United States v. Franklin Torres
Opinion
J.A., a teenage boy, testified at trial that Defendant-Appellant Franklin Torres, an adult twice his age, had anal sex with him, and that during the same encounter Torres used his cell phone to take four photographs of J.A.'s erect penis while J.A. was lying on his back alone on his parents' bed, naked, with his hands covering his face. Torres posted one of the photos to Facebook, and all four were later discovered on Torres's phone. The jury convicted Torres under District of Columbia law of sexually abusing a minor, and under federal law of producing, possessing, and distributing child pornography.
Torres appeals his convictions of producing child pornography based on the photos of J.A.'s exposed genitals, and of sexual abuse based on the anal intercourse with J.A. He challenges his child pornography conviction because, in his view, no jury could reasonably conclude that he induced J.A. to engage in "sexually explicit conduct"-which, under the statute, includes "lascivious exhibition of the genitals,"
We hold that the jury heard sufficient evidence from which to infer that Torres induced J.A.'s lascivious exhibition of his genitals in order to photograph it, including evidence that Torres held J.A.'s penis toward the phone's camera in taking one of the pictures, as well as evidence that he lied to J.A. that he had deleted the photos when he in fact retained them for later use. As to the form of the government's questions, we hold that the district court had discretion to let the government ask J.A., a very reticent witness, to clarify the nature of his sexual contact with Torres in the manner that it did. We thus affirm both convictions.
I.
The crimes of which Torres was convicted took place while he shared a one-bedroom apartment with his childhood friend Andrea, her husband, and their five children-including J.A., then sixteen years old. (To protect J.A.'s privacy, we use his initials and omit his mother's surname.) J.A.'s parents agreed to let Torres move in with the family in January 2014, during a period when Torres was unemployed and struggling to afford a place to live. Torres was in his early thirties.
In August or September of 2014, Torres posted a photo to Facebook, where Andrea caught a glimpse of it. The picture showed a naked teenage boy with his erect penis prominently displayed. Andrea did not at first recognize the boy, who was shielding his face with his arm. Andrea confronted Torres about the post. According to Andrea, Torres got "very nervous," said that the boy in the photo was his "boyfriend," and explained that he was "drunk" and "mad" when he posted it. Transcript of Trial at 96, 98, United States v. Torres , No. 15-1345 (D.D.C. Mar. 8, 2016) (3/8/16 Tr.). Torres expressed concern that J.A.'s father might have seen the photo and, if so, would think the "boyfriend" was J.A.
Andrea, troubled by the episode, set out to investigate the contents of Torres's cell phone. Finding it password-protected, she surreptitiously removed its memory card and downloaded the contents to the family computer. She later hunted through the many images she found, eventually locating the photo she had seen on Facebook. Upon closer inspection, she realized that the photo was taken on her bed, and that the young man in the picture was J.A. She also found three other nude pictures of J.A. on the phone, evidently taken during the same afternoon. All four photos, taken from a vantage point near J.A.'s knees, looking up along his outstretched body, depict J.A. lying back on the bed covering his face with his arm, with his genitals prominently displayed. In one photo, the most zoomed-in of the four, Torres's hand can be seen reaching forward from outside the frame, placing his fingers behind the shaft of J.A.'s penis to tilt it toward the camera.
Andrea again confronted Torres. He begged for forgiveness, saying he was drunk when he took the pictures, and claimed that J.A. had initiated the sexual encounter. Torres moved out of the apartment, after which Andrea showed J.A.'s father the photos she had found. Together, they asked J.A. about the photos, and what happened between him and Torres. In response, J.A. wept and was only able to say "[n]o, no, no."
Torres was arrested and charged with production, possession, and distribution of child pornography, in violation of federal law.
See
At trial, J.A.'s parents testified about finding the images on the memory card of Torres's phone, and a digital evidence recovery specialist who later analyzed the images described his findings. The government introduced all four photos in evidence.
J.A. testified, through a translator because Spanish is his primary language, as the government's last trial witness. J.A. reviewed the four photos, described for the jury what was going on in them, and recounted how Torres took them. He said Torres took all four photos in quick succession, with his phone, and that Torres was fully clothed at the time. J.A. testified that he did not want to be photographed and that he had asked Torres to delete the pictures, to which Torres replied-falsely-that he already had.
J.A. next testified about "what happened right before [Torres] took those pictures," Transcript of Trial at 104,
United States v. Torres
, No. 15-1345 (D.D.C. Mar. 9, 2016) (3/9/16 Tr.), describing the following sequence of events: He and Torres were alone in the living room watching television when Torres rested his hand on J.A.'s thigh. Torres then went into the bedroom, telling J.A. that he wanted to show him something. J.A. followed, and once they were in the bedroom Torres removed J.A.'s clothes, over resistance from J.A. J.A. recalled feeling "bad" and "uncomfortable" at that point.
After the recess, the government commenced a line of questioning geared toward determining whether and how Torres "touch[ed]" J.A. once he was naked.
Q. Okay. And when you say "his back part," what do you mean?
A. (No response.)
Q. [J.A.], do you know another name for [Torres]'s back part?
A. (No response.)
Q. [J.A.], can I have you look up at me? Can you tell me another name for [Torres]'s back part?
A. (Through the Interpreter) His butt.
Q. [J.A.], did your penis go inside of [Torres]'s butt?
A. (Through the Interpreter) Yes.
J.A.'s testimony was the only description of the encounter that the jury heard. Torres, testifying in his own defense, denied ever having sex with J.A. or taking any of the pictures.
At the close of the government's evidence, and again at the end of trial, Torres moved for acquittal on the charge of producing child pornography, claiming that the government had offered no evidence that Torres was "motivated by the intent to photograph" J.A., and that the pictures were only "incidental" and "collateral" to the sexual intercourse.
The court also instructed that to convict the defendant of production of child pornography the jury would have to find the defendant "did employ, use, persuade, induce, entice or coerce the victim to engage in sexually explicit conduct for the purpose of producing a visual depiction of such conduct,"
The jury convicted Torres on all four counts. He received concurrent sentences: five years for the physical sexual abuse, ten each for the child pornography possession and distribution counts, and twenty-one years for the production of child pornography.
II.
Torres contends that his conviction for production of child pornography in violation of
A defendant seeking to overturn a conviction for lack of sufficient evidence faces a "heavy burden."
United States v. Borda
,
The jury convicted Torres of producing child pornography under
The jury here found that Torres's relevant conduct was "motivated by the intent of producing child pornography." 3/10/16 Tr. 99. Because direct evidence of mental state (such as a defendant's admission as to what he was thinking) is rare, juries routinely determine intent from indirect, or "circumstantial," evidence.
See
Vega
,
Whatever form it takes, however, evidence of purpose is essential. Not every picture of a child whose genitals are visible establishes a violation of Section 2251(a) ; there must be proof that the defendant used, induced, or otherwise caused sexually explicit conduct by the minor for the purpose of producing images of that conduct. We do not believe-so do not hold-that "the 'purpose' element of § 2251 is proven by the mere fact that the Defendant personally took a photo of ... a minor engaging sexually explicit conduct,"
United States v. Fifer
,
The jury's strongest basis for inferring Torres's "purpose" was what the testimony described and the photos showed about the manner in which Torres used J.A. to lasciviously display his genitals. Most important, one photo shows Torres's hand tilting J.A.'s penis toward the camera, apparently ensuring that it was prominent and depicted from a particular angle in the resulting photo. Having seen the photo, a reasonable juror could accept the government's characterization, in its closing argument, that it was a "trophy picture" of a lasciviously posed J.A.-"[a] good picture, focused on [J.A.'s] penis, that [Torres] could save onto his phone" to view and show later. 3/10/16 Tr. 113. Such firsthand evidence that Torres manipulated J.A.'s erect penis so that the photo would accentuate it supported the jury's conclusion that Torres's reason for having J.A. lasciviously exhibit his penis was to take photographs.
See
Ortiz-Graulau
,
Reinforcing that conclusion, the composition of all four photos-with J.A. lying back on the bed, while Torres stood over him and zeroed in to frame images featuring J.A.'s exposed genitals-had the effect of ensuring that J.A.'s penis was the focal point of each photograph. Torres's positioning himself near J.A.'s knees at the edge of the bed, and taking a progression of four photos that centrally feature J.A.'s naked body and make prominent his erection, suggests that creating the sexually explicit scene and photographing it was a purposeful undertaking on Torres's part, distinct from his sexual intercourse with J.A.
Torres's interaction with J.A. about the photos also reinforces the jury's inference that Torres employed J.A. for the purpose of producing the photos. Evidence that a defendant lied to a minor about documenting a sexual encounter, or recorded images surreptitiously, bolsters an inference of the requisite purpose.
See
Morales-De Jesús
,
Torres counters that the government's argument is "circular": "[I]t argues that we know that the sexually explicit conduct was for the purpose of taking a photograph because a photograph was taken of the sexually explicit conduct." Reply Br. 2-3;
see also
Dissent at 324. He faults the government for "failing to imagine a purpose other than photography for observing the genitalia of others," and points out that the goal of the exhibition could have been simply " 'to excite lustfulness or stimulation in [himself as] the viewer' " at the time of the encounter.
Id.
at 3 (quoting
United States v. Russell
,
Torres analogizes himself to the defendant in
Palomino-Coronado
, in which the Fourth Circuit held that there was insufficient evidence of purpose to support a conviction under Section 2251(a) for a defendant who took and deleted a single cell phone picture of his sexual intercourse with a child.
The jury here, in contrast, had evidence of specific purpose. The Fourth Circuit saw no evidence that Palomino-Coronado "gave any instruction or direction" to the minor regarding posing for a picture, such as "would indicate purpose,"
Notwithstanding the evidence that Torres had the requisite purpose to take a pornographic picture when he induced J.A. to exhibit his genitals for the camera, Torres argues, and the dissent agrees, that we should treat everything that happened in the bedroom that evening as a single "encounter" motivated by sex-not photography. Appellant's Br. 3, 22; Oral Argument Tr. 4-5; Dissent at 322-23. In essence, Torres contends that Section 2251(a)"outlaws the production of child pornography, not child sexual abuse," which District of Columbia criminal law independently bars. Reply Br. 2. Torres accordingly contends that, if anything, the government's evidence depicted him exclusively as a sexual abuser, not a pornographer. By thus reframing the issue, Torres would have us ascribe a single, common purpose (or set of purposes) to all of Torres's sexually explicit uses of J.A.
But Section 2251(a) does not direct any such one-purpose-per-encounter analysis, and Torres does not cite any decisions interpreting the statute to require that approach. The statute required the jury to determine whether Torres's purpose in inducing J.A. to engage in "any sexually explicit conduct" was to produce images "of such conduct."
Forbidding juries to identify distinct purposes for different instances of sexually explicit conduct would have anomalous results. It would presumably require juries to treat a defendant's multiple uses of a minor for "sexually explicit conduct" as animated by only those purposes that could be ascribed to the encounter as a whole. Thus, simply removing a minor's clothes and photographing a resulting lascivious exhibition would almost invariably violate Section 2251(a). But doing the same before or after also having sex with the minor might not, because in such a case a jury could find the entire encounter's overriding purpose was immediate sexual gratification.
Any analysis that required the defendant's purpose (or purposes) to span all of the conduct the defendant induced within a single encounter would also require us to arrive at some statutorily unspecified definition of an encounter. Here, all of the sexually explicit conduct in the record occurred in fairly quick succession. But what if it occurred at different times throughout an afternoon? Or in a course of conduct lasting several days or a weekend? Or even within an ongoing " 'marital-like' relationship"?
See
Ortiz-Graulau
,
The statute as correctly understood, then, supports Torres's conviction even though he had motivations in addition to a purpose to make child pornography when he set about coercing J.A. to engage in various sexually explicit conduct that afternoon. The jury could reasonably have concluded that, in addition to inducing J.A. to have anal sex with him, Torres also used or induced J.A. to engage in another instance of sexual conduct within the meaning of the statute-lasciviously exhibiting his penis-and that he did so for the purpose of taking a picture of that conduct.
Our dissenting colleague finds support for Torres's undivided-purpose theory in
Mortensen v. United States
,
The Court in
Mortensen
found the Mann Act's "purpose" requirement unmet in the case of defendants there, Nebraska-based brothel operators who invited two of the brothel's prostitutes to accompany them to sightsee on a round trip to Salt Lake City.
The
Mortensen
Court thought it impermissible on the evidence before the jury "to infer that this interstate vacation trip, or any part of it, was undertaken by petitioners for the purpose of, or as a means of effecting or facilitating," prostitution.
Section 2251(a), however, calls for a different approach. It is doubtful that Congress intended a modern ban on "employ[ing], us[ing], persuad[ing], induc[ing],
entic[ing], or coerc[ing] any minor to engage in ... any sexually explicit conduct" to be interpreted in lockstep with the Mann Act's early-Twentieth-Century prohibition on "knowingly transport[ing] ... in interstate commerce," 36 Stat. at 825. The Mann Act aimed "primarily to eliminate ... business which uses interstate and foreign commerce as a means of procuring and distributing its victims,"
The sexually explicit conduct at issue here is neither harmless nor jurisdictional; it is at the core of Congress's concern. We are dealing not with interstate travel-the jurisdictional hook is elsewhere in this statute-but with Torres's various inducements of the minor J.A. to engage in the sexually explicit conduct, some of which had the distinct purpose of enabling Torres to create child-pornographic images. There is no reason to doubt Congress intended to criminalize that conduct. When amending Section 2251 in 1996, Congress found that "the use of children in the production of sexually explicit material ... is a form of sexual abuse which can result in physical or psychological harm, or both, to the children involved" and that "the sexualization and eroticization of minors through any form of child pornographic images has a deleterious effect on all children." Child Pornography Prevention Act of 1996, Pub L. No. 104-208, § 121(1)(1), (1)(11)(A),
In sum, any action by Torres to "employ[ ], use[ ], persuade[ ], induce[ ], entice[ ], or coerce[ ]" J.A. to lie on the bed and lasciviously display his genitals for the camera was prohibited by Section 2251(a), so long as Torres's purpose in doing so was to produce an image of that display. The evidence permitted a jury to infer that purpose here. We therefore affirm Torres's child pornography conviction.
III.
Torres also contends that his conviction of sexually abusing a minor should be overturned because J.A. gave the crucial testimony-that Torres had anal sex with him-in response to a leading question. Because we conclude that the district court acted within its discretion in allowing the question, we affirm that conviction as well.
We review for abuse of discretion a court's decision to permit a leading question, assuming a timely objection was made to the question.
See
Green v. United States
,
Torres argues that the government impermissibly led J.A. when it asked, "[D]id your penis go inside of [Torres]'s butt?" 3/9/16 Tr. 112; see Appellant's Br. 23-27. That purported error warrants a new trial, he contends, because the challenged question resolved the "ultimate issue" of the sexual abuse charge. Id. at 23. We assume that the challenged question was in fact "leading" within the meaning of Federal Rule of Evidence 611(c), which directs that such questions "should not be used on direct examination, except as necessary." Even so, the district court acted within its discretion in allowing the government's questioning of J.A. about the anal-genital contact to proceed as it did.
The sole leading question challenged here clarified J.A.'s preceding testimony, in which-in response to non-leading questions-J.A. said that Torres touched (as J.A. put it) "[m]y penis" with "[h]is butt." 3/9/16 Tr. 111-12. Only with those facts established did the government then follow up, using J.A.'s own terminology, to clarify whether J.A.'s penis went "inside of" Torres's butt.
Id.
at 112. Such arguably leading follow-up questions may sometimes be "necessary to clarify testimony ... and to establish the precise physiological details of sexual assault."
United States v. Wright
,
The topic was highly sensitive and potentially embarrassing, and J.A. was a particularly reserved witness. J.A.'s mother testified that J.A. was characteristically "shy" and "quiet" in his everyday life, 3/8/16 Tr. 65, and throughout his testimony nearly all of his answers, even on benign topics, were terse-one sentence or, often, only a single word.
See, e.g.
, 3/9/16 Tr. 70-71. As the prosecutor began to ask J.A. about the sexual assault itself, J.A.'s reticence increased. For example, a few exchanges before she asked the disputed leading question, the prosecutor asked J.A. to describe "the very next thing that [Torres] did" after removing J.A.'s clothes, but J.A. managed "[n]o response," prompting a ten-minute recess to allow him to compose himself. 3/9/16 Tr. 109-10. Immediately before the challenged question, the prosecutor asked J.A. three times what he meant by Torres's "back part" before J.A. finally answered: "his butt." 3/9/16 Tr. 112. In other words, the record makes clear that J.A. was an unusually "hesitant" witness, and that more open-ended questioning had yielded "lengthy delays" and fragmentary responses.
United States v. Farlee
,
The context of the challenged question, its sensitive subject matter, and J.A.'s demeanor gave the district court discretion to allow the prosecutor to ask it. The district court had the benefit of assessing J.A.'s comportment and prior testimony firsthand. We thus see no cause here to disturb its conclusion that the form of the question was "necessary." Fed. R. Evid. 611(c).
Torres's contention that the challenged question concerned an "ultimate issue" does not change our conclusion. For starters, the question here did not address an "ultimate issue" in the traditional sense, such as might supply an independent basis to forbid it; J.A. was not asked, for instance, "Did Torres sexually abuse you?" or, for that matter, "Did Torres have the purpose of producing an image of you?" See Fed. R. Evid. 704(b) ; 1 McCormick on Evidence § 12 (7th ed. 2016). The question established a fact essential to the conviction, but the pivotal importance of the question was cause for the district court to exercise its discretion with special care, and to require the prosecution to proceed with restraint; it was not reason to deprive the government altogether of the benefit of a limited prompt of the witness that was otherwise appropriate in the circumstances.
One final matter: Torres also argues that J.A.'s age when he testified-eighteen-should have precluded the government from asking the question in a leading form. Appellant's Br. 26. He notes that the district court characterized eighteen-year-old J.A. as "under age," and argues that the ostensible error of treating him as "a child witness" requires reversal. Id. ; see 3/9/16 Tr. 113. But the district court also noted the sensitive subject matter and emphasized that the government previously had "been basically unable to get particular answers." 3/9/16 Tr. 113. We need not, and do not, rely on J.A.'s age-whether while testifying or at the time of the underlying events-to hold that the district court permissibly exercised its discretion to allow the government to question J.A. as it did. While the age and maturity of younger witnesses is relevant to whether a leading question is permissible, there is no basis-in Rule 611(c) or elsewhere-for a categorical rule that eighteen-year-olds may never be asked leading questions.
Because the district court acted within its discretion in allowing the limited form of leading question that Torres challenges, there was no abuse of discretion in overruling Torres's objection or denying his motion for a mistrial.
* * *
For the foregoing reasons, we hold that the jury heard sufficient evidence to convict Torres of producing child pornography in violation of
So ordered .
Williams, Senior Circuit Judge, concurring in part and dissenting in part:
who ... entices ... any minor to engage in ... any sexually explicit conduct [lascivious exhibition of the genitals or pubic area of any person] with the purpose of producing any visual depiction of such conduct....
We review the sufficiency of the evidence
de novo
, considering it in the light most favorable to the government, to determine whether a reasonable trier of fact could have found Torres guilty beyond a reasonable doubt of all the required elements of the crime. See
United States v. Wahl
,
* * *
A requirement that conduct be undertaken "for the purpose of" some aim has a long history in statutes of this kind. It appeared in the original text of the Mann Act, which criminalized transporting across state lines "any woman or girl for the purpose of prostitution or debauchery." Pub. L. No. 61-277,
The leading Supreme Court decision interpreting the Mann Act's "for the purpose of" element is
Mortensen v. United States
,
The Court disagreed, writing:
The statute thus aims to penalize only those who use interstate commerce with a view toward accomplishing the unlawful purposes. To constitute a violation of the Act, it is essential that the interstate transportation have for its object or be the means of effecting or facilitating the proscribed activities. Hansen v. Haff ,291 U.S. 559 , 563,54 S.Ct. 494 ,78 L.Ed. 968 [ (1934) ]. An intention that the women or girls shall engage in the conduct outlawed by [the Act] ... must be the dominant motive of such interstate movement. And the transportation must be designed to bring about such result. Without that necessary intention and motivation, immoral conduct during or following the journey is insufficient to subject the transporter to the penalties of the Act.
Id.
at 374,
Our Court has not had occasion to apply
Mortensen
. I note that our sister circuits have generally not taken its admonitions very seriously, writing them off as "dicta." As the Seventh Circuit notes, "many circuits have upheld jury instructions and convictions where an immoral purpose was 'at least one of the purposes motivating the interstate transportation.' "
Vang
,
I grant that the government does not have to prove that a defendant is "single-minded" in his purpose. See
United States v. Lebowitz
,
Mortensen
did not-in its language-deal with mixed-motive petitioners, as it simply declared that "[t]he
sole
purpose of the journey from beginning to end was to provide innocent recreation and a holiday for petitioners and the two girls."
Even courts that have discarded
Mortensen
halfway and admitted the linguistically awkward notion of "
a
dominant purpose" have insisted that the government show at least that the purpose of producing a visual image played a starring role among the defendant's motives to engage in, or to engage a minor in, sexual conduct. See
United States v. Palomino-Coronado
,
The government argues that intent is not a burdensome element to meet because § 2256 includes as a minimal definition of "sexual conduct" the "lascivious exhibition of the genitals or pubic area of any person."
There are two problems with the government's interpretation of §§ 2251 and 2256. The first is that it risks an interpretation effectively eliminating § 2251 's requirement that sexual conduct be "for the purpose of" producing child pornography. On the government's reading, any picture-snapping during an assembly of two or more people (including at least one minor) that displays someone's pubic region (note that § 2256 does not limit itself to the exhibition of only the minor's body) gives the anterior "exhibition" the object of producing pornography merely because of what is in the image. Under
Vang
, discussed above, courts in the Seventh Circuit have adopted precisely this approach, in one case excluding evidence that the defendant and victim were in an ongoing, consensual sexual relationship as
irrelevant
to the purpose of the sexual conduct. See
United States v. Fifer
, Cr. No. 14-30006,
Congress very well could have criminalized the conscious production of child pornography, but it did not, at least not in § 2251(a). Instead, § 2251 imposes severe penalties (currently a mandatory minimum of 15 years imprisonment) on sexual activity with a minor that has as its purpose the production of child pornography. The majority rightly notes Congress's sentiment that involving children in the production of sexually explicit material is a form of sexual abuse, but the majority does not pause to note that actual physical abuse in this case resulted in only a five-year sentence while production of child pornography carried a mandatory minimum of fifteen years and garnered Torres a twenty-one year sentence. Surely the lengthy mandatory minimum (and of course even lengthier maximum of thirty years) are indications that Congress meant that, to be guilty, a defendant must be found to have given his photographic purpose the highest priority.
The tension between the government's reading of § 2251 and its penalties is underscored by its acknowledgement at oral argument that its interpretation imposes criminal liability on two just-underage teens who engage in sexual intercourse and incidentally take a picture of themselves doing so on their smartphones.
1
Indeed
the government's view would cover an even more startling case-a married couple's taking such a picture if at least one of the spouses were under 18. See
United States v. Ortiz-Graulau
,
The second problem with the government's position is that, at least in this case, it performs the kind of disaggregation the Supreme Court disallowed in Mortensen . J.A.'s testimony supports finding that Torres committed two acts of sexual assault on J.A. in the course of a single evening encounter. But rather than focus on either of those acts or both together, the government seeks to isolate a third instance-the moment the photograph was snapped-as the sole aspect of sexual conduct for which it must demonstrate specific intent. The Supreme Court rejected a similar move when the government argued in Mortensen that at least the return trip to the brothel evidenced a purpose to cross state lines for prostitution. The Court countered that
The fact that the two girls actually resumed their immoral practices after their return to Grand Island does not, standing alone, operate to inject a retroactive illegal purpose into the return trip to Grand Island. Nor does it justify an arbitrary splitting of the round trip into two parts so as to permit an inference that the purpose of the drive to Salt Lake City was innocent while the purpose of the homeward journey to Grand Island was criminal. The return journey under the circumstances of this case cannot be considered apart from its integral relation with the innocent round trip as a whole.
Mortensen
,
Even in circuits that find in
Mortensen
only a slight burden on the government, courts have (rightly, in my view) recognized that the government must show either direct or significant circumstantial evidence of intent beyond the depiction itself to meet its burden under § 2251. Thus
courts have upheld convictions in reliance on evidence that the defendant sent the victim money for a webcam and requested recordings,
United States v. Pierson
,
In this case, the government concedes it cannot show that the purpose of the overall encounter between Torres and J.A. was the production of the photographs. Appellee's Br. 16. It also has not produced sufficient evidence that the exhibition of J.A. was a purposeful, severable encounter such that a reasonable juror could find that Torres's activities were driven by the purpose of producing child pornography.
* * *
The government's purported evidence of purpose ranges in probative effect between slight and nil. A forensic expert testified that metadata on the images showed conclusively that the four explicit photographs were taken on April 9, 2014. Trial Tr. 2:6-7, 2:56-57. But the expert was not asked and did not testify as to the specific time the images were created or the amount of time that elapsed while the photographs were taken. To the question posed to J.A., "What happened first?" the prosecutor received no answer after the defendant objected. Trial Tr. 113-15. Because it offered no evidence of the sequence or timing of events, the government cannot even claim that a conscious break preceded the photo-taking.
The government argues that we can infer a conscious break to prepare and facilitate the photography because J.A. testified that Torres was clothed when the images were taken, but would have been unclothed for the anal contact. Appellee's Br. 17. But that inference could only be drawn if there were evidence the photography came after the anal contact, or that Torres was significantly unclothed during the contact, neither of which was established at trial. No evidence on sequence was offered, and the government's theory on sequence apparently shifted during the trial. Trial Tr. 1:197-98 (government's opening statement). Indeed, after the close of J.A.'s testimony, the court expressed itself perplexed during a bench conference about the course of events in the government's narrative. Trial Tr. 3:123 ("THE COURT: Assaultive conduct is beginning and after? I thought the pictures came after both. I don't remember whether-"). The sum of this evidence (the only circumstantial evidence offered by the government other than the pictures themselves) could support no reasonable inference even as to the sequence or duration of the photography within the course of events, much less that the sexual conduct (even defined as "lascivious exhibition") was for the purpose of the photography.
Furthermore, our colleagues in the Fourth Circuit were surely correct in saying that a defendant's "use of his cell phone to take pictures is a far cry from the tripod and other recording equipment used to support purpose in other cases."
Palomino-Coronado
,
The majority repeatedly asserts that its interpretation does not impose "strict liability" for the production of child pornography. Indeed, the only situation that I can think of that would escape the majority's imposition of liability would involve a predator who, after concluding a tryst or an assault, belatedly realizes the sexual conduct may have been captured on his home security surveillance system and recovers the footage. That is, as read by the majority the statute does impose strict liability, except for the freak occurrence of a truly incidental creation of a photo or video. But the real problem with the majority's reading is not that it imposes strict liability (in the "strict" sense of the term), but that it conflates two distinct forms of potential liability. The statute, § 2251, pointedly does not criminalize the purposeful taking of a photo, or sexual activity that is photographed; it criminalizes engaging in sex for the purpose of taking a photo, a difference that loses its distinction in the majority's interpretation.
The majority notes that § 2251 criminalizes "conduct" rather than an overall "encounter" and apparently puts some weight on the fact that (with § 2256(2) ) it specifies particular instances of conduct-such as exhibition-that can be, and in this case were, separately charged. But of course that was true of
Mortensen
, where the government charged the Mortensens just for the return journey of their interstate travel.
Mortensen
,
Even courts indulging in halfway rejection of
Mortensen
, demanding only "a" dominant purpose of producing child pornography, have commonly looked to the predatory sexual relationship as a whole. In
Sirois
, a teacher and his then-adult student preyed on three underage boys-some of whom they had a prior sexual relationship with-during an interstate camping trip. (In addition to criminalizing engagement in sexual conduct with children, § 2251 also criminalizes the interstate transport of children for the purpose of producing child pornography.
In other situations courts have looked for a definite and deliberate change in the relationship to show that production of child pornography had become a dominant purpose. In
Morales-de Jesús
,
The majority is right that courts have inferred the requisite intent in part from defendants' post hoc activities, such as lying about whether a photo was deleted or posting a photo online. But in my view, post hoc circumstantial evidence, on its own, will almost always be insufficient evidence of intent at the key time-the "sexually explicit conduct." In
Morales-de Jesús
, cited by the majority, the court did indeed consider circumstantial evidence that the defendant lied about deleting images, but there was significantly more circumstantial evidence of the defendant's preparations than here, including the fact that Morales-de Jesús broke off the encounter to retrieve and set up recording equipment and throughout the encounter instructed the victim on how to pose relative to the camera, and carried various sex aids in the same bag as his camera.
United States v. Morales-de Jesús
,
The idea that "distribution" of a photo-in the now pervasive form of Facebook posting-supports an inference of the requisite intent,
O
p.
at 312-13, seems weak and unsupported. To be sure, in the context of a sentencing review, the Second Circuit has reasoned that distribution of an image "is properly viewed as a further harmful object of, and relevant conduct to, the attempted production crime of conviction" under § 2251(a).
United States v. Broxmeyer
,
The majority is also concerned with the "anomalous results" of possibly convicting a defendant who removes a victim's clothes and takes photographs, but not a defendant who does that but also assaults the victim. O p. at 314. But it is hardly anomalous that a single act with a single motive would be easier for the government to prove and a jury to discern than mixed actions with a dominant motive and several subordinate ones. The majority protests that the same act-photography-could be criminalized in one instance but not in another. But again, Congress could have criminalized the act of photography itself but did not. It chose to criminalize the act of exploitation for photography. In the scheme of § 2251(a), photography exploiting minors, standing alone, is not to be punished, whereas sexual contacts aimed at generating such photography are. If the criminal consequences are anomalous, that is a result of the statute Congress wrote.
Finally, the majority seems to rest in part on what it believes to be a qualitative difference between the first three images, showing J.A. alone, and the fourth image apparently showing Torres's hand holding J.A.'s genitals, which on the government's theory provides sufficient evidence that Torres "posed" J.A. as a "trophy," indicating that the sexual conduct depicted in the picture was for the dominant purpose of taking the picture.
O
p.
at 312. But it is unclear to me why that should be. First, the prosecutor's labelling one of the photos "trophy" is fine rhetoric but in fact tells us nothing about the perpetrator's purpose. Further, the weakness of the argument is shown by how easily it can be turned upside down. Why could one not say that the pleasure of sexual touching is the dominant purpose of the "lascivious exhibition" recorded in the fourth image and not of the other three images, which reflect the perpetrator's forgoing the satisfaction of such touching? In this case the government's relying on the depictions in the photographs to establish the defendant's intent means that a guilty verdict has rested on speculation rather than reasonable inference. If a "verdict was based on pure speculation, ... it cannot stand."
United States v. Lucas
,
In closing I should summarize the panel decision's two layers of deviation from the Supreme Court's Mortensen holding (as I read it). First, the statute's requirement that the government prove that the defendant carried on the activity with " the purpose of producing" a visual depiction means that the government must establish that purpose as the defendant's dominant purpose (singular). Second, in identifying the activity conducted with the forbidden purpose the government cannot disaggregate at will among events that took place as part of a single course of events, any more than in Mortensen the government could break the round trip to Utah into "going" and "return," even though they were separated by several days and the government charged only the return trip. Obviously the two are closely related. Only by a disaggregative sleight of hand does the government come within a country mile of proving the forbidden purpose-but even with disaggregation, its case is wanting.
I would overturn Torres's § 2251(a) conviction for insufficient evidence and therefore respectfully dissent. I concur with the majority on affirming the district court's ruling on the leading questioning.
The government initially charged two counts of sexual abuse, apparently intending one allegation of anal-genital contact and one allegation of oral-genital contact, but the indictment inadvertently duplicated the count charging anal sex and omitted the oral sex count.
The testimony about oral sex would have been relevant to the second sexual abuse count, which the parties still assumed was properly charged when J.A. was on the stand. The court and parties discovered the error a short time later, at which point the government dismissed the second count.
In defining genital or pubic exposure that could constitute a "lascivious exhibition" within the meaning of the statute, the court further specified:
The fact that a minor is depicted nude, on its own, is not enough for that visual depiction to qualify as a lascivious exhibition. Instead, you must determine whether the visual depiction is lascivious based on its overall content. In deciding whether a visual depiction is a lascivious exhibition, you may consider these factors:
One, whether the focal point of the visual depiction is on the minor's genitalia or pubic area;
Two, whether the setting of the depiction appears to be sexually inviting or suggestive, for example, in a location or in a pose associated with sexual activity;
Three, whether the minor appears to be displayed in an unnatural pose or in inappropriate attire; whether the minor is partially clothed or nude;
Four, whether the depiction appears to convey sexual coyness or an apparent willingness to engage in sexual activity; or
Whether the depiction appears to have been designed to elicit a sexual response in the viewer.
This list is not exhaustive, and an image need not satisfy any single factor to be determined a lascivious exhibition. Instead, these factors are meant to guide you in determining whether the depiction is a lascivious exhibition of the genitalia or pubic area as you consider the overall content of the material. It is for you to decide the weight or lack of weight to be given to any of these factors.
3/10/16 Tr. 97-98. The district court's instruction incorporated the so-called
Dost
factors,
see
United States v. Dost
,
After all,
Reference
- Full Case Name
- UNITED STATES of America, Appellee v. Franklin Jovany TORRES, Appellant.
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