Boorda v. Subversive Activities Control Board
Boorda v. Subversive Activities Control Board
Opinion of the Court
These are petitions under § 14(a) of the Subversive Activities Control Act
Under the Act, when the Attorney-General has “reason to believe * * * that any individual is a member of an organization which has been determined by final order of the Board to be a Communist-action organization,” he is to file a petition with the Board seeking a determination “that such individual is a member of such Communist-action organization.” § 13(a). After hearing, the Board is to make a written report including its findings of fact. If it determines that the “individual is a member of a Communist-action organization,” it shall issue and serve him with an order “determining such individual to be a member of a Communist-action organization.” § 13(g) (2)
On its face, § 13(b) does not compel the construction sought by petitioners. It provides, in pertinent part:
Any organization as to which there is in effect a final order of the Board determining it to be a Communist-action or Communist-front organization, and any individual as to whom there is in effect a final order of the Board determining such individual to be a member of a Communist-action organization may, not more often than once in each calendar year, file with the Board and serve upon the Attorney General a petition for a determination that such organization no longer is a Communist-action or Communist-front organization, or that such individual no longer is a member of a Communist-action organization, as the case may be.
(emphasis added). This language is not entirely free from ambiguity, but it seems to imply that an individual, in a § 13(b) proceeding, may contest only the fact of his membership in a named organization against which an order is already outstanding.
Deprived of any support from § 13(b), petitioners’ construction of § 13(g) must likewise fail. That construction would require us to read identical statutory language
II.
We must therefore face the constitutional question. Petitioners argue that § 13(g) (2) of the Act
The Supreme Court in the Communist Party case was presented with the question whether the First Amendment prohibited the requirement, set forth in § 7 of the original Act,
assert those rights of its members, such as anonymity, which are allegedly infringed by the very act of its filing a registration statement, and which could not be otherwise asserted than by raising them here.
367 U.S. at 81, 81 S.Ct. at 1402.
The Court examined the structure of the Act, and found that the registration and disclosure requirements of § 7 did not attach “to the incident of speech, but to the incidents of foreign domination and of operation to advance the objectives of the world Communist movement.” Id. at 90, 81 S.Ct. at 1407. Since regulation was premised on constitutionally unprotected conduct, the Court was required to balance “the value to the public of the ends which the regulation may achieve” against “the impediments which particular governmental regulation causes to entire freedom of individual action.” Id. at 91, 81 S.Ct. at 1407; see United States v. O’Brien, 391 U.S. 367, 377, 88 S.Ct. 1673, 20 L.Ed.2d 672 (1968). Although the Court did not consider the incidental infringement of First Amendment rights to be insubstantial, see 367 U.S. at 102, 81 S.Ct. 1357, it concluded that the importance of the government’s interest in disclosing the names of those who desired to further the illegal aims of Communist-action organizations justified the requirement that such organizations make public their membership lists. Id. at 102-103, 81 S.Ct. 1357.
The present case, however, stands on an entirely different footing. Of course, in both cases the class of persons upon whom disclosure ultimately operates is
It seems clear to us that mere membership in the Communist Party is protected by the First Amendment. For it is “now beyond dispute,” Bates v. City of Little Rock, 361 U.S. 516, 523, 80 S.Ct. 412, 4 L.Ed.2d 480 (1961), that “an individual’s right of association * * * is protected by the provisions of the First Amendment.” United States v. Robel, 389 U.S. 258, 263, 88 S.Ct. 419, 423 (1967). When a “quasi-political part [y] or other group * * * may embrace both legal and illegal aims,” Scales v. United States, 367 U.S. 203, 229, 81 S.Ct. 1469, 1486, 6 L.Ed.2d 782 (1961), affiliation with and membership in that group are constitutionally protected except for those who join “with the ‘specific intent’ to further illegal action.” Elfbrandt v. Russell, 384 U.S. 11, 17, 86 S.Ct. 1238, 1241, 16 L.Ed.2d 321; see Noto v. United States, 367 U.S. 290, 299-300, 81 S.Ct. 1517, 6 L.Ed.2d 836 (1961). “Assuming that some members of the Communist Party * * * had illegal aims and engaged in illegal activities, it cannot automatically be inferred that all members shared their evil purposes or participated in their illegal conduct.” Schware v. Board of Bar Examiners, 353 U.S. 232, 246, 77 S.Ct. 752, 760, 1 L.Ed.2d 796, 64 A.L.R.
Since the disclosure provisions of § 13(g) (2) attach solely to constitutionally protected rights, the only remaining question is whether they operate to discourage or penalize the exercise of those rights. We believe that they do. “Inviolability of privacy in group association may in many circumstances be indispensable to preservation of freedom of association, particularly where a group espouses dissident beliefs.” NAACP v. Alabama ex rel. Patterson, 357 U.S. 449, 462, 78 S.Ct. 1163, 1172, 2 L.Ed.2d 1488 (1958). In the present situation, we cannot assume that disclosure of an individual’s membership in the Communist Party will not operate as a substantial burden upon the exercise of his right of free association.
III.
We would be led to the same conclusion under the balancing test as enunciated in the Communist Party case.
Since § 13(g) (2) of the Subversive Activities Control Act is contrary to the First Amendment, the orders issued in these cases cannot stand. The cases must be remanded to the Subversive Activities Control Board with instructions to dismiss the petitions.
It is so ordered.
. Title I of the Internal Security Act of 1950, 64 Stat. 987, as amended 50 U.S.C. §§ 781-798 (1964 & Supp. IV, 1969). Unless otherwise indicated, all references are to the Act as amended.
. Petitioners have refused to respond to the allegations of membership on the ground that the statute under which proceedings were had is unconstitutional.
. We do not, therefore, consider petitioners’ other constitutional claims.
. If the Board determines that an individual is not a member of a Communist-action organization, it shall issue and serve upon the Attorney General “an order denying the determination sought by his petition.” § 13(h) (2).
. Of course, a petitioner in a § 13(b) proceeding could argue that there was no longer a Board order outstanding against an organization of which he was a member.
. The limitation of § 13(b) petitions to one per year was contained in the original act and carried over in the 1968 amendments. But it is of some relevance that the House Report on the 1968 amendments indicated substantial concern over delay in Board proceedings. See H.R.Rep. No. 733. 90th Cong., 1st Sess. 10 (1967).
. An organization may, of course, reopen the question of its status once per year under § 13(b); this should provide at least some remedy for the organization’s members.
. Petitioners have directed us to no such material, nor have we been able to unearth any.
. The phrase “is a member of a Communist-action organization,” appearing in § 13(b) and (g) (2) of the Act.
. As originally enacted, § 13(g) (2) spoke of “a Communist-action organization (including an organization required try final order of the Board to register under § 1(a))" (emphasis added). 64 Stat. 1000. The italicized phrase is missing from the section as amended in 1968. But the House Report on the amendments describe them as simply “conforming amendments” to bring the Act in line with Albertson v. SACB, 382 U.S. 70, 86 S.Ct. 194, 15 L.Ed.2d 165 (1965). We do not believe that the House intended the radical alteration in Board proceedings sought by petitioners. See H.R.Rep. No. 733, 90th Cong., 1st Sess. 23 (1967).
. A “basic objective” of the Act is to provide public information concerning Communist activities. See H.R.Rep. No. 733, supra note 11, at 3. A regular pattern of inconsistent determinations based not on changed circumstances but solely on the particular evidence adduced at different proceedings would hardly advance this objective.
. Section 13(g) provides:
If, after hearing upon a petition filed under subsection (a) of this section the Board determines—
* * * * sk
(2) that an individual is a member of a Communist-action organization it shall make a report in writing in which it shall state its findings as to the facts and shall issue and cause to be served on such individual an order determining such individual to be a member of a Communist-action organization.
All such orders are a matter of public record. § 9(a).
. Neither petitioners nor the Board suggests that § 13(g) (2) could be construed so as to apply only to those members of Communist-action organizations
. It has been elsewhere suggested that Supreme Court cases subsequent to the decision in Communist Party have eroded its validity. Note, Civil Disabilities and the First Amendment, 78 Yale L.J. 842 (1969) ; see United States v. Robel, 389 U.S. 258, 88 S.Ct. 419 (1967) ; Keyishian v. Board of Regents, 385 U.S. 589, 87 S.Ct. 675, 17 L.Ed.2d 629 (1967) ; Elf-brandt v. Russell, 384 U.S. 11, 86 S.Ct. 1238, 16 L.Ed.2d 321 (1966). In view of the disposition made here, we need express no opinion on this point.
. That section has since been repealed. Act of January 2, 1968, Pub.L. No. 90-237, § 5, 81 Stat. 766.
. The Ooui't in Communist Party phrased the issue as follows:
The Communist Party would have us hold that the First Amendment prohibits Congress from requiring the registration and filing of information, including membership lists, by organizations substantially dominated or controlled by the foreign powers controlling the world Communist movement and which operate primarily to advance the objectives of that movement: the overthrow of existing government by any means necessary and the establishment in its place of a Communist totalitarian dictatorship.
367 U.S. at 88-89, 81 S.Ct. at 1406. It pointed out that “our consideration of any other provisions than those of § 7, requiring Communist-action organizations to register and file a registration statement, could in no way affect our decision in the present case.” Id. at 77, 81 S.Ct. at 1400.
. See also United States v. Robel, 389 U.S. 258, 268 n. 20, 88 S.Ct. 419, 426 (1967), where the Supreme Court explicitly rejected any attempt at “balancing” in dealing with § 5 of the Act:
It has been suggested that this case should be decided by “balancing” the governmental interests expressed in § 5 (a) (1) (D) against the First Amendment rights asserted by the appellee. This we decline to do. We recognize that both interests are substantial, but we deem it inappropriate for this Court to label one as being more important or substantial than the other. * * *
Petitioners suggest that this footnote implies that the approval of “balancing” in Communist Party, see 367 U.S. at 91, 81 S.Ct. 1357, has since been withdrawn. But the Court once again resorted to a balancing test in United States v. O’Brien, 391 U.S. 367, 377, 88 S.Ct. 1673, 20 L.Ed.2d 672 (1968). It appears, then, that balancing may be appropriate when a statute is directed at constitutionally unprotected conduct, and infringes upon protected conduct only as an unavoidable side effect of an otherwise unexceptionable purpose. But where, as in Hotel, “the operative fact upon which [the statute] depends is the exercise of [a right] protected by the provisions of the First Amendment,” 389 U.S. at 263, 88 S.Ct. at 423, the First Amendment precludes a resort to “balancing.”
. The Board relies upon Adler v. Board of Education, 342 U.S. 485, 494-495, 72 S.Ct. 380, 96 L.Ed. 517, 27 A.L.R.2d 472 (1952), for the contrary proposition. But the Supreme Court in Keyishian v. Board of Regents, 385 U.S. 589, 595, 87 S.Ct. 675, 679, 17 L.Ed.2d 629 (1967) pointed out that “pertinent constitutional doctrines have since rejected the premises” of that decision.
. There is no direct evidence in the record in this case as to the degree of harassment that one named as a member of the Communist Party may suffer as a result. But although it is true that the Supreme Court has in some cases relied solely on record evidence to establish such a possibility, e. g., Shelton v. Tucker, 364 U.S. 479, 486 n. 7, 81 S.Ct. 247, 5 L.Ed.2d 231 (1960), Bates v. Little Rock, 361 U.S. 516, 520-522, 80 S.Ct. 412, 4 L.Ed.2d 430 (1960), NAACP v. Alabama, 357 U.S. 449, 462, 78 S.Ct. 1163 (1958), it was willing to state in Communist Party that “the public opprobrium and obloquy which may attach to an individual listed with the Attorney General as a member of a Communist-action organization is no less considerable than that * * * in N.A.A.C.P. and Bates.” 367 U.S. at 102, 81 S.Ct. at 1413. And in American Communications Ass’n v. Douds, 339 U.S. 382, 402, 70 S.Ct. 674, 686, 94 L.Ed. 925 (1950), the Court noted:
Under some circumstances, indirect “discouragements” undoubtedly have the same coercive effect * * * as imprisonment * * *. A requirement that adherents of particular religious faiths or political parties wear identifying arm-bands, for example, is obviously of this nature.
. “Against the impediments which particular governmental regulation causes to entire freedom of individual action, there must be weighed the value to the public of the ends which the regulation may achieve. 367 U.S. at 91, 81 S.Ct. at 1407.
. This difference was used in Communist Party to distinguish Shelton v. Tucker, 364 U.S. 479, 81 S.Ct. 247, 5 L.Ed.2d 231 (1960). See 367 U.S. at 92-93, 81 S.Ct. 1357.
. AVe are not dealing here with a legislative investigation the primary purpose of which is to inform Congress with respect to matters properly within its concern. In such cases, some disclosure to the public may be justified as a necessary incident of disclosure to Congress. Cf. Watkins v. United States, 354 U.S. 178, 187, 77 S.Ct. 1173, 1 L.Ed.2d 1273 (1967) ; United States v. Rumely, 345 U.S. 41, 56-58, 73 S.Ct. 543, 97 L.Ed. 770 (1953) (concurring opinion).
. In tlie Communist Party case, the Court sustained the disclosure provisions of § 7 of the original Act because
the mask of anonymity which [the] organization’s members wear serves * * * [to enable] them to cover over a foreign-directed conspiracy, infiltrate into other groups, and enlist the support of persons who would not, if the truth were revealed, lend their support.
367 U.S. at 102-103, 81 S.Ct. at 1414. In other words, the government’s interest in disclosure was considered to be its interest in disclosure of the names of guilty members of the Party, i. e., those who shared the purposes found by the Court not to be constitutionally protected. But, as pointed out above, there was in that case no practicable way of distinguishing between innocent and guilty members, and a refusal to consider the public interest in disclosure of the guilty members would have meant that the interest could not have been protected at all. See 367 U.S. at 88-89, 81 S.Ct. 1357.
Reference
- Full Case Name
- Simon BOORDA v. SUBVERSIVE ACTIVITIES CONTROL BOARD, Respondent Robert ARCHULETA and Wayne Dallas Holley v. SUBVERSIVE ACTIVITIES CONTROL BOARD
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- 11 cases
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