Edward Ford, Jr. v. Charles Massarone
Edward Ford, Jr. v. Charles Massarone
Opinion
Edward Ford, Jr. is a federal prisoner serving several criminal sentences, including one for murder in violation of federal law and another for a separate murder in violation of D.C. law. In 2013, Ford sued the members of the U.S. Parole Commission, alleging (among other things) that the Commissioners had unlawfully delayed his first hearing for parole from his D.C. sentence.
Generally, once a D.C. offender has served the minimum term of his court-imposed sentence, he is eligible for parole and has a parole hearing at that time. The rule is different, though, for the small number of offenders like Ford who are serving sentences for both a D.C. crime and a federal crime committed before federal parole was abolished. In that situation, if an offender's eligibility for parole from his D.C. sentence comes before his projected parole date on his federal sentence, a federal regulation calls for delaying his first D.C. parole hearing until shortly before his projected federal parole date. The central question in this case is whether the federal regulation's mandate to delay the first D.C. parole hearing in that situation conflicts with D.C. law.
The district court granted summary judgment to the Commissioners on that claim as well as several others pressed by Ford. We conclude that Ford's first D.C. parole hearing was unlawfully delayed. We therefore reverse and remand for entry of summary judgment in Ford's favor on that issue, but we otherwise affirm the district court.
I.
In 1980, Ford committed three murders in three jurisdictions in the space of three months. Ford's final victim was an inmate at a federal prison in Northern Virginia, whom Ford broke into the facility to kill.
Ford was first convicted of the prison murder and conspiracy to commit that murder, both in violation of federal law. He received concurrent sentences of life imprisonment for the murder and 15 years for the conspiracy offense. Ford was next convicted of murder while armed, kidnapping while armed, and carrying a pistol without a license, all in violation of D.C. law. He received a sentence of 20 years to life for the murder, 10 years for the kidnapping, and an unspecified term for the gun offense-all concurrent to each other, but consecutive to his federal sentences.
Ford is currently serving his D.C. and federal sentences in federal prison. If paroled, he will begin serving another life sentence for a third murder he committed in Maryland.
Since 1997, when the D.C. Board of Parole was abolished, the U.S. Parole Commission has conducted parole proceedings for both D.C. and federal offenders.
See
Daniel v. Fulwood
,
The Commission applied the federal parole guidelines and determined that, barring disciplinary infractions in prison, Ford would be paroled from his federal sentence on November 22, 2005. The Commission also concluded that Ford would become eligible for parole from his D.C. sentence before his projected parole date for his federal sentence. Applying the federal regulation that governs the timing of D.C. parole hearings for offenders serving both D.C. and federal sentences,
Ford had his first D.C. parole hearing shortly after that date, on August 10, 2005. He was denied parole. Since then, Ford has had three rehearings-in October 2010, October 2012, and February 2016-and has been denied parole each time. His next rehearing is scheduled for February 2019.
In 2013, before Ford's most recent rehearing, he filed a pro se complaint against
the members of the Commission. Ford raised claims under
The district court agreed, and granted summary judgment to the Commissioners on that issue and Ford's remaining claims.
Ford v. Massarone
,
II.
Before addressing the merits of the claims Ford has preserved, we consider various threshold arguments advanced by the Commissioners as to why we should decline to reach some or all of Ford's claims. On the merits of the properly preserved claims, we hold that the Commissioners unlawfully delayed Ford's first D.C. parole hearing. We rule in the Commissioners' favor on the remaining claims.
A.
As an initial matter, the Commissioners argue that Ford's action is barred by res judicata and by a federal statute restricting second or successive habeas actions. The Commissioners further contend that, insofar as Ford's action can proceed, he forfeited certain of his claims by failing to raise them before the district court.
1. The Commissioners argue that res judicata bars Ford's action because, in 2001, he filed a habeas petition in which he alleged (among other things) that the Commissioners had unlawfully delayed his first D.C. parole hearing.
Ford v.
Attorney General
, No. 02-302 (D. Colo. Apr. 9, 2004). Res judicata, however, is an "affirmative defense" that "must [be] plead[ed] ... in the answer to the complaint."
Brown v. District of Columbia
,
2. The Commissioners next contend that Ford's action is barred by
The Commissioners' argument based on § 2244(a) again relies on Ford's 2001 habeas petition. While Ford's instant action is styled as a § 1983 suit, the Commissioners contend that it is subject to § 2244(a) because it is in substance a second habeas suit. And because no court of appeals has certified that the instant suit meets the criteria laid out in § 2255(h), the Commissioners argue, the suit is barred by § 2244(a).
Although the Commissioners did not raise their § 2244(a) argument in the district court, the argument cannot be forfeited because the requirement to obtain authorization for a second or successive habeas petition is a jurisdictional prerequisite.
See
Burton v. Stewart
,
The Commissioners' § 2244(a) argument fails on the merits, however. The Commissioners correctly note that certain claims can be raised only in a habeas suit: those that, if successful, "would necessarily demonstrate the invalidity of [the prisoner's] confinement or its duration."
Wilkinson v. Dotson
,
If Ford prevails here, then the only relief he will receive is "a new parole hearing at which ... parole authorities may, in their discretion, decline to shorten his prison term."
Wilkinson
,
3. The Commissioners next contend that Ford forfeited several arguments advanced by appointed amicus by failing to raise them below. When a plaintiff represents himself in the district court, we hold him to "less stringent pleading and forfeiture standards."
Elliott v. USDA
,
The Commissioners initially set their sights on appointed amicus's primary argument: that the Commissioners violated D.C. and federal statutes by holding Ford's first D.C. parole hearing in 2005 rather than 2000. In the district court, Ford alleged that, by delaying his hearing, the Commissioners had violated the Ex Post Facto Clause. To prevail on that claim, he needed to prove that (i) the date of his hearing was set in accordance with a legal rule established after he was convicted of his D.C. offense, and (ii) the "retroactive application of [that rule] create[d] a significant risk of prolonging his incarceration as compared to application of the prior [rule]."
Daniel v. Fulwood
,
With respect to the latter point, Ford's complaint alleged that, under the law as it stood when he was convicted, he became eligible for parole from his D.C. sentence in May 2000.
Ford v. Massarone
, No. 13-cv-02054, Complaint at ¶¶ 48, 77 (D.D.C. Dec. 26, 2013), ECF No. 1. The Commissioners read that allegation as contending that Ford "should have received [his initial] parole hearing ... in 2000."
Reading the pleadings through the lens we normally apply to pro se filings, Ford ultimately alleged that, under the D.C. and federal statutes at issue, he was entitled to a parole hearing years before he actually received one. He thereby sufficiently preserved a claim that
The Commissioners' next (and final) forfeiture argument fares better. That argument concerns appointed amicus's contention that the Commissioners violated the Ex Post Facto Clause by using Ford's three murder convictions as grounds for both (i) delaying his parole rehearings and (ii) denying him parole at those rehearings. Ford did not include that claim in his complaint. And in response to the Commissioners' motion for summary judgment, Ford reiterated that he had never argued "that the longer set-off[s]"-meaning the delays between his rehearings-were "Ex Post Facto violation[s]." Ford v. Massarone , No. 13-cv-02054, Memorandum of Law in Support of Response to Motion for Summary Judgment at 13 (D.D.C. Feb. 19, 2016), ECF No. 51. The claim is therefore forfeited.
B.
We now turn to appointed amicus's primary merits argument: that the Commissioners violated D.C. and federal statutes by delaying Ford's first D.C. parole hearing from 2000 until 2005.
1. To understand appointed amicus's argument in that regard, one must first identify when Ford would have received his first D.C. parole hearing had he been convicted only of his D.C. offense. When sentencing offenders for violating D.C. law, D.C. courts set minimum and maximum terms of incarceration.
The central issue before us is whether Ford's federal conviction should affect the date of his first D.C. parole hearing. While Congress "eliminated most forms of parole" for federal offenses as of November 1, 1987, parole remains available to offenders like Ford who committed federal crimes before that date.
Howard v. Caufield
,
So what happens when an offender is serving both D.C. and federal sentences? When do the D.C. parole hearings commence in that circumstance? A federal regulation,
The single parole eligibility date, in particular, turns on an application of
Consider, for example, an offender serving a federal sentence of 20 years and a D.C. sentence of 20 to 50 years. Based on his aggregate sentence of 70 years, § 4205(a) 's general rule would produce a parole eligibility date 10 years from the date of incarceration (which is less than one-third of the aggregate sentence). But because the D.C. eligibility date would be 20 years, the 20-year date for the D.C. offense would supersede the 10-year date as the single parole eligibility date. Now say that the Commission had set the offender's projected federal parole date as 15 years from the date of incarceration. Because the 20-year single parole eligibility date is later than the 15-year projected parole date for the federal sentence, then under
Ford's case presents the opposite scenario, in which the projected federal parole date comes after the single parole eligibility date. In that circumstance, the projected federal parole date drives the date of the initial D.C. parole hearing, in that the hearing is delayed until shortly before the projected federal parole date.
See
In Ford's case, for instance, his single parole eligibility date, of May 22, 2000, was
the date he had served his minimum D.C. sentence. Complaint at ¶ 48; Commissioners' Motion for Summary Judgment at 17. His projected federal release date, of November 22, 2005, was later than the single parole eligibility date. And because his federal parole date came after his single parole eligibility date, the deadline to hold his first D.C. parole hearing was tied to his federal parole date-in particular, four months before that date, or July 22, 2005.
2. Appointed amicus does not contend that the Commission misapplied
Section 24-409 provides that the Commission "shall have and exercise the same power and authority" over D.C. offenders housed in federal prisons as the (now-defunct) D.C. Board of Parole once exercised over D.C. offenders housed in D.C. prisons. (The statute refers to the Commission as the U.S. Board of Parole, which was the agency's title until 1976.
See
Parole Commission and Reorganization Act, Pub. L. No. 94-233, § 12,
The Commissioners concede that § 24-409 covers offenders serving aggregated D.C. and federal sentences, not just those serving D.C. sentences in federal prisons. The Commissioners also concede that § 24-409 requires that, when they conduct D.C. parole proceedings, they apply the D.C. guidelines governing whether an offender is suitable for parole. Complaint at ¶ 32; Ford v. Massarone , No. 13-cv-02054, Answer at ¶ 32 (D.D.C. Apr. 3, 2015), ECF No. 26. The Commissioners contend, however, that they can decide for themselves when to hold the first hearing at which those D.C. parole guidelines will be applied.
In support of that argument, the Commissioners point to the Seventh Circuit's decision in
Thomas v. Brennan
,
The Seventh Circuit first reaffirmed its prior holdings that § 24-409 covers offenders serving aggregated D.C. and federal sentences.
The court "carve[d] an exception," however, for offenders like Ford with projected federal parole dates later than their D.C. parole eligibility dates. Id. In such cases, the court held, the Commission can delay the offender's first D.C. parole hearing until shortly before his federal parole date. Id. That delay is warranted, the court believed, for three reasons.
First, the court noted, regardless of when the first D.C. parole hearing takes place, the offender would need to remain in prison on his federal sentence until his federal parole date. Id. Second, the court concluded that delaying an offender's first D.C. parole hearing until his federal parole date does not substantially injure him; he would enjoy only an "incremental benefit" if the hearing were held at his D.C. eligibility date. Id. Finally, the court observed that, under our court's decision in Chatman-Bey , an offender's single parole eligibility date as prescribed by § 4205 can be later than his D.C. parole eligibility date. And if an offender's eligibility date can be delayed beyond his D.C. eligibility date until the date set by § 4205, the court thought, then the D.C. hearing can be delayed until the offender's projected federal parole date. Id. at 618-19.
3. We agree with the Seventh Circuit's conclusion that § 24-409 generally requires the Commission to hold an offender's first D.C. parole hearing at his D.C. parole eligibility date. But in our view, that rule also applies to offenders like Ford who become eligible for D.C. parole before their projected federal parole date.
The text of § 24-409 makes no exception for offenders in that position. Instead, the text applies generally-and equally-to all offenders "convicted in the District of Columbia of crimes." We perceive no basis in the terms of the statute to draw a distinction between offenders who become eligible for D.C. parole before their projected federal parole date and those who become eligible for D.C. parole after their projected federal parole date.
The Thomas court grounded its support of such a distinction, not in the statutory text, but in other considerations. Respectfully, we do not understand those considerations to justify the distinction.
First, it is undoubtedly true that an offender in Ford's position cannot be released from prison until he is paroled from both his D.C. and federal sentences.
Thomas
,
Second, an offender serving both D.C. and federal sentences seemingly could gain more than an "incremental benefit" if his D.C. parole hearings began at the time of his D.C. parole eligibility instead of being delayed until his federal parole date.
In an offender's first hearing, the Commission uses various offender characteristics to calculate what is known as a "salient factor score" (or SFS).
If the adjusted SFS is between 0 and 2, then "[p]arole shall be granted"; if the score is between 3 and 5, then "[p]arole shall be denied ... and rehearing scheduled."
In a rehearing, the Commission takes the adjusted SFS from the previous hearing and then accounts for the offender's interim "institutional record."
So how could an offender be injured if his D.C. parole hearings are delayed until his projected federal parole date? For one thing, even if an offender has just a single hearing before his federal parole date, when he later has his first rehearing, the more lenient, rehearing-specific point scale will apply. For another, at that rehearing, the offender can obtain a second deduction for rehabilitative efforts. Finally, if an offender's D.C. parole eligibility date is several years before his projected federal parole date, then he could potentially have several D.C. parole hearings before being paroled from his federal sentence. That would give him the opportunity to reduce his SFS over time and thereby obtain an earlier D.C. release date.
Consider, for example, an offender with a D.C. eligibility date six years before his federal parole date. Even if that offender had an SFS of 5 at his first D.C. parole hearing, he could, through persistent rehabilitative efforts, reduce his score to 0 by the time of his federal parole date, provided the Commission held rehearings each year as it "ordinarily" does.
The
Thomas
court noted, finally, that under our decision in
Chatman-Bey
, an offender's single parole eligibility date might be later than the D.C. eligibility date (i.e., the parole eligibility date that would apply if the offender were serving a D.C. sentence but not a federal one).
See
Thomas
,
We recognize that, in reaching a different conclusion on that issue than the
Thomas
court did, our decision could result in the Commission's applying different rules to offenders serving aggregated D.C. and federal sentences depending on where the offenders are incarcerated. But we must give effect to the terms of
In short, we hold that, under
4. In addition to arguing that the delay in Ford's initial D.C. parole hearing violates D.C. and federal statutes, appointed amicus also contends that the delay violates the Ex Post Facto Clause. The remedy for that alleged constitutional violation, appointed amicus says, should be the same as the remedy for the alleged statutory violations.
This case, then, is one in which a party has raised both constitutional and statutory claims, and, by winning on the latter, has secured "all the relief [the party] seeks."
Nw. Austin Mun. Util. Dist. No. One v. Holder
,
C.
Appointed amicus also advances two arguments concerning the Commission's decisions to deny Ford parole. We find those arguments unpersuasive.
1. Appointed amicus contends that the Commissioners violated the Ex Post Facto by repeatedly denying Ford parole on the ground that he had three murder convictions. Again, parole authorities violate the Ex Post Facto Clause when (i) they apply parole guidelines promulgated after an offender was convicted, and (ii) that "retroactive application ... creates a significant risk of prolonging [the offender's] incarceration as compared to application of the prior guidelines."
Daniel
,
In the district court, Ford alleged (and the Commissioners agreed) that, when he was convicted of his D.C. offense, the parole guidelines in effect were those published in 1987. Complaint at ¶ 16; Answer at 5. Under the 1987 guidelines, if an
offender's adjusted SFS indicates that he should be released but he has an "[u]nusually extensive and serious prior criminal record ( [meaning] at least five felony convictions)," then the D.C. Board can depart from the SFS scale and deny him parole. D.C. Mun. Regs. tit. 28, app. 2-1 (1987). In a 1991 Policy Guideline, the D.C. Board interpreted that departure provision to apply only when an offender's five convictions were for certain enumerated felonies. Joint App. 167-68. Under the 2000 guidelines, on the other hand, the Commission can deny parole to any offender with a "[p]rior record of violence more extensive or serious than that taken in account in the guidelines"-regardless of how many convictions the offender has, or the specific crimes of which he was convicted.
Here, the Commission's stated grounds for denying Ford parole in 2005, 2012, and 2016 were his three murder convictions. And in 2010, the Commission's stated grounds were the three murders, as well as his 1958 conviction for housebreaking (which is not a qualifying felony under the 1991 Policy Guideline) and his 1965 conviction for robbery (which is a qualifying felony). According to appointed amicus, each of those four denials was impermissible under the 1987 guidelines as interpreted by the 1991 policy guideline. That is so, appointed amicus says, because three murders-or three murders and a robbery-do not five felony convictions make. On the other hand, appointed amicus notes, Ford's three murder convictions were a permissible reason to deny him parole under the 2000 guidelines. Thus, appointed amicus concludes, when the Commission explicitly relied on Ford's three murder convictions, it revealed it was retroactively applying the 2000 guidelines, which worked to Ford's detriment.
Assuming arguendo that the Commission did apply the 2000 guidelines at Ford's parole hearings, appointed amicus's argument still fails. We have held that, when the Commission applies the 1987 guidelines, it can "depart from [the guidelines'] numerical system" anytime it wishes, "as long as it 'specifies in writing those factors which it used.' "
Bailey v. Fulwood
,
2. Appointed amicus additionally contends that, by repeatedly denying Ford parole because he had three murder convictions, the Commission violated the Due Process Clause. Parole authorities deprive an offender of due process only if their decisions are "either totally lacking in evidentiary support or [are] so irrational as to be fundamentally unfair."
Duckett v. Quick
,
D.
Ford advances various additional arguments in his pro se briefs. We find those arguments to be without merit.
The Commission delayed Ford's rehearing scheduled for October 2015 until February 2016. Ford contends the decision to delay his hearing was arbitrary and capricious, in violation of the Administrative Procedure Act.
Ford also contends that the Commission violated the Double Jeopardy Clause by using his murder convictions (i) as grounds for departing upward from the federal parole guidelines when setting his projected federal parole date, and (ii) as grounds for denying him parole from his D.C. sentence. Among other things, the Double Jeopardy Clause "prohibits the government from punishing [an offender] twice ... for the same offense."
United States v. Ursery
,
* * * * *
For the foregoing reasons, we affirm in part, reverse in part, and remand for entry of summary judgment in Ford's favor on his claim that the Commissioners unlawfully delayed his first D.C. parole hearing.
So ordered.
Reference
- Full Case Name
- Edward J. X. FORD, Jr., Appellant, v. Charles MASSARONE, Commissioner of the United States Parole Commission, Et Al., Appellees.
- Cited By
- 9 cases
- Status
- Published