Association of Civilian Technicians, Inc. v. United States
Concurring Opinion
concurring:
I agree with the panel’s opinion and write separately only to address an oddity in the principle invoked from Association of Bituminous Contractors v. Apfel, 156 F.3d 1246, 1252 (D.C.Cir. 1998). See Maj. Op. at 992. Under that decision, so long as an agency has a track record of resolving an issue consistently in the past, we treat counsel’s explanation as representing the agency’s “ ‘fair and considered judgment’ ” even if the agency has never explained its reasoning prior to counsel’s litigation arguments. Bituminous Contractors, 156 F.3d at 1252 (quoting Auer v. Robbins, 519 U.S. 452, 117 S.Ct. 905, 137 L.Ed.2d 79 (1997)); cf. Hill v. Gould, 555 F.3d 1003, 1008 (D.C.Cir. 2009) (suggesting that United States v. Mead Corp., 533 U.S. 218, 121 S.Ct. 2164, 150 L.Ed.2d 292 (2001), may have superseded Bituminous Contractors to the extent that that case held that an agency position could be entitled to deference in the circumstance at issue); Public Citizen v. Federal Motor Carrier Safety Administration, 374 F.3d 1209, 1218 (D.C.Cir. 2004) (reciting the standard principle, in the context of a reasoned decision-making claim, that “[t]he expertise of the agency, not its lawyers, must be brought to bear on [the] issue in the first instance” (citing SEC v. Chenery,
A curiosity of the Bituminous Contractors rule is that in any case in which it is applied and the statute (as ultimately construed by the court) allows but does not require the agency’s construction, a litigant could successfully raise an argument under Prill v. NLRB, 755 F.2d 941, 947-48 (D.C.Cir. 1985) — namely, that a remand is in order because the agency may have wrongly thought itself compelled to adopt its interpretation. See PDK Labs. Inc. v. DEA, 362 F.3d 786, 798 (D.C.Cir. 2004) (applying Prill and discussing “the Prill line of decisions”). So far as appears, Bituminous Contractors left unaltered the preexisting principle that a Prill claim cannot be defeated by litigation-stage assurances that the agency would have chosen its challenged interpretation as a matter of discretion had it realized in the first place that it possessed discretion.
In this case, the challengers have affirmatively disavowed any argument that the agency decision failed for want of reasoned decisionmaking, see Maj. Op. at 994-95, which would encompass a contention under Prill, so that decision poses no obstacle to our rejecting their claim.
Opinion of the Court
Opinion for the Court by Circuit Judge ROGERS.
Concurring opinion by Senior Circuit Judge WILLIAMS.
Four former civilian technician members of the Puerto Rico Army National Guard (“PRANG”) joined two labor organizations (collectively the “Guardsmen”) in contending the district court erred in upholding the policy and practice of the United States, the Secretary of the Army, and the Chief of the National Guard Bureau (collectively “the United States”) of recommending, rather than ordering, reinstatement of discharged members of a state National Guard.
I.
The Guardsmen had dual status, by virtue of working as civilian technicians, which required them to be members of a state National Guard. 32 U.S.C. § 709(b)(2). Upon being notified of their proposed discharge from PRANG, pursuant to Puerto Rico Regulation 635-100 on involuntary separation, either the Guardsmen or their unit commanders filed rebuttals. However, U.S. Army Regulation 135-178 on administrative separations required PRANG to notify the Guardsmen in writing of their right to request a hearing by an administrative board. None of
The Guardsmen appealed their discharges to the Army Board for Correction of Military Records (“the Board”) requesting that their National Guard records be corrected to show they were never discharged and they were not absent without leave when PRANG was activated after Hurricane George. The Board found that the discharges violated federal regulations, which required both notice of a right to a hearing or appearance before an administrative board prior to discharge for persons with over six years of service, and the approval of the discharge by the Chief of the National Guard Bureau in the Department of Defense for any soldiers with over eighteen but less than twenty years of service.
The Guardsmen filed suit, seeking declaratory and injunctive relief that the United States’ “ongoing policy and practice” of refusing to order reinstatement of Guardsmen and correction of state National Guard records and related relief was “based on an erroneous belief of lack of authority.” Compl. ¶ 1. The district court ruled the Guardsmen’s claim was cognizable under the Administrative Procedure Act (“APA”), 5 U.S.C. § 706, and that the United States’ interpretation of its authority was reasonable and entitled to deference, granting summary judgment to the United States. Ass’n of Civilian Technicians, Inc. v. United States, 601 F.Supp.2d 146 (D.D.C. 2009). The Guardsmen appeal, and our review of the grant of summary judgment is de novo. See Fontana v. White, 334 F.3d 80, 81 (D.C.Cir. 2003).
II.
The Guardsmen focus on 32 U.S.C. § 110, which provides: “The President shall prescribe regulations, and issue orders, necessary to organize, discipline, and govern the National Guard.” They contend section 110 plainly authorizes the President to govern the PRANG, which necessarily includes the power to enforce federal regulations on discharge procedures. Because Congress placed this authority in the Secretary of the Army acting through the Board, see 3 U.S.C. §§ 301, 302; 10 U.S.C. § 1552, the Guardsmen maintain that section 110’s authorization to “govern” and “to issue orders” means the Board can order reinstatement and correction of PRANG records where separation from PRANG violated federal regulations. The Guardsmen do not challenge the federal relief granted by the Board.
We look to the text of the statute, recognizing that words are to be read in the context in which they are used and in the broader context of the statutory scheme. See, e.g., Robinson v. Shell Oil Co., 519 U.S. 337, 341, 117 S.Ct. 843, 136 L.Ed.2d 808 (1997). The plain text of section 110 does not address the nature and extent of the United States’ governance of the states’ National Guard. Although it authorizes the United States to “govern,” neither the text nor the context require that the word be given its most expansive meaning. The Militia Clause and the statutory scheme contemplate a shared responsibility for the National Guard, although the precise nature of that relationship is not always obvious. As the Fifth Circuit has observed, “in the modern-day. federal scheme, the national guard has come to occupy a unique place. It has become, by design, a ‘hybrid’ entity that carefully combines both federal and state characteristics, sometimes distinctly and sometimes not.” Lipscomb v. Fed. Labor Relations Auth., 333 F.3d 611, 614 (5th Cir. 2003). This court has made a similar observation, noting “[t]he National Guard ... plays a dual role, operating under joint federal and state control.” In re Sealed Case, 551 F.3d 1047, 1048 (D.C.Cir. 2009).
The Militia Clause of the Constitution provides that Congress shall have the power:
To provide for organizing, arming, and disciplining, the Militia, and for governing such Part of them as may be employed in the Service of the United States, reserving to the States respectively, the Appointment of the Officers, and the Authority of training the Militia according to the discipline prescribed by Congress;
U.S. Const., art. I, § 8, cl. 16 (emphasis added). The Militia in this Clause is the National Guard, see Gilligan v. Morgan, 413 U.S. 1, 6, 93 S.Ct. 2440, 37 L.Ed.2d 407 (1973); In re Sealed Case, 551 F.3d at 1048; see also 32 U.S.C. § 101(4), and the Clause expressly contemplates the reservation of powers to the States. The statutory scheme for the National Guard appears in Title 10, which addresses the armed forces generally and establishes the Board, and Title 32, which addresses the
The United States has interpreted the statutory scheme to require the Commonwealth of Puerto Rico, when its National Guard is not on active federal duty, to be responsible for its administration, arming, equipping, and training. This interpretation is consistent with the statutory scheme setting out the Board’s authority in section 1552 of Title 10. The United States explains the regulations and orders issued pursuant to section 110 are designed to establish uniform systems, processes, and standards among the states’ National Guard. Thus, the National Guard Bureau issued Regulation 600-200 on separation of enlisted members from a state National Guard in an effort to standardize the due process afforded to members regardless of their state citizenship. See Appellees’ Br. 18. So interpreted, section 110 does not authorize the United States to take over a state National Guard’s daily administrative duties upon determining the state National Guard has failed to comply with discharge regulations. Rather, “[t]he daily operations of the national guard units are ... recognized generally to be under the control of the states, but governed largely by sub
This interpretation of section 110 is consistent with the statutory text as used in the statutory scheme where governance finds a reasoned balance between federal and state control. It divides authority in a manner compatible with the National Guard’s “dual role,” In re Sealed Case, 551 F.3d at 1048, whereby the United States has chosen to defer to the state authorities on matters of daily operations, including individual membership. Moreover, it appears Congress has implicitly ratified the United States’ “policy and practice” of refusing to issue orders of individual reinstatement to a state National Guard. See Milhouse v. Levi, 548 F.2d 357, 363 (D.C.Cir. 1976). As the Guardsmen acknowledge, for many years the Board has consistently issued recommendations rather than orders to the states’ National Guard when it has found an error or injustice. See, e.g., Christoffersen v. Wash. State Air Nat’l Guard, 855 F.2d 1437, 1442 (9th Cir. 1988); Jorden v. Nat’l Guard Bureau, 799 F.2d 99, 102 n.5 (3rd Cir. 1986); Williams v. Wilson, 762 F.2d 357, 360 n. 6 (4th Cir. 1985); Navas v. Vales, 752 F.2d 765, 770 (1st Cir. 1985). Section 110 in Title 32 has not been amended since its enactment in 1916. In 1994, when Congress amended the provision of Title 32 that authorizes withholding of federal benefits from a state National Guard in violation of a federal requirement, 32 U.S.C. § 108 (2009), it did not specify other remedies, although at the time appellate courts had upheld the United States’ position that it lacked authority to order individual rein-statements in a state National Guard, e.g. Christoffersen, 855 F.2d at 1442; Jorden, 799 F.2d at 102 n. 5. See Lorillard, Div. of Loew’s Theatres, Inc. v. Pons, 434 U.S. 575, 580-81, 98 S.Ct. 866, 55 L.Ed.2d 40 (1978). Although Congress’ failure to act with regard to the United States’ “policy and practice” might be due to inadvertence or inattention, this seems unlikely given its attention to regulatory enforcement in amending Titles 10 and 32 in 1994 upon establishing the National Guard Bureau. See Milhouse, 548 F.2d at 363.
The Guardsmen object that the United States’ interpretation “eliminates the President’s authority to ‘prescribe regulations and issue orders, ... to ... govern the National Guard,’ ” Appellants’ Br. 12, and would tie the President’s hands when he needs to call upon the state National Guard if states were to discharge the members of their National Guard contrary to federal regulations, see id. at 11 n. 8. But the United States’ interpretation of “govern” simply reflects its judgment about the proper balance in the federal-state relationship contemplated by the Constitution and mandated by Congress. The Guardsmen’s position erroneously assumes that to “issue orders” can only mean that orders must be issued in individual cases and not to govern the states’ National Guard as a whole. They overlook Congress’ organizational and command control, as well as the prohibition against general disbandment or reduction below a “minimum strength” of a state National Guard under 32 U.S.C. § 104. Furthermore, the United States retains the power of the purse arising from the reality that “[t]he Federal Government provides virtually all of the funding, the materiel, and the leadership for the State [National] Guard units.” Perpich v. Dep’t of Defense, 496 U.S. 334, 351, 110 S.Ct. 2418, 110 L.Ed.2d 312 (1990); cf. Laird v. Tatum, 408 U.S. 1, 15, 92 S.Ct. 2318, 33 L.Ed.2d 154 (1972); New York v. United States, 505 U.S. 144, 167, 112 S.Ct. 2408, 120 L.Ed.2d 120 (1992).
Alternatively, the Guardsmen contend that PRANG records are records of the Department of the Army subject to Board correction pursuant to 10 U.S.C. § 1552. But section 1552 provides that “the Secretary of a military department may correct any military record of the Secretary’s department when the Secretary considers it necessary to correct an error or remove an injustice.” 10 U.S.C. § 1552(a)(1). Although a state National Guard may have federal status for certain statutory purposes, see, e.g., In re Sealed Case, 551 F.3d at 1053; Lipscomb, 333 F.3d at 613, whether it has federal status “necessarily turns on the particular [statutory] provision at issue in each case,” In re Sealed Case, 551 F.3d at 1053. The Guardsmen point to nothing in section 1552 that would suggest Congress contemplated the Board’s authority extends to the correction of state National Guard records. Nor do they reference any other statute that would bring state National Guard records within the Department of the Army for purposes of section 1552. In view of the plain text, the Guardsmen therefore fail to show the United States’ refusal to order correction of PRANG records was arbitrary or capricious or contrary to law.
Accordingly, we affirm the grant of summary judgment to the United States.
. Because the differences between the status of Puerto Rico and a state are immaterial for purposes of this appeal, we will treat PRANG as a state National Guard. See Penagaricano v. Llenza, 747 F.2d 55, 56 n. 1 (1st Cir. 1984).
. See Enlisted Administrative Separations, Army Reg. 135-178 §§ 3-4(a)(7), 3-10 (2007); Enlisted Separations, Nat'l Guard Reg. 600-200 §§ 6-2, 6-32, 6-36 (2009).
. As the court explained in In re Sealed Case, '‘[tjhrough the Department of Defense’s National Guard Bureau, the Department of the Army extends federal recognition to state National Guard units that comply with federal criteria; it may withdraw recognition if a unit ceases to comply. 10 U.S.C. § 10503(8). These state National Guard units are known as the Army National Guard. 32 U.S.C. § 101(4). Together, all federally recognized state units comprise one of the reserve components of the Army, known as the Army National Guard of the United States. 10 U.S.C. § 10105.” 551 F.3d at 1048.
Reference
- Full Case Name
- ASSOCIATION OF CIVILIAN TECHNICIANS, INC., Et Al., Appellants v. UNITED STATES of America, Et Al., Appellees
- Cited By
- 15 cases
- Status
- Published