United States Court of Appeals FOR THE DISTRICT OF COLUMBIA CIRCUIT ____________ No. 15-1345 September Term, 2016 SEC-3-15006 Filed On: June 26, 2017 Raymond J. Lucia Companies, Inc. and Raymond J. Lucia,

Petitioners

v.

Securities and Exchange Commission,

Respondent

BEFORE: Garland, Chief Judge,* and Henderson, Rogers, Tatel, Brown, Griffith, Kavanaugh, Srinivasan, Millett, Pillard, and Wilkins, Circuit Judges

JUDGMENT

This cause came on to be heard on the petition for review of an order of the Securities & Exchange Commission and was argued by counsel. On consideration thereof, it is

ORDERED and ADJUDGED that the petition for review is denied by an equally divided court. See D.C. Cir. Rule 35(d).

Per Curiam

FOR THE COURT: Mark J. Langer, Clerk

BY: /s/ Michael C. McGrail Deputy Clerk

* Chief Judge Garland did not participate in this matter.