Freid v. McGrath
Opinion of the Court
Appellee, Catharine McGrath, was riding as a passenger in an automobile belonging to Nathaniel Taube when it collided with an automobile belonging to appellant David A. Freid. She sued both Taube and Freid to recover damages for injuries and the cases were consolidated for trial. The verdict in the first trial was in favor of appellee, against each of the two defendants in the sum of $425. On April 30, 1940, seven days after entry of judgment on this verdict, appellee made a motion “to correct the record and enter the correct and true verdict of the jury,” upon the grounds set out in the margin.
Appellant assigns as error the granting of the new trial. He contends that in granting it, the trial judge acted upon his own initiative; that the order exceeded the power of the court and was invalid, because the time within which a new trial may be granted by the court on its own motion is limited to ten days after entry of judgment
Obviously, what the Supreme Court said in the Fairmount case was intended to apply to nothing more than timely action, by a trial court of competent jurisdiction, in a case properly pending before it, pursuant to applicable rules of civil procedure,
But, fortunately, the Supreme Court has removed whatever doubt there may have been upon the subject, by its later action. Six years after the decision in the Fair-mount case, it promulgated rules of civil procedure for the district courts of the United States. One of those rules requires that if a judge orders a new trial upon his own initiative he must do so not later than ten days after entry of judgment and must specify the grounds therefor.
We come then to the question whether the trial court, in the present case, acted upon a motion, under Rule 59(a) (b), or whether it acted of its own initiative, under Rule 59(d). If it acted under the earlier paragraphs, its action was timely. If it acted under Rule 59(d), its action was not timely and its order must be reversed.
The order in controversy reads as follows : “This cause coming on for hearing upon various motions, it is this 20th day of June, A. D., 1940; Ordered, that the motion of the defendants to strike from the files the affidavits in support of the plaintiffs’ motion for a new trial is granted, and the testimony of the jurors taken in open court is hereby stricken out by the court on its own motion. It is further ordered, that the motion of the plaintiffs to correct the verdict and to enter a verdict different from that returned by the jury is denied; And the Court being of the opinion that the damages found by the jury were inadequate, the amended motion for a new trial is granted only as to the amount of the damages.” [Italics supplied.] Appellee explains the action of the judge on the theory that his language was “a mere statement of the facts and circumstances from which the court could reasonably find or infer that the jury had made a mistake;” that his statement did not constitute the grounds for granting the new trial; that the inadequacy of a verdict is important only when it appears, either from the unreasonableness of the amount or other circumstances, to be the result of mistake, passion or prejudice on the part of the jury; hence, that in granting a new trial on the ground of inadequacy the judge had in mind the mistake of the jury; consequently, that he did not grant a new trial on his own initiative, but on a ground urged by appellee in her motion.
But appellee’s explanation is not supported by the record. On the contrary, appellant’s contention that the judge acted upon his own initiative is clearly correct.
The trial judge purported to grant “the amended motion for a new trial * * but the following considerations show clearly enough that he was acting upon his own initiative; even apart from the insufficiency of the three motions to support his order: (1) The order recited, as the sole ground therefor, inadequacy of the damages found by the jury. (2) This ground was not assigned in any of appellee’s motions; but was suggested for the first time in the order granting the new trial, entered on June 20, 1940, nearly a month after the entry of judgment. (3) The specification in the order, of inadequacy of damages, was apparently in satis
It is urged that judges may properly give weight to considerations not put forward by counsel; that a judge may properly grant a new trial for a reason wholly different from the reason assigned by a movant. There is no doubt that these contentions, standing alone, are correct. Paragraph (d) of Rule 59 contemplates that a judge may act in the manner suggested. But when he does so he acts on his own initiative. Logically extended this argument would lead to the conclusion that if a party moved for a new trial upon one ground, for example of inadequate damages induced by disregard of instructions as to the law, the trial judge might grant this motion upon another ground, for example excessive damages induced by passion or prejudice; in other words upon a ground exactly contrary to that urged by the moving party. But the purpose of the rule was not to permit such an opening up of the time within which a judge must act. To contend that when a motion for new trial has been timely filed, the time within which the judge may act to grant a new trial upon other grounds is thereby indefinitely extended misses the purpose of the ten-day limitation imposed by paragraph (d) of the rule.
Reversed, with costs, and with directions to reinstate the verdict for plaintiff in the first trial and to enter final judgment thereon for the plaintiff.
“1. That the above case was consolidated for trial with the cases of Catharine McGrath v. Nathaniel J. Taube, Law No. 90260, Helen Cusack v. Nathaniel J. Taube, Law No. 90262, and Helen Cusack v. David A. Fried, Law No. 90263. 2. That the jury, after due deliberation, arrived at a verdict of Eight Hundred Fifty Dollars ($850) in favor of the plaintiff, Catharine McGrath against both defendants, David A. Fried and Nathaniel J. Taube, but through inadvertence and mistake, the jury informed the Court that their verdict was in the sum of Four Hundred Twenty-Five Dollars ($425) in favor of the plaintiff against the defendant David A. Fried, and Four Hundred Twenty-Five Dollars ($425) in favor of the plaintiff against the defendant, Nathaniel J. Taube, in the case Law No. 90260. 3. That it was the intention of the jury and the true verdict of them that the amount of their finding should be in favor of the plaintiff against both defendants, Nathaniel ,T. Taube and David A. Fried, who are joint tort-feasors.”
“The Court: Frankly, I don’t think I have any right to grant this motion. I think that is absolutely fixed by these verdicts. The only question is whether or not that is ground for a motion for a new trial. We haven’t such a motion. I don’t know whether counsel is making it, or not.
“Mr. Koenigsberger: I am not arguing a motion for a new trial.
“The Court: I don’t know whether the time for a motion has gone by.
“Do you wish to make a motion for a new trial as well as d motion—
“Mr. Offutt (interposing): Yes, your Honor, I wish to do that if your Honor will let me bring the jury in, and reserve your decision on it until we can give you some briefs on it. *****
“Mr. Koenigsberger: For the sake of the record, let it be stated that we object to the entire procedure.
“The Court: If you don’t want me to hear it on any further evidence — Do you want me to hear it on this evidence?
“Mr. Koenigsberger: I don’t want your Honor to hear it on the affidavits, either.
“Mr. Koenigsberger: I am not objecting on the ground of time of day, but I am objecting to the procedure, and I am also objecting to your Honor considering a motion for a new trial because no such motion has been filed.
“The Court: I think the Court can consider it.
“Mr. Koenigsberger; I stand on my rights, now, under the new rules, which say that the motion for a new trial must be in writing and served on me.
* * * * «
“The Court: Then may we proceed with the understanding that he will file his motion for a new trial nunc pro tunc.
“Mr. Koenigsberger: I am not disposed to make any great point about that, but I do not concede it is proper to take any evidence.
“The Court: Then we may consider it on the affidavits?
“Mr. Koenigsberger: No, I do not want your Honor to do that, either; I don’t want your Honor to read the affidavits.
“The Court: I will not decide it on the affidavits—
“Mr. Koenigsberger (interposing): And I object to it.” [Italics supplied.]
Federal Rules of Civil Procedure, Rule 59(d), 28 U.S.C.A. following section 723c, reads: “Not later than 10 days after entry of judgment the court of its own initiative may order a new trial for any reason for which it might have granted a new trial on motion of a party, and in the order shall specify the grounds therefor.”
Marshall’s U. S. Auto Supply, Inc., v. Cashman, 10 Cir., 111 F.2d 140, 142, cer
287 U.S. 474, 481, 53 S.Ct 252, 254, 77 L.Ed. 439: “The rule that this Court will not review the action of a federal trial court in granting or denying a motion for a new trial for error of fact has been settled by a long and unbroken line of decisions; and has been frequently applied where the ground of the motion was that the damages awarded by the jury were excessive or were inadequate. The rule precludes likewise a review of such action by a Circuit Court of Appeals.”
Phillips v. Negley, 117 U.S. 665, 671, 6 S.Ct. 901, 29 L.Ed. 1013. See Young v. United States, 95 U.S. 641, 24 L.Ed. 647.
See note 10 infra.
Fairmount Glass Works v. Cub Fork Coal Co., 287 U.S. 474, 482, 483, 53 S.Ct. 252, 77 L.Ed. 439.
Ibid., 287 U.S. at page 485, 53 S.Ct. at page 255, 77 L.Ed. 439: “The record before us does not contain any explanation by the trial court of the refusal to grant a new trial, or any interpretation by it of the jury’s verdict In the absence of such expressions by the trial court in the ease at bar, the refusal to grant a new trial cannot be held erroneous as a matter of law.”
Ibid., “It is urged that the refusal to set aside the verdict was an abuse of the trial court’s discretion, and hence reviewable. The Court of Appeals has not declared that the trial judge abused his discretion. Clearly the mere refusal to grant a new trial where nominal damages wore awarded is not an abuse of discretion. This Court has frequently refrained from disturbing the trial court’s approval of an award of damages which seemed excessive or inadequate, and the circuit courts of appeals have generally followed a similar polity. Whether refusal to set aside a verdict for failure to award substantial damages may ever be reviewed on the ground that the trial judge abused his discretion, we have ne occasion to determine.”
Federal Rules of Civil Procedure, Rule 59(d). Cf. Montgomery Ward & Co. v. Duncan, 311 U.S. 243, 253, 254, 61 S.Ct. 189, 85 L.Ed. 147.
Cf. Smith v. Kansas City Pub. Serv. Co., 328 Mo. 979, 993, 994, 43 S.W.2d 548, 554, 555.
“Motion to Con'eot the Record and Enter the Correct and True Verdict of the Jury.”
Marshall’s U. S. Auto Supply, Inc., v. Cashman, 10 Cir., 111 F.2d 140, certiorari denied 311 U.S. 667, 61 S.Ct. 26, 85 L.Ed. 428.
Id., 111 F.2d at page 142; Johnson v. Joseph Schlitz Brewing Co., D.C., E.D.Tenn., 33 F.Supp. 176, 182.
Edgerton, J., dissenting in Lindsey v. United States, — U.S.App.D.C. —, 133 F.2d 368, decided December 1, 1942.
Except to the extent that leave of court is required under Federal Rules of Civil Procedure, Rule 59(b) (c) on the ground of newly discovered evidence.
Dissenting Opinion
(dissenting).
The District Court granted exactly what appellee had asked in her amended motion; a new trial as to the amount of damages. Moreover, the court’s order was in these terms: “The amended motion for a new trial is granted * * Yet the prevailing opinion says that the judge did not grant the amended motion but acted of its own initiative.
I see no basis for saying that the judge did not grant the motion, in the teeth of his statement that he did. There is no logical or legal difficulty in granting for one reason a motion made for another reason.
Since the judge acted on appellee’s motion, his action was timely. To reverse the judgment on the ground that counsel failed to foresee the judge’s mental processes is to add a new, and I think a useless, technicality to the law.
Cf. Hormel v. Helvering, 312 U.S. 552, 557, 61 S.Ct. 719, 85 L.Ed. 1037. The rule (Federal Rules of Civil Procedure, rule 7b, 28 U.S.C.A. following section 723c) that a motion shall state the “grounds therefor” does not require the court to deny a motion merely because the court is not impressed by the particular grounds which the motion states.
Moreover, appellee’s motion for a new trial implicitly included an assertion of the very ground on which the judge granted the motion. Although the motion emphasized the idea that the jury’s verdict did not express its actual estimate of the damages, the fact that appellee did not rest content with the verdict showed that she considered it inadequate as well. The idea that it was inadequate did not originate with the judge.
Italics supplied.
Reference
- Full Case Name
- FREID v. McGRATH
- Cited By
- 55 cases
- Status
- Published