he at once remedied such defects, and made the
It is settled by abundant authority, that, as between rival inventors, the date of the invention in issue is fixed at the time at which a complete and intelligible embodiment, by which those skilled in the art can understand it, is presented. But it would also appear to be settled, that the date of an invention may be prior to the time the invention is embodied in a form capable of being patented. This principle is maintained by the cases of Colt v. Massachusetts Arms Co. 1 Fish. Pat. Cas. 108; National Oil Co. v. Arctic Oil Co. 4 Fish. Pat. Cas. 514, and same case 8 Blatchf. 416, and we do not understand that those cases have ever been questioned or overruled. And in. an application for a patent relating to machinery, the invention may be exhibited as well in a drawing as in a model, so as to lay the foundation of a claim to priority, if such drawing be sufficiently plain to enable those skilled in the art to understand it. Loom Co. v. Higgins, 105 U. S. 580, 594. In this case, it is not controverted, indeed conceded, that the drawings made and exhibited by Christensen were sufficiently plain and explicit to enable those skilled in the art of the triple-valve construction to understand them. And this being the case, and Christensen being the first inventor, and not having abandoned his invention, or forfeited it by the want of reasonable diligence in adapting and perfecting it, upon what principle can it be claimed that the subsequent invention by Noyes should take priority of that by Christensen? We know of no principle of right or justice upon which it can be done.
It is urged, however,' that because Noyes, the subsequent inventor, was the first to file an allowable application (allowable because there was then no interfering or conflicting claim to the invention before the Office), and which applica
It seems to be supposed, and the contention of the appellee would appear to be founded upon the theory, that by the constructive reduction to practice, by the mere filing of the original application by Noyes, and the subsequent renewal of that application by his assignee, as authorized by section 4897 of the Revised Statutes of the United States, that some fixed and determinate right had been acquired as against the right to priority of the invention by Christensen. But
And in the recent case of Marsh v. Nichols, Shepard & Co., 128 U. S. 605, 611, and 612, the court said (the italics being ours): “ But the patent for an invention conveys nothing which the Government owns or its predecessors ever owned. The invention is the product of the inventor’s brain, and if made known would be subject to the use of anyone, if that use was not secured to him. Such security is afforded by the Act of Congress when his priority of invention is established before the Patent Office. The patent is -the evidence of his exclusive right to the use of the invention ; it therefore may be said to create a property interest in that invention. Until the patent is issued there is no property right in it, that is, no such right as the inventor can enforce. Until then there is no power over its use, which is one of the elements of a right of property in anything capable of ownership.”
In this case, as we have before declared, the right of priority in Christensen is clearly established, and upon his application, duly presented, a patent securing his right in the invention, has been regularly and lawfully issued ; and
We have deemed it proper to say thus much, in addition to what was said by us in the opinion heretofore delivered by this court, in view of what is positively asserted in the petition for rehearing, and in order to show that in no aspect of the case is there any ground , for the contention of the appellee, and therefore no ground whatever for the application for reargument.
If it be thought by the appellee that his contention is well founded, his remedy is by application to a court of equity, as provided by section 4915 of the Revised Statutes of the United States.
Application for rehearing denied.
Reference
- Full Case Name
- CHRISTENSEN v. NOYES
- Cited By
- 1 case
- Status
- Published
- Syllabus
- Patents; Interference; Constructive Reduction to Practice- Forfeited Applications. Noyes filed his application May 13, 1895, in the Patent Office, for a patent for an improvement in triple valves of an automatic air-brake, and the same was allowed November 26, 1895. His application became forfeited because of failure to pay the final fee, and he did not file a renewed application until June 28, 1897. On April 30, 1896, Christensen filed his application for a patent for the same invention, and a patent was granted him April 20, 1897. Upon an interference being declared between the parties, it was shown that Christensen was the first inventor, and the question was as to the effect of Christensen’s patent as against Noyes’ prior application, renewed after the granting of the patent to Christensen. Meld, reversing a decision of the Commissioner of Patents in favor of Noyes, that while, under proper circumstances, the filing of a renewed application within two years after the allowance of a forfeited original application, as provided for in Sec. 4897, R. S. U. S., wilentitle the applicant to his original application as a construe tive reduction to practice, such a constructive reduction to practice could not be successfully set up by Noyes to defeat the patent of Christensen, the first inventor, and, therefore, the issue of priority must be found in favor of Christensen.