Ralph H. Seipel, D/B/A Investors Surety Company v. Securities and Exchange Commission

U.S. Court of Appeals for the D.C. Circuit February 29, 1956

Ralph H. Seipel, D/B/A Investors Surety Company v. Securities and Exchange Commission, 229 F.2d 758 (D.C. Cir. 1956)

Opinion

PER CURIAM.

Alleging that Ralph H. Seipel, a registered investment adviser, had violated § 206(1, 2) of the Investment Advisers Act of 1940, 15 U.S.C.A. § 80b-6(l) and (2), and was about to continue to do so, the Securities and Exchange Commission sued in the United States District Court for the District of Columbia to enjoin the continuance of the acts and practices said to constitute such violations. The District Court entered a permanent injunction from which Seipel appeals.

The record fully justified the action of the District Court.

Affirmed.

Reference

Full Case Name: Ralph H. SEIPEL, D/B/A Investors Surety Company, Appellant, v. SECURITIES AND EXCHANGE COMMISSION, Appellee
Cited By: 1 case
Status: Published