Western Organization v. Ryan Zinke
Western Organization v. Ryan Zinke
Opinion of the Court
Concurring opinion filed by Senior Circuit Judge Edwards.
Opinion for the Court by Senior Circuit Judge Edwards.
The Mineral Leasing Act,
In 2014, Appellants Western Organization of Resource Councils and Friends of the Earth brought suit in the District Court, seeking an order compelling the Secretary to update the Program's environmental impact statement. The District Court granted the Secretary's motion to dismiss. In so doing the court held that the Secretary had "no duty to supplement the 1979 programmatic EIS for the federal coal management program because there is no remaining or ongoing major federal
action that confers upon them a duty to do so."
W. Org. of Res. Councils v. Jewell
,
Appellants claim that the Secretary's failure to supplement the Program's PEIS violates both NEPA and the Administrative Procedure Act ("APA"). Appellants note that when the Department issued amended regulations in 1982, "it reaffirmed that it retained an obligation under NEPA to revise or update the 1979 Program EIS when its assumptions, analyses and conclusions [were] no longer valid." Appellants' Br. 2. Appellants point out that, since 1979, "tens of thousands of peer-reviewed scientific studies have identified the causes and consequences of continued atmospheric warming and showed that coal combustion is the single greatest contributor to the growing concentration of greenhouse gases in the atmosphere." Id . at 3. Given that these studies were not available when the Secretary issued the 1979 PEIS or the 1985 supplement, Appellants contend that the Secretary is required to supplement its programmatic environmental analysis.
The federal action establishing the Federal Coal Management Program was completed in 1979. And the Secretary has not proposed to take any new action respecting the Program. In these circumstances, neither NEPA nor the APA requires the Secretary to update the PEIS for the Federal Coal Management Program. We therefore lack authority to compel the Secretary to do so. Accordingly, the judgment of the District Court is affirmed.
I. BACKGROUND
A. Statutory and Regulatory Background
1. The National Environmental Policy Act
NEPA requires all federal agencies to prepare and include an environmental impact statement ("EIS") in "every recommendation or report on proposals for ... major Federal actions significantly affecting the quality of the human environment."
The Council on Environmental Quality ("CEQ"), established by NEPA, has authority to interpret the statute and has promulgated regulations to guide federal agencies in complying with its mandate.
Dep't of Transp. v. Pub. Citizen
,
First, the regulations require an environmental analysis to account for the cumulative impacts of an action "when added to other past, present, and reasonably foreseeable future actions."
Second, the CEQ regulations specify when agencies must update their environmental analyses in response to changed conditions. Specifically, agencies must prepare a supplemental impact statement when there exist "significant new circumstances or information relevant to environmental concerns and bearing on the proposed action or its impacts."
Thus, to meet its NEPA obligations, an agency must consider the cumulative impacts of a proposed action,
see
2. The Federal Coal Management Program
The Mineral Leasing Act empowers the Department to lease rights to coal on public lands.
To achieve this goal, the Secretary undertook a number of administrative actions that eventually resulted in adoption of a Federal Coal Management Program. Initially, the Department commenced notice and comment rule making on "the procedures that the Secretary of the Interior will use to carry out his authority to manage Federal coal." Proposed Rulemaking, Coal Mgmt.,
In 1979, the agency issued a PEIS to support its proposal.
See
PEIS, J.A. 113. The PEIS analyzed the Secretary's preferred program, as well as several alternatives for a federal coal management plan. These included no new federal leasing; state determination of leasing levels; and emergency leasing only, among others.
See
In July 1979, the Department officially adopted the Federal Coal Management Program. It published a two-part document approving the Secretary's preferred program and discussing its rationale. See Department of the Interior, Secretarial Issue Document, Fed. Coal Mgmt. Program [hereinafter "ROD"], reprinted at J.A. 1391. This document served as the Record of Decision for the Program.
The Secretary additionally promulgated a final rule setting forth the Program procedures. Coal Mgmt.; Federally Owned Coal,
In 1982, the Secretary issued another rule purporting to "eliminate burdensome, outdated ... provisions of the existing coal management regulations." Amendments to Coal Mgmt. Program Regulations,
The 1982 rule removed the provision that had been included in the 1979 rule addressing the procedures for updating or revising the PEIS.
See
id
. In response to comments suggesting that the deletion would demonstrate a lack of commitment to protecting the environment, the Secretary explained that, "[r]egardless of whether this provision [was] deleted or retained, the Department must revise or update the Program EIS when its assumptions, analyses and conclusions are no longer valid."
In 1985, the Secretary published a supplemental PEIS for the Program. Fed. Coal Mgmt. Program, Final EIS Supplement (October 1985),
reprinted at
J.A. 1400. The supplemental PEIS claimed to "assess[ ] the environmental consequences of continuing the federal coal management program as modified [since the original PEIS]."
Although the Federal Coal Management Program has been modified in various ways over the years, the 1979 regulations and ROD largely remain in effect. Through the BLM, the Secretary continues to run the Program and make leasing and general programmatic management decisions-including how many, where, and to whom leases should be granted.
In administering the Program, the Department continues to engage in NEPA-required environmental analysis. Each lease issued under the Program represents a new "federal action." The Department prepares a specific EIS or environmental assessment for each lease before it is approved.
See
B. Procedural History
Appellants Western Organization of Resource Councils and Friends of the Earth are nonprofit organizations whose members are concerned about the environmental and climate-related impacts of coal production and combustion. In 2014, Appellants sued the Secretary and other Department officials, claiming that the Department's failure to update the Federal Coal Management Program's PEIS violates NEPA and the APA. The States of Wyoming and North Dakota and the Wyoming Mining Association intervened as defendants.
The Secretary and other defendants before the District Court filed a motion to dismiss. The District Court granted the motion on August 27, 2015.
W. Org. of Res. Councils
,
While this appeal was pending, then-Secretary of the Department of the Interior, Sally Jewell, issued an order pausing all activity on new leases to permit the agency to revisit the PEIS. Sec'y of the Interior, Order No. 3338 (Jan. 15, 2016), reprinted at J.A. 1438. The order explained that "[n]umerous scientific studies indicate that reducing [greenhouse gas] emissions from coal use worldwide is critical to addressing climate change." Id. at 4, J.A. 1441. Secretary Jewell therefore concluded that, in light of the "lack of any recent analysis of the Federal coal program as a whole, a more comprehensive, programmatic review [wa]s in order." Id. at 6, J.A. 1443. On the parties' joint motion, this court held the case in abeyance.
On March 29, 2017, newly appointed Secretary Zinke ordered an immediate halt to "[a]ll activities associated with the preparation of the [new] PEIS" and lifted the moratorium on new leasing. See Sec'y of the Interior, Order No. 3348 (Mar. 29, 2017), reprinted at J.A. 1476-77. The court then granted Appellants' motion to rescind the order holding the case in abeyance and to set a briefing schedule.
II. ANALYSIS
A. Standard of Review
This court reviews
de novo
a district court decision granting a motion to dismiss under Federal Rule of Civil Procedure 12(b)(6).
Kim v. United States
,
Sparrow v. United Air Lines, Inc.
,
B. The Merits of Appellants' Claim
Appellants claim that NEPA requires the Secretary to issue a supplemental PEIS analyzing the climate impacts of federal coal leasing. Because NEPA does not provide a cause of action, we review the Secretary's compliance with its statutory mandate under the APA.
See
Tulare Cty. v. Bush
,
Appellants' cause of action in this case rests solely on § 706(1) of the APA, which states that a "reviewing court shall ... compel agency action unlawfully withheld or unreasonably delayed."
The seminal case on § 706(1) actions is
Norton v. Southern Utah Wilderness Alliance
(
SUWA
),
1. NEPA and the CEQ Regulations
In challenging the Secretary's failure to act, Appellants first point to the requirement in the CEQ regulations that agencies supplement their environmental impact statements to take account of "significant new ... information relevant to environmental concerns and bearing on the proposed action or its impacts."
Appellants also rely heavily on the Supreme Court's decision in
Marsh v. Oregon Natural Resources Council
,
[T]he Supreme Court explained in Marsh [that] NEPA's duty to supplement an EIS applies when "remaining governmental action would be environmentally 'significant,' " the agency retains an "opportunity to weigh the benefits of the project versus the detrimental effects on the environment," and "new information is sufficient to show that the remaining action will 'affect the quality of the human environment' ... to a significant extent not already considered." Interior's continuing management of the coal-leasing program easily brings this case within that test because-among other things-we now know that continued authorization of leases to extract (and then burn) federal coal is "affect[ing] the quality of the human environment ... to a significant extent not already considered." The climate-change implications of that ongoing action are substantial and should now be informed by 38 years of research that Interior expressly called for in its 1979 PEIS, but has never considered in a supplemental programmatic analysis. Marsh forbids this result, as does the plain text of the governing regulation ....
Appellants' Br. 30-31 (quoting
Marsh
,
The Secretary does not contest Appellants' assertion that the analyses of climate impacts of coal leasing in the PEIS and supplemental PEIS are outdated. Nor does the Secretary dispute Appellants' claims that the availability of meaningful scientific research measuring greenhouse gas emissions and their climate impacts qualify as "significant new ... information bearing on" federal coal leasing and its impacts. Instead, the Secretary asserts that the Department no longer has any NEPA obligations related to the Federal Coal Management Program. On this point, the Secretary contends that, because "BLM is not proposing to take any new action in reliance on the 1979 [P]EIS, ... [the supplementation] regulation simply does not apply." Sec'y's Br. 19. And the Secretary contends that Marsh is inapposite because "[t]he Court in Marsh never considered any programmatic EIS, let alone the question whether a programmatic EIS must be supplemented." Id . at 22.
The Court's decision in
Marsh
is a good starting point for our analysis. At issue in
Marsh
was the construction of a dam by the Army Corps of Engineers in the Rogue River Basin in southwest Oregon. Environmental groups sued to enjoin construction of the dam, arguing that NEPA required the Corps to issue a second EIS considering new information developed after it published its initial statement. At the time the law suit was filed, the dam had been approved, but construction was far from complete.
See
Marsh
,
The
Marsh
Court confirmed that preparation of "postdecision supplemental environmental impact statements ... is at times necessary to satisfy the Act's 'action-forcing' purpose" and explained when that is the case.
Although the decision in
Marsh
lends some support for Appellants' position in this case, the Court's subsequent decision in
SUWA
does not. In
SUWA
, environmental groups sought to compel BLM to supplement an EIS it had issued in advance of approving a federal land-use plan.
The
SUWA
Court reconciled its decision with
Marsh.
In
Marsh
, the Court explained, the dam's
construction
was the "major Federal action" triggering NEPA, so there remained "action" to occur because construction was incomplete.
These cases make clear that the supplementation inquiry turns on how the "propos[ed] ... Federal action" is defined.
We agree with the Secretary that SUWA controls the disposition of this case. The Program here is functionally identical to the plan the Court evaluated in SUWA . In both cases, the agency established an approach for managing resources in the future. Under both the SUWA plan and the Federal Coal Management Program that is at issue in this case, the agency continued to engage in activities governed by the overarching scheme for which the initial EIS was prepared. As SUWA makes clear, the fact that actions continue to occur in compliance with the Program does not render the original action incomplete. Accordingly, the Department's NEPA obligation for the Federal Coal Management Program terminated with its adoption in 1979.
Appellants argue that because the Program is properly viewed as ongoing, it was not complete when approved. They point out that "environmentally significant decisions plainly remained" to be made in carrying out the Program, including in pricing future leases, allocating new leases, and issuing guidance and manuals. Appellants' Br. 34-35. Because "[t]hese responsibilities ... lead directly to the mining and burning of federal coal," Appellants argue, the "myriad 'environmentally significant' steps the agency continues to take" demonstrate that there remains ongoing "major Federal action" under the Program.
This argument cannot be squared with the governing precedent. Neither Marsh nor SUWA looked to decisions made pursuant to the relevant action in determining whether the duty to supplement applied. They looked instead to the status of the action itself. Appellants have failed to identify any specific pending action, apart from the Program's continued existence, that qualifies as a "major Federal action" under NEPA. So the only pertinent action for purposes of the court's analysis is the one for which that document was prepared-the adoption of the Federal Coal Management Program. That action was completed when the Secretary issued the ROD and promulgated the final rule in 1979.
Appellants urge us to read
SUWA
narrowly, claiming that its holding applies only where, as there, a regulation specifically indicates that the approval of a plan is the relevant action for NEPA purposes.
See
Appellants also assert that by deeming the Program's adoption to be the relevant "major Federal action," we foreclose any challenge to the agency's failure to consider the cumulative climate impacts of federal coal leasing. They argue that doing so allows the Department to avoid its duty to study the impacts of its actions and justify its decision to the public. In Appellants' view, this outcome "render[s] NEPA review [a] 'paperwork' formality," Appellants' Br. 34, and allows the Department to "hide the ball indefinitely, leaving the public to guess at both the environmental costs of one of the Nation's predominant sources of carbon pollution and the agency's views on what many voting citizens believe to be the defining environmental-protection issue of our time," id. at 69.
We understand that Appellants' claims are not frivolous. As noted above, Appellants have pointed to significant scientific studies that have identified the causes and consequences of continued atmospheric warming and showed that coal combustion is the single greatest contributor to the growing concentration of greenhouse gases in the atmosphere. Given that these studies were not available when the Secretary issued the 1979 PEIS and the 1985 supplement, Appellants raise a compelling argument that the Secretary should now revisit the issue and adopt a new program or supplement its PEIS analysis.
Appellants have several avenues to raise their claims regarding the climate-change implications of coal leasing. First, as the Department points out in its brief,
see
Sec'y's Br. 17, Appellants may petition the Secretary for a rule making, seeking to have the coal management regulations take into account the serious environmental impacts of any coal leasing program. If the Secretary denies the petition for rule making, Appellants may seek judicial review of that determination.
See
Massachusetts v. EPA
,
Second, Appellants may, when appropriate, challenge specific licensing decisions on the ground that the EIS prepared in support of any such decision fails to satisfy NEPA's mandate to consider the cumulative environmental impacts of coal leasing. Such a claim might challenge any attempt by BLM to rely on (or tier to) the 1979 PEIS on the ground that it is too outdated to support new federal action.
See
Indeed, the Secretary admits that any deficiencies in the PEIS "may affect the ability of BLM to 'tier' to that document when making individual leasing decisions." Sec'y's Br. 24. Our decision in
WildEarth Guardians v. Jewell,
Our holding in this case is also limited to the record before us. We are bound by established law holding that NEPA requires an agency to update its EIS only when it has proposed major federal action that is not yet complete. As explained above, the adoption of the Federal Coal Management Program was the relevant action in this case, and it was completed in 1979. Therefore, no "major Federal action" remains as part of that action, and NEPA does not provide a legal duty to supplement the PEIS.
2. The Department's Alleged Prior Statements that It Was Obliged Under NEPA to Revise or Update the 1979 PEIS
In further support of their claims in this case, Appellants rely on statements that the Secretary included in the original regulatory materials for the Program. In the PEIS, the Department stated that the first level of environmental "analysis would be contained in this [PEIS], updated when necessary ." PEIS at 3-68, J.A. 328 (emphasis added). And in both the PEIS and ROD, the Department stated that "[n]ational and interregional impacts of the Federal coal management program are analyzed in [the PEIS, which] would be updated when conditions change sufficiently to require new analyses of those impacts." Id. at 3-9, J.A. 269; ROD at 98, J.A. 1399 (emphasis added). Appellants contend that these statements committed the agency to update the PEIS, even if NEPA does not require it.
These cited statements might have created a binding duty on the agency at one point.
See
To be sure, the agency indicated in its discussion of the revision that, at the time, it believed NEPA required periodic updates to the PEIS apart from any new proposed action.
See
III. CONCLUSION
On the record before us, neither NEPA nor the Department's own documents create a legal duty for the Secretary to update the Federal Coal Management Program's PEIS. Therefore, this court has no authority to compel the Department to supplement its analysis. The decision of the District Court is hereby affirmed.
So ordered .
Karen LeCraft Henderson, Circuit Judge, concurring in part and concurring in the judgment:
I concur in all but a small portion of the opinion. I write separately to express where and why I separate myself. I also explain why, in my view, the majority correctly does not reach the issue addressed by Judge Edwards in his concurrence.
First, I do not join the portion of the opinion that identifies alternative avenues by which the plaintiffs might press their claim.
See
Maj. Op. 1244-45. Although I do not necessarily disagree with my colleagues' reflections, I think it is neither necessary nor appropriate to advise parties on potential avenues of relief not before us.
See, e.g.
,
Republic of Venezuela v. Philip Morris Inc.
,
Second, I briefly explain why, in my view, the majority properly declines to address the Government's argument that the failure to prepare a supplemental Environmental Impact Statement (EIS) is not "final agency action" under section 704 of the Administrative Procedure Act (APA). Although my colleague believes we should address the "very important issue" raised by the Government, Concurring Op. 1247, I think we should "confine ourselves to deciding only what is necessary to the disposition of the immediate case,"
Whitehouse v. Ill. Cent. R.R. Co.
,
Concurring Opinion
In opposing Appellants' claim in this case, the Department pressed two arguments:
(1) Declining to prepare a supplemental EIS is not, by itself, a "failure to act" that qualifies as reviewable "final agency action" under § 704 of the APA; and (2) The NEPA regulations do not require the Department to supplement its PEIS in this case. Because we agree with the Department on the second point, the majority has declined to address the first point. I write separately to address the first point. Why? Because the Department's argument raises a very important issue regarding the scope of § 706(1) of the APA, and, in my view, the Department's argument regarding the reach of § 704 is both wrong and mischievous.
Appellants' cause of action in this case rests solely on § 706(1) of the APA, which states that a "reviewing court shall ... compel agency action unlawfully withheld or unreasonably delayed."
As noted in the opinion for the court, the seminal case on § 706(1) actions is
Norton v. Southern Utah Wilderness Alliance
(
SUWA
),
The APA authorizes suit by "[a] person suffering legal wrong because of agency action, or adversely affected or aggrieved by agency action within the meaning of a relevant statute."5 U.S.C. § 702 . Where no other statute provides a private right of action, the "agency action" complained of must be " final agency action." § 704 (emphasis added). "[A]gency action" is defined in § 551(13) to include "the whole or a part of an agency rule, order, license, sanction, relief, or the equivalent or denial thereof, or failure to act ." (Emphasis added.) The APA provides relief for a[n] [agency's] failure to act in § 706(1) : "The reviewing court shall ... compel agency action unlawfully withheld or unreasonably delayed."
SUWA
,
SUWA
's reference to "final agency action" under
The lower courts have remained a bit at sea over how to interpret the words in SUWA referring to § 704 and § 706(1). Judge Ebel's discussion of this issue in the Tenth Circuit case leading to the Supreme Court's decision in SUWA is illuminating:
Courts have implicitly recognized that unlawfully withheld actions are considered final under § 704. Some emphasize, for example, that an agency must carry out nondiscretionary duties required by law, without discussing whether the withheld duty would be considered a final agency action. Courts have sometimes described § 706(1) as an exception to the APA "finality" requirement. This description may be slightly inaccurate, however, for § 704 of the APA defines the type of agency actions subject to judicial review and, in relevant part, limits judicial review to final agency actions.5 U.S.C. § 704 . Section 706(1), by contrast, defines the "scope" of judicial review over reviewable agency actions.Id. § 706.
S. Utah Wilderness All. v. Norton
,
SUWA
says that " § 706(1) empowers a court ... to compel an agency to perform a ministerial or non-discretionary act,
or
to take action upon a matter, without directing [how] it shall act."
The Secretary argues that "the decision not to prepare a supplemental EIS is not a 'final agency action' as that term is defined in section 704 and is therefore not by itself subject to direct judicial review." Sec'y's Br. 13. However, this is irrelevant to any assessment of the viability of a claim under § 706(1). The Secretary also contends that "[a] completed EIS is ... not, by itself, final agency action that is subject to review, so the failure to complete one is not a 'failure to act' that may be independently reviewed under the APA in the absence of some challenge to a substantive final agency action for which an EIS or supplemental EIS should have been prepared." Id. at 14-15 (emphasis removed). This argument finds no support in the language of § 706(1) and it completely distorts the Court's holding in SUWA .
In an apparent effort to overcome the obvious frailties in its argument, the Department makes much of the fact that an EIS is merely "a procedural prerequisite to a decision by the agency to undertake a 'major Federal action.' " Id . at 15 (emphasis added). According to the Secretary, "[a]s a procedural prerequisite to some other final agency action, an EIS is not directly reviewable under the APA, but is subject to review on the review of the final agency action." Id . at 16.
The fact that the preparation of an EIS may be a "procedural" matter is irrelevant to whether Appellants have raised a viable claim under § 706(1). The Secretary seems not to comprehend that "procedural rights" claims may be viable without regard to whether they result in any enforceable substantive rights.
The Supreme Court's discussion of standing to vindicate "procedural rights" reinforces this point. In
Lujan v. Defenders of Wildlife
,
[U]nder our case law, one living adjacent to the site for proposed construction of a federally licensed dam has standing to challenge the licensing agency's failure to prepare an environmental impact statement, even though he cannot establish with any certainty that the statement will cause the license to be withheld or altered, and even though the dam will not be completed for many years.
Id
. at 572 n.7,
In any event, I find no merit in the Secretary's attempt to limit the scope of judicial review under § 706(1). In assessing claims under § 706(1) -even in cases in which the claimants have lost-this court has never followed the approach the Secretary suggests in this case.
See, e.g.
,
Anglers Conservation Network v. Pritzker
,
The Secretary's position is flawed because it conflates the question regarding the scope of § 706(1) with the question relating to the merits of Appellants' "failure to act" claim. The Secretary's line of reasoning finds no support in SUWA or in other decisions that have addressed the scope of § 706(1).
Reference
- Full Case Name
- WESTERN ORGANIZATION OF RESOURCE COUNCILS and Friends of the Earth, Appellants v. Ryan ZINKE, in His Capacity as Secretary of the Interior, Et Al., Appellees
- Cited By
- 44 cases
- Status
- Published