Dufour v. United States
Dufour v. United States
Opinion of the Court
delivered the opinion of the Court:
We will first consider the motion in arrest of judgment. The grounds of this motion are that the indictment does not sufficiently describe the scheme to defraud; that it does not allege knowledge on the part of Dufour of the falsity of the representations of the other defendants; and that the indictment is insufficient to charge any offense against Dufour.
Every defendant, under our Constitution, is entitled to be .advised of the charge he is to meet, that he may have a fair opportunity to prepare his defense, and that he may avail himself of a conviction or acquittal thereafter. Where, however, the sufficiency of an indictment is first challenged in a motion in arrest, no “defect or imperfection in matter of form only,” not tending to the prejudice of the defendant, will be considered. Sec. 1025, U. S. Rev. Stat., U. S. Comp. Stat. 1901, p. 720. If, therefore, the indictment in this case charges an offense against the defendant, defects or imperfections in matter of form will not avail him unless it appears that he was prejudiced thereby. Connors v. United States, 158 U. S. 408, 39 L. ed. 1033, 15 Sup. Ct. Rep. 951; Rosen v. United States, 161 U. S. 29, 40 L. ed. 606, 16 Sup. Ct. Rep. 434, 480, 10 Am. Crim. Rep. 251. But before proceeding to an analysis of the indictment it is well to direct attention to the nature of the charge therein. The gist of the offense alleged against the persons accused is the conspiracy. The offense around which the conspiracy centered was the devising of a sheme or artifice to defraud by means of the Postoffice establisment of the United States, contrary to the provisions of sec. 5480, U. S. Rev. Stat., U. S. Comp. Stat. 1901, p. 3696.
In Williamson v. United States, 207 U. S. 425, 52 L. ed. 278, 28 Sup. Ct. Rep. 163, the court had under consideration .an indictment charging a conspiracy to commit the offense
It is then averred that said scheme and artifice to defraud was to be further carried out by the defendants Lewis and Huston representing themselves to be officers and directors of the National'Trust Company, incorporated under the laws of the District of Columbia, and of the Enterprise Trust Company, another corporation, and by the said Lewis representing himself to be the manager of said American Finance Company, and by said Lewis and Huston further fraudulently representing that said National Trust Company and said Enterprise Trust Company were authorized to guarantee stocks, bonds, and securities, and were corporations of such standing that such guaranty would add to the value of said stocks, bonds, and securities to be so guaranteed, and by said Lewis and Huston further fraud
Said Lewis, Huston, and Dufour, in further consummation of the conspiracy, it is averred, were to cause and induce such persons, firms, and corporations to pay to said National Trust Company and to said Enterprise Trust Company “a fee and money for the agreement to guarantee said stocks, bonds, and securities as last aforesaid, whereas in truth and in fact said agreement to guarantee when so obtained was not and would not be of value to such persons, firms, and corporations last aforesaid, by reason of the premises aforesaid; but as part of said unlawful conspiracy as last aforesaid, the said Harvey M. Lewis, the said James N. Huston, and the said Everett Dufour were to fraudulently convert said fee and money paid by them the said persons, firms, and corporations as last aforesaid, to the use of them and each of them, the said Harvey M. Lewis, the said James N. Huston, and the said Everett Dufour, without giving anything of value therefor.”
The manner in which the Postoffice establishment of the Hnited States was used in furtherance of the illegal scheme and artifice to defraud is then set forth. It is not contended that the overt acts are not set forth in sufficient detail. The conspiracy is charged in concise and technical language. The general object of the conspiracy is alleged to have been a violation of sec. 5480, U. S. Rev. Stat. As that section does not
The conspiracy was further to be carried out by the defendants, Lewis, Huston, and Dufour, inducing persons, firms, and corporations to pay to said trust companies a fee and money for the agreements to guarantee said stocks, bonds, and securities, and said defendants “were to fraudulently convert said fee and money paid by them the said persons firms, and corporations as last aforesaid, to the use of them and each of them, the said Harvey M. Lewis, the said James N. Huston, and the said Everett Dufour, without giving anything of value-therefor.”
It is insisted that the failure of the pleader, after stating-the fraudulent representations to be made by Lewis and Huston in furtherance of the conspiracy, to charge knowledge on the part of Dufour of the falsity of such representations, is fatal. In making this contention appellant fails entirely to consider that this is an indictment for conspiracy, and not one under sec. 5480. The indictment, at the outset, brings the three defendants together in an unlawful agreement, the object of which is set forth. The part assigned or to be performed by each conspirator is set forth. Dufour was to make certain representations and to do certain things tending toward the accomplishment of the common unlawful purpose. Lewis and Huston were to do certain, other things to the same end. It is set forth that certain of the representations which they were-to make were to be fraudulent representations. The averment, therefore, that they knew the character of those representations is superfluous, and may be treated as surplusage. If the original unlawful agreement contemplated and required the making of those fraudulent representations, and such is the import of of the language employed, how can it be said that any one of the-
Dealy v. United States, 152 U. S. 539, 38 L. ed. 545, 14 Sup. Ct. Rep. 680, 9 Am. Crim. Rep. 161, involved an indictment for conspiracy to defraud the United States of large tracts of land by means of false and fictitious entries. under the homestead law. The indictment did not specify the tracts by number •of section, township, and range, and this was held unnecessary. In the first count it was averred “that, according to and in pursuance of said conspiracy, combination, confederacy, and agreement among themselves had as aforesaid, the said Allen (one of the conspirators) did persuade and induce one Charles Pattnaude to make filing under said homstead laws, and thereafter to make proof and final entry under said laws for the lands known and described as follows, * * * on which said lands said Pattnaude, as said Allen then and there well knew, had never made settlement, improvement, or residence,” etc. It will be observed that knowledge on the part of the other conspirators of the true character of the Pattnaude entry was not directly averred. The court, in disposing of the contention that the words, “according to and in pursuance of said conspiracy,” did not amount to a charge that Allen’s overt act was done “to effect the object of the conspiracy,” said: “Something more is intended by the use of the words, ‘according to and in pursuance of,’ than that the overt act was done after the formation of the ■conspiracy, or even that it was simply a result of the conspiracy. It implies that the act was one contemplated by the conspiracy, ‘according to,’ and was- done in carrying it out, ‘in pursuance of,’ something which the conspiracy provided should be done, something which when done should tend to accomplish -the purpose of the conspiracy.” So here the averments as to what was to be done by each of the conspirators in carrying out the conspiracy imply that the character of those acts was agreed upon at the outset.
The history of the case, moreover, shows that this defendant, at the time of his trial, was fully aware of the precise offense with which he was charged.- While the assertion by him in
As to the motion for a new trial: The defendants requested the court to instruct the jury that while they might find some fact to be established from the circumstances disclosed by the testimony, and infer the existence of some other fact reasonably resulting therefrom, they must stop there, and not place an inference upon an inference. The language of the charge as submitted to the court, and which we will not here repeat, is somewhat involved and ambiguous, and if given without qualification, would have tended to the confusion'of the jury. To the refusal of the court to grant the instruction, an exception was noted in behalf of the defendants. The court in its charge to the jury said: “The only danger that a jury need guard itself against in the consideration of circumstantial evidence is that it shall not attach to a fact which it finds to be proven an inference which that fact does not naturally carry. * * * Having in mind, then, that the difference between direct and •circumstantial evidence is that instead of taking the word of a human creature as to a fact, you take the word of another fact, assigning to the first fact the natural inference which it suggests to the human mind, be careful not to permit your minds to be carried to the belief of the existence of a fact which really is not indicated by the existence of the first fact, which you find to be established by the evidence.”
We think the court in this language covered the point which the defendants had in mind, and that the jury understood that
It is next specified as error that the court refused to instruct the jury, as requested by the defendants, that the allegation of the indictment that it was the intent of the defendants to appropriate to themselves, without giving anything of value-therefor, the moneys received, was material and necessary, and must be established beyond a reasonable doubt before the jury could find the defendants, or any of them, guilty. This point was fully covered by the court in other instructions granted the defendant Lewis, and applicable to all the defendants. In-one of these prayers the jury were told that, in order to find any one of the defendants guilty as charged in the indictment,, they must find from the evidence, beyond a reasonable doubt,, “that such defendant had knowledge of the said alleged scheme, and knowledge that the said representations concerning the said companies as aforesaid were false in the particulars, or some of them, aforesaid.” In another the jury were told that before they could find any defendant guilty, they must “find from the evidence, beyond a reasonable doubt, that he had knowledge both of the scheme alleged in the indictment and its-fraudulent character as alleged, and also of the intended use-of the said mails in execution thereof.” In still another they were further told that before they could find any one of the defendants guilty as charged in the indictment, they must “find from the evidence, beyond a reasonable doubt, that such de-. fendant entered into such agreement or understanding corruptly, and with intent to defraud, as in the indictment alleged.”
Certain instructions were requested by the government, and' granted by the court over the objection of the defendants, the-only serious objection as now assigned to these instructions-being that there was nothing under the indictment proper'to be submitted to the jury. We have already disposed of this objection by sustaining the indictment.
A motion for a new trial was made in behalf of the defendant Huston. This motion the court granted. The court, as appears from the record, assigned as its reasons for the granting of this-
The qustion whether or not Huston was entitled to a new trial as matter of right is not before us. The question we are to determine is whether the granting of a new trial to Huston, in the circumstances of this case, necessitates the granting of a new trial to each of the other defendants. The general rule appears to be that where two or more persons have been convicted of conspiracy, and a new trial is awarded to one, it must be awarded to all. This rule was first announced in Reg. v. Gompertz, 9 Q. B. 824, where the jury had returned a verdict of guilty under an indictment for conspiracy involving five defendants. Lord Denman, Ch. J., in granting a new trial, said: “We might perhaps see no ground for disturbing the verdict'so far as it affects Gompertz; but into this we do not inquire, for we cannot grant a new trial <!as to one conspirator without granting it to all who are convicted. As, therefore, we cannot separate the defendants, there must be a new trial as to all.” This rule was followed in Com. v. McGowan, 2 Pars. Sel. Eq. Cas. 341, and in Isaacs v. State, 48 Miss. 234, 1 Am. Crim. Rep. 103.
In United States v. Cohn, 128 Fed. 615, an indictment charging conspiracy against Cohn, Browne, and others to the grand jurors unknown, there was a verdict of guilty against Cohn and
There is much analogy between the present case and the one-last cited. Here, as in that ease, there was evidence tending to-show that both Lewis and Dufour participated in the unlawful agreement. After stating in considerable detail the manner in which the scheme was carried out, the record states: “And further to maintain the issues on its part joined, the government adduced evidence of other facts and circumstances tending to-show knowledge on the part of the defendant Dufour of the false statements and misrepresentations made by the defendants Lewis and Huston, and of a fraudulent intent on the part of' said Dufour to use the United States mails for the making; thereof in conspiracy with said defendants Lewis and Huston.” As to the falsity of the statements made by Lewis in furtherance of the unlawful scheme, there can be no question. Indeed, the falsity of those statements is admitted. Whether actual knowledge of the falsity of such statements -was brought home to Huston could have no bearing upon the question of the guilt or innocence of Dufour; in other words, in the circumstances of this case the question of Huston’s guilt in noway affected the rights of Dufour.
Had a new trial been awarded Huston upon the ground of error in the admission of evidence, and that evidence had also related to the other defendants and had been in any manner to-their prejudice, all the defendants would necessarily have been entitled to a new trial. We have carefully examined this record, however, and fail to find anything therein to support the contention that the granting of a new trial to Huston should also en
The judgment must be affirmed. Affirmed.
Reference
- Full Case Name
- DUFOUR v. UNITED STATES
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- Criminal Law; Indictment; Motion in Arrest of Judgment; Conspiracy; Instructions to Jury; Motion for New Trial. 1. On a motion in arrest of judgment, on the ground that the indictment does not sufficiently describe the offense charged, defects or imperfections in matter of form only, not tending to the prejudice of the accused, will not be considered. (Citing sec. 1025, U. S. Rev. Stat., U. S. Comp. Stat. 1901, p. 720.) 2. An indictment for a conspiracy to defraud by means of the postoffice, in violation of sec. 5480, U. S. Rev. Stat., U. S. Comp. Stat. 1901, p. 3696, must set out the alleged conspiracy with sufficient particu- ■ larity to bring it within the inhibition of the statute, and to enable the accused to know what he will be required to meet on the trial. 3. Where an indictment charging conspiracy on the part of three persons to defraud sets forth that the unlawful agreement between the three required two of them to make false and fraudulent representations in order to accomplish the common unlawful purpose, and that they had done so, it is not necessary that the indictment should allege that the third defendant knew of the falsity and fraudulent character of such representations. 4. While the statement in an application by one under indictment, for a speedy trial, that he did not intend to demur to the indictment or to enter any other plea than that of not guilty, will not preclude • him from afterwards taking advantage of a defect in the indictment on a motion in arrest of judgment, the court is at liberty to consider such statement on the hearing of such a motion, in determining whether any alleged informality or ambiguity in the indictment operated to his prejudice. 5. The subject-matter of instructions in a criminal trial, asked by the accused and refused by the court, to the effect that the jury had no right to make an inference from an inference, and that a certain allegation, of the indictment was material, and must be established by the prosecution beyond a reasonable doubt held to be sufficiently covered in the court’s charge to the jury. 6. The granting of a motion for a new trial made by one of several defendants convicted of conspiracy does not require the granting of a new trial as to the other defendants, where the motion is granted for errors in no way prejudicial to the rights of such other defendants.