United States v. Alfredo Mosquera-Murillo
United States v. Alfredo Mosquera-Murillo
Opinion
In June 2012, the United States Coast Guard intercepted a Colombian vessel called the Mistby, which was transporting cocaine and marijuana to Panama. The three defendants in these consolidated cases pleaded guilty to conspiring to distribute, and possess with intent to distribute, the drugs on board the Mistby, in violation of the Maritime Drug Law Enforcement Act (MDLEA),
The defendants now appeal on two grounds. First, they argue that the district court lacked subject-matter jurisdiction over their prosecutions because they were not on board the Mistby when it was intercepted. In the defendants' view, Colombia's assent to U.S. jurisdiction over individuals associated with the Mistby was limited to persons found on board the vessel. Second, the defendants contend that their offense of conviction is covered by the so-called safety-valve provision,
We conclude that the district court had subject-matter jurisdiction over the defendants' prosecutions, but that the defendants' offense is covered by the safety-valve provision. We therefore vacate the defendants' sentences and remand for resentencing.
I.
The Coast Guard first spotted the Mistby on the high seas about 70 nautical miles off the coast of Panama. When the Coast Guard approached, the Mistby fled, and its crew began to dump cargo overboard. The cargo turned out to be 22 bales of drugs, containing more than 220 kilograms of cocaine and more than 120 kilograms of marijuana.
The Coast Guard eventually overtook the Mistby and boarded it to determine its nationality, at which point the Mistby's captain claimed the vessel was registered in Colombia. The United States and Colombia have agreed by treaty to "cooperate in combating illicit traffic by sea." Agreement to Suppress Illicit Traffic by Sea, Colom.-U.S., art. 2, Feb. 20, 1997, T.I.A.S. No. 12,835. Pursuant to that treaty, the Coast Guard asked the Colombian Navy (i) to verify that the Mistby was registered in Colombia, and (ii) to grant the Coast Guard permission to search the vessel.
See
The next day, the Coast Guard asked the Colombian Navy to confirm that, under Article 16 of the treaty, the United States had jurisdiction over the Mistby. The Colombian Navy did so on June 26, stating that, under the "agreement signed by the governments of the United States and Colombia, [the United States could] exercise their jurisdiction." Ardila M. Hector, Colombian Naval Operations Ctr., Response to Request for Interpretation of Article 16(1) of the Maritime Agreement Col.-U.S. (June 26, 2012) (formatting modified).
The Coast Guard memorialized the Colombian Navy's response in a certification, which reads, in relevant part:
On June 26, 2012, Colombian authorities confirmed and concurred with the United States' interpretation of Article 16 of the Agreement, thereby waiving objection to the enforcement of United States law by the United States over the go-fast vessel MISTBY, all associated contraband, and persons on board.
Salvatore J. Fazio, U.S. Coast Guard, Certification for the Maritime Drug Law Enforcement Act Case Involving Go-Fast Vessel Mistby (Colombia) ¶ 4.e (Aug. 10, 2012) (hereinafter Coast Guard Certification). "Accordingly," the certification concludes, "the Government of the United States determined the go-fast vessel MISTBY was subject to the jurisdiction of the United States pursuant to
Months later, the three defendants-Alfredo Mosquera-Murillo, Antonio Moreno-Membache, and Joaquin Chang-Rendon-were charged with conspiring to distribute, and possess with intent to distribute, the drugs transported on board the Mistby, in violation of
Chang-Rendon and Mosquera-Murillo moved to dismiss the indictment on the ground that the district court lacked subject-matter jurisdiction over their prosecutions. The government claimed that the district court had jurisdiction under
The district court rejected that argument. The court held that "a foreign government's waiver of jurisdiction over a particular vessel ... establish[es a district] court's subject-matter jurisdiction over a subsequent prosecution of any land-based co-conspirators."
United States v. Mosquera-Murillo
,
The defendants then pleaded guilty. In their plea agreements, they acknowledged that, given the quantity of cocaine involved, the district court ordinarily would be required to impose a mandatory-minimum sentence of 10 years of imprisonment.
See
The safety-valve provision states that sentencing relief is available only "in the case of an offense under"
The district court agreed with the government, holding that the defendants were ineligible for safety-valve relief.
United States v. Mosquera-Murillo
,
II.
In this appeal, the defendants renew two arguments they pressed unsuccessfully in the district court: that the district court lacked subject-matter jurisdiction over their prosecutions, and that they were eligible for safety-valve relief from the 10-year mandatory-minimum.
Despite the defendants' guilty pleas, they have not waived or forfeited either argument. Challenges to a district court's subject-matter jurisdiction can never be waived by plea.
United States v. Miranda
,
A.
The defendants initially argue that the district court lacked subject-matter jurisdiction over their prosecutions. The MDLEA criminalizes certain drug-related acts committed "on board a covered vessel,"
The MDLEA defines "covered vessel" to include a vessel "subject to the jurisdiction of the United States."
In this case, the district court's subject-matter jurisdiction turns on the applicability of
Here, the Secretary's designee-the Coast Guard's Liaison Officer to the State Department's Bureau of International Narcotics and Law Enforcement Affairs-certified that "Colombian authorities confirmed and concurred with the United States' interpretation of Article 16" of the treaty between the two countries, "thereby waiving objection to the enforcement of United States law by the United States over the go-fast vessel MISTBY, all associated contraband, and persons on board." Coast Guard Certification ¶ 4.e. The certification concludes that, "[a]ccordingly, the Government of the United States determined the go-fast vessel MISTBY was subject to the jurisdiction of the United States pursuant to
If, as the certification's conclusion seems to say, the Mistby is "subject to the jurisdiction of the United States pursuant to
The defendants argue, however, that the language of the certification's conclusion sweeps more broadly than the scope of Colombia's consent to U.S. jurisdiction. The defendants submit that, if a foreign nation "consent[s] or waive[s] objection to the enforcement of United States law" over a vessel for purposes of proceedings against a specific person or item of property,
The defendants emphasize that, according to the Coast Guard's certification, Colombia "waiv[ed] objection to the enforcement of United States law by the United States over the go-fast vessel MISTBY, all associated contraband, and persons on board ." Coast Guard Certification ¶ 4.e (emphasis added). The reference to "persons on board," the defendants assert, means that Colombia denied consent to U.S. jurisdiction over the Mistby for purposes of proceedings against persons (like the defendants) who were not on board.
We think the defendants misunderstand the Coast Guard's certification. Assuming the defendants are correct that a foreign nation can grant consent to U.S. jurisdiction over a vessel for some purposes but deny it for others, and assuming also that a district court's subject-matter jurisdiction under the MDLEA would rise or fall correspondingly, we do not read the Coast Guard's certification to indicate that is what happened here.
The certification's use of the term "persons on board,"
That is not necessarily to say that a foreign nation is incapable of consenting to the enforcement of U.S. law against persons on board a vessel without also consenting to the enforcement of U.S. law against land-based co-conspirators. In theory, a foreign nation could say-and thus a certification from the Coast Guard could report-that the nation consented to U.S. jurisdiction over a vessel with respect to persons on board, but denied consent with respect to co-conspirators not on board.
Here, though, the certification concludes by reporting, without qualification, that "the Government of the United States determined the go-fast vessel MISTBY was subject to the jurisdiction of the United States pursuant to
As a fallback argument, the defendants suggest that we should look behind the Coast Guard's certification and examine Colombian law for ourselves. If we do so, the defendants submit, we will find the following: (i) that the treaty contemplates the application of U.S. law only if Colombia's domestic law allows for it, T.I.A.S. No. 12,835 art. 16; and (ii) that Colombian law envisions the application of U.S. law only in the case of persons who are "on board" a Colombian vessel. Código Penal (Criminal Code) [C. Pen.] tit. II, § 217 (Colom.).
Even assuming, arguendo, that we should scrutinize Colombia's domestic law, we note that one provision of that law, introduced by the government in support of subject-matter jurisdiction, says that a "punishable act shall be deemed to have occurred" in "the place where the effect was produced or should have been produced."
Our understanding of the Coast Guard's certification (and of Colombian law) is reinforced by Colombia's decision to grant the United States' extradition request concerning the defendants. If Colombia had in fact intended to deny consent to U.S. jurisdiction over the Mistby with respect to proceedings against persons who never came on board the vessel, Colombia could have given effect to that intention by declining
to extradite the defendants. Colombia did not do so, however. That is not to say that the extradition itself gave rise to subject-matter jurisdiction. It is instead to say that the extradition fortifies our interpretation of the Coast Guard's earlier certification; and that certification substantiates the district court's subject-matter jurisdiction by demonstrating that the Mistby is a "vessel subject to the jurisdiction of the United States" for purposes of the defendants' prosecutions.
In sum, we conclude that Colombia's waiver of objection to U.S. jurisdiction over the Mistby covers the defendants' MDLEA prosecutions. The district court therefore had subject-matter jurisdiction.
B.
The defendants next argue that the district court erred by holding that they were ineligible for safety-valve relief from the 10-year mandatory-minimum term to which they were sentenced. The safety-valve provision is entitled "Limitation on applicability of statutory minimums in certain cases."
In these cases, the district court did not reach whether those five requirements had been satisfied. Rather, the court deemed the defendants ineligible for safety-valve relief at the threshold, ruling that they had not been convicted of "an offense under" any of the five enumerated provisions. The court rejected the defendants' argument that their cases involved "an offense under" one of those provisions, namely
The sole question we face here is whether the defendants' crime is "an offense under" § 960 within the meaning of the safety-valve provision.
To see why, it is necessary to examine the relationship between § 960 and the MDLEA provisions the defendants pleaded guilty to violating. The MDLEA prohibits, as relevant here, distributing, and possessing with intent to distribute, drugs on board a covered vessel.
What are those penalties? That is where
Does that mean that the defendants' crime is "an offense under" § 960 for purposes of safety-valve eligibility?
As an initial matter, even if the precise meaning of the phrase, "an offense under
provision X" could be subject to some debate at the margins, there is no doubt about the following: a defendant's case involves "
an offense under
" provision X if the defendant has been convicted of
violating
provision X. So here, there is no dispute that the defendants' cases could be described as involving "an offense under"
The defendants' crime of conviction, though, involved more than a violation of (or, equivalently, an offense under) the MDLEA. It also involved a violation of (or, equivalently, an offense under)
In particular, the MDLEA supplies the elements that make the defendants' conduct unlawful: (i) conspiring, (ii) to intentionally or knowingly, (iii) distribute or possess with intent to distribute, (iv) a controlled substance, (v) while on board a vessel.
The understanding that § 960 supplies offense elements coheres with the rule of
Apprendi v. New Jersey
,
As further confirmation that § 960 supplies elements of the defendants' offense, the government's indictment charged the defendants with violating both the MDLEA and § 960, not just the former. Specifically, the indictment charged the defendants with one count of conspiring to distribute, and possess with intent to distribute, 5 or more kilograms of cocaine and 100 or more kilograms of marijuana on board a covered vessel, "all in violation of Title 46, United States Code, Sections 70503 and 70506(b)"
and
"
Title 21, United States Code, Sections 960(b)(1)(B) and
(b)(2)(G)
."
United States v. Mosquera-Murillo
, No. 13-cr-00134-03, Indictment at 2,
To the same effect, the government's plea agreement with each of the defendants stated that the defendant "agrees to plead guilty" to the charged conduct just described, once again "in violation of Title 46, United States Code, Sections 70503 and 70506(b)"
and
"
Title 21, United States Code, Sections 960(b)(1)(B) and (b)(2)(G)
."
E.g.
,
United States v. Mosquera-Murrillo
, No. 13-cr-00134-03, Plea Agreement at ¶ 1,
Despite the government's indictment and plea agreements describing the defendants as having violated § 960, the government now submits that the defendants were not convicted of "an offense under" § 960 for purposes of safety-valve eligibility. The government points out that § 960 consists of two subsections. The first, subsection (a), lists certain "unlawful acts" by reference to drug offenses set out elsewhere in the code-e.g., "bring[ing] or possess[ing] on board a vessel, aircraft, or vehicle a controlled substance" "contrary to section 955."
According to the government, the safety-valve provision's reference to "an offense under" § 960 means only those specific offenses listed in § 960(a) -not other offenses defined in part by the drug-type and drug-quantity elements set out in § 960(b). And because no MDLEA offense is listed in § 960(a), the government argues, the defendants' cases do not involve "an offense under" § 960 within the meaning of the safety-valve provision.
The government's reading of the safety-valve provision is unpersuasive. The statute speaks in terms of an "offense under" § 960 without limitation-not an offense under only § 960(a). Plus, the structure of § 960 demonstrates that the defendants' crime qualifies as "an offense under" § 960 no less than the crimes listed in § 960(a).
Subsection (a) of § 960 does not lay out any element of-and thus does not define in whole or in part-any criminal offense. Instead, § 960(a) merely lists certain offenses established elsewhere in the code. It does so for one reason: to identify a set of offenses for which § 960(b) supplies the drug-type and drug-quantity elements, and, accordingly, the range of potential penalties.
The MDLEA offense of which the defendants were convicted interacts with § 960(b) in exactly the same way as the offenses listed in § 960(a). Just as those offenses are established outside of § 960 and "shall be punished as provided in subsection (b)" of § 960,
If both the offenses listed in § 960(a) and the relevant offenses under the MDLEA are (i) established outside of § 960, and (ii) make use of the drug-type and drug-quantity elements and associated penalties set forth in § 960(b), then there is no reason to conclude-as the government would-that the former qualify as "offenses under" § 960 for purpose of safety-valve eligibility whereas the latter do not. Nothing in the statutory text supports drawing such a distinction. Rather, just as a person who commits one of the offenses listed in § 960(a) violates both the provision establishing the offense (e.g.,
In addition, treating the defendants as having violated § 960, and thus as eligible for safety-valve relief, would align with Congress's nearly unbroken pattern of setting identical penalties for drug crimes committed in domestic waters and drug crimes committed on the high seas. When Congress criminalized opium possession on the high seas in 1914, it set the maximum penalty at two years, which at the time was the maximum penalty for importing opium into the United States. Act of Jan. 17, 1914, Pub. L. No. 63-46, §§ 2, 4,
In 1970, Congress overhauled the drug code, repealing the statutes that define the offenses discussed above, and establishing a new prohibition-codified at
In light of the century-long pattern of identical penalties for drug offenses committed in domestic waters and on the high seas, it is notable that, as both parties agree, offenders who violate § 955 are eligible for safety-valve relief.
Two other circuits have considered whether MDLEA offenses penalized under § 960(b) qualify as "offenses under" § 960 for purposes of the safety-valve provision. Both courts have concluded that such offenses do not qualify.
See
United States v. Pertuz-Pertuz
,
Our decision today, we note finally, does not necessarily resolve whether the safety valve covers a different provision to which both parties have directed our attention:
* * * * *
For the foregoing reasons, we vacate the defendants' sentences and remand for resentencing, at which the district court should consider whether the defendants meet the five remaining safety-valve requirements.
So ordered.
Reference
- Full Case Name
- UNITED STATES of America, Appellee v. Alfredo MOSQUERA-MURILLO, Also Known as Alfredo Lopez-Gutierrez, Appellant
- Cited By
- 12 cases
- Status
- Published