United States v. Eric Hicks
Opinion
In the mid-1990s, Eric Hicks was sentenced to a term of life imprisonment after being convicted on multiple narcotics and racketeering charges. Two decades later, Hicks sought post-conviction relief on the ground that a provision of the United States Sentencing Guidelines raised at his sentencing is unconstitutionally void for vagueness, based on the Supreme Court's intervening decision in
Johnson v. United States
, --- U.S. ----,
I
A
Eric Hicks was a member of a Washington, D.C. gang known as the First Street Crew. In 1994, a jury found Hicks guilty of conspiracy to distribute and possession with intent to distribute cocaine, in violation of
At the time of Hicks' sentencing, federal law mandated that the district court impose a sentence within the federal Sentencing Guidelines' framework.
See
Stinson v. United States
,
Hicks' base offense level under those mandatory Sentencing Guidelines was 42 *625 because of the large amount of cocaine base attributable to the conspiracy. That offense level was then increased by four because Hicks was found to have been a "leader" of the First Street Crew, and by two more levels because he had possessed a firearm on several occasions in the course of the offenses. Two more points were added for Hicks' obstruction of justice, raising Hicks' offense level to 50. Finally, the district court applied a two-level enhancement for "Reckless Endangerment During Flight" under Section 3C1.2. See U.S. Sentencing Guidelines Manual § 3C1.2 (U.S. Sentencing Comm'n 1993). Specifically, because the district court found that Hicks had "caused [a] substantial risk of death or bodily injury in the course of fleeing from law enforcement officers," his total offense level rose from 50 to 52. J.A. 40.
Under the Sentencing Guidelines, however, the maximum offense level that could be used in calculating a sentence was 43, which specified a term of life imprisonment. U.S. Sentencing Guidelines Manual ch. 5, pt. A, cmt. n.2 (U.S. Sentencing Comm'n 1993). That meant that, in imposing sentence, the district court calculated Hicks' total offense level as 43, and imposed the life sentence dictated by the Guidelines.
Hicks did not object to the district court's invocation of the Section 3C1.2 enhancement as unconstitutionally vague either at his sentencing or on his direct appeal.
See
United States v. White
,
In the following decades, Hicks repeatedly sought collateral relief from his sentence, without success. In none of those cases did Hicks challenge the constitutionality of Sentencing Guidelines Section 3C1.2.
See
Order,
United States v. Hicks
, No. 18-3020 (D.C. Cir. Sept. 19, 2018) (per curiam); Order,
United States v. Hicks
, No. 05-3167 (D.C. Cir. Feb. 24, 2006) (per curiam);
United States v. Hicks
,
B
In 2015, the Supreme Court held that the residual clause of the Armed Career Criminal Act's definition of a violent felony,
In the wake of
Johnson
and
Welch
, Hicks requested and received from this Court permission to file a motion to vacate, set aside, or correct his sentence pursuant to
The district court denied Hicks' motion, reasoning that Section 3C1.2 was materially distinguishable from the residual clause
*626
at issue in
Johnson
: While the residual clause applies categorically to "imagined or hypothetical crimes," Section 3C1.2 is "based on a defendant's real-world conduct." Dist. Ct. Op. 3 (internal quotation marks omitted). The district court also denied Hicks' subsequent motion for reconsideration, but issued a certificate of appealability.
See
II
The district court had jurisdiction over Hicks' motion under
We review questions of procedural default
de novo
.
See
United States v. Caso
,
A
The Supreme Court's decisions in
Johnson
and
Welch
, together, retroactively invalidated the Armed Career Criminal Act's residual clause provision enhancing punishment for offenses that created a serious potential risk of physical injury to others.
In so ruling, the Supreme Court left open the question of whether similar language in a
mandatory
Sentencing Guidelines provision-that is, a Sentencing Guidelines provision that was applied prior to
Booker
-would be unconstitutionally vague.
See
Beckles
,
Hicks asks this Court to weigh in on this open question and determine whether a similarly worded Sentencing Guidelines provision-Section 3C1.2-that was applied as a mandatory provision in his sentencing proceeding is unconstitutionally vague. 1
We need not resolve that question, however. That is because Hicks has failed to preserve that claim for our review, having procedurally defaulted it in his direct appeal and having failed to establish prejudice from Section 3C1.2's application in his case.
See
Smith v. Lanier
,
*627
When a convicted defendant fails to raise a challenge to his conviction or sentencing on direct appeal, that claim is deemed to be procedurally defaulted and may be raised in habeas only if the defendant establishes either (i) "cause" for the default and "actual prejudice" resulting from the alleged violation, or (ii) his "actual[ ] innocen[ce.]"
Bousley v. United States
,
Hicks doubly defaulted his constitutional vagueness challenge by failing to raise it both at sentencing and on his direct appeal. Hicks also makes no claim that he is actually-that is, factually-innocent of the crimes of which he was convicted. As a result, Hicks bears the burden of showing both " 'cause' excusing his double procedural default," and " 'actual prejudice' resulting from the errors of which he complains."
United States v. Pettigrew
,
Because the record in this case conclusively establishes that Hicks was not prejudiced or affected in any legally material way by the application of Sentencing Guidelines Section 3C1.2 to his case, his constitutional claim cannot go forward.
In this context, "actual prejudice" means that the alleged error at Hicks' sentencing must have "worked to his
actual
and substantial disadvantage, infecting" his sentencing with "error of constitutional dimensions."
Pettigrew
,
The application of Sentencing Guidelines Section 3C1.2 added two points to Hicks' offense level, elevating his total offense level from 50 to 52. That was a change without a difference because the Sentencing Guidelines capped the maximum offense level at 43.
See
U.S. Sentencing Guidelines Manual ch. 5, pt. A, cmt. n.2 (U.S. Sentencing Comm'n 1993) ("An offense level of more than 43 is to be treated as an offense level of 43."). Once Hicks hit 43 for his offense level, his mandatory Sentencing Guidelines range was life imprisonment. Indeed, the Sentencing Guidelines' sentencing table did not (and still does not) list offense levels, or corresponding Guidelines ranges, in excess of 43.
See
For that reason, there is
no
probability, reasonable or otherwise, that the result of the proceedings would have been different had Section 3C1.2 not been applied.
See
Pettigrew
,
B
Hicks tries to escape that numerical reality by arguing that, if his motion for relief from his sentence were granted, he
*628
would be resentenced on remand under the now-advisory Sentencing Guidelines. And that would permit the sentencing court to deviate from the Sentencing Guidelines range of life imprisonment, affording him the prospect of a lower sentence.
See
Booker
,
That argument does not work. The actual prejudice needed to overcome a procedural default must "result[ ] from the error[ ] of which [Hicks] complains"-that is, from application of the assertedly unconstitutionally vague Section 3C1.2 in his prior sentencing proceeding.
Pettigrew
,
On top of that, the actual prejudice inquiry is retrospective not prospective in nature. It asks not whether things could change on remand, but only whether the initial proceeding that actually happened "would
have been
different" but for the asserted constitutional error.
Pettigrew
,
Nor is the Supreme Court's recent decision in
Molina-Martinez v. United States
, --- U.S. ----,
But Hicks' situation is not "most cases" precisely because the Sentencing Guidelines error he asserts did not yield a "higher Guidelines range[.]" Molina-Martinez , 136 S.Ct. at 1346. The assigned error instead left Hicks right where he started before Section 3C1.2 was raised-an offense level of 43 that prescribed a sentence of life imprisonment.
In short, because the district court's application of Sentencing Guidelines Section 3C1.2 had no effect on the sentence imposed, Hicks has not demonstrated the prejudice necessary to overcome his procedural default, and we do not reach the merits of his constitutional challenge. 2
* * * * *
For the foregoing reasons, the district court's judgment denying Hicks' Section 2255 motion to vacate his sentence is affirmed.
So ordered.
Section 3C1.2 reads: "If the defendant recklessly created a substantial risk of death or serious bodily injury to another person in the course of fleeing from a law enforcement officer, increase by 2 levels." U.S. Sentencing Guidelines Manual § 3C1.2 (U.S. Sentencing Comm'n 1993).
We appointed Paul S. Rosenzweig to represent Hicks in forma pauperis . He has ably discharged his duties, and this Court greatly appreciates his service.
Reference
- Full Case Name
- UNITED STATES of America, Appellee v. Eric A. HICKS, Appellant
- Cited By
- 14 cases
- Status
- Published