Cmty. in-Power & Dev. Ass'n, Inc. v. Pruitt
Cmty. in-Power & Dev. Ass'n, Inc. v. Pruitt
Opinion of the Court
Several environmental advocacy groups ("Plaintiffs") have banded together to file this action against the Environmental Protection Agency ("the EPA" or "the agency") pursuant to the Clean Air Act's citizen *215suit provision,
Before this Court at present are Plaintiffs' and the EPA's motions for summary judgment regarding that sole issue. (See Mot. of Pls. for Summ. J. ("Pls.' Mot."), ECF No. 21; EPA's Cross-Mot. for Summ. J. ("Def.'s Cross-Mot."), ECF No. 23.) The parties propose drastically different timelines for the EPA to act: Plaintiffs request a completion schedule of no more than two years from the date of this Court's Order (see Pls.' Mot. at 46), while the EPA asks for approximately seven years, until January of 2025, to complete the required rulemakings (see EPA's Reply Mem. in Supp. of Cross-Mot. for Summ. J. ("Def.'s Reply"), ECF No. 34, at 6). Having considered the parties' briefs, their presentations at the motion hearing held on November 30, 2017 (see generally Tr. of Mot. Hr'g (Nov. 30, 2017) ("Hr'g Tr."), ECF No. 40), and the EPA's declarations, this Court will order the EPA to comply with its statutory obligations as expeditiously as possible, although not on the extremely compressed timeline Plaintiffs propose. Specifically, the EPA must complete all nine overdue rulemakings over the next three and a half years, and no later than October 1, 2021. Accordingly, Plaintiffs' motion for summary judgment will be GRANTED IN PART and DENIED IN PART , and Defendant's cross-motion for summary judgment will be DENIED . A separate Order consistent with this Memorandum Opinion will follow.
I. BACKGROUND
A. The Clean Air Act
Congress enacted the Clean Air Act,
Two of those deadlines are relevant here. First, the Act states that the EPA "shall review, and revise as necessary (taking into account developments in practices, processes, and control technologies), emission standards promulgated under this section no less often than every 8 years [.]"
The EPA division that is primarily responsible for performing these reviews, as well as any associated rulemakings, is the Sector Policies and Programs Division ("SPPD") within the Office of Air Quality Planning and Standards, Office of Air and Radiation. (See June Tsirigotis Decl. ¶¶ 2-3; Decl. of Panagiotis Tsirigotis, Attach. 1 to June Tsirigotis Decl., ECF No. 29-5, ¶ 4.) That division generally performs both the technology review and the residual risk review at the same time, through a combined "risk and technology review" ("RTR") assessment, which is supposed to take place within the eight-year window set forth in the Clean Air Act. (June Tsirigotis Decl. ¶ 4.)
B. Procedural History
Plaintiffs filed the complaint in the instant case on June 8, 2016, alleging that the EPA has failed to complete timely either the mandatory technology review or the mandatory residual risk review for the emission standards associated with nine source categories of hazardous air pollutants. (See Compl. ¶¶ 54-57.)
*217Deadline for Date of Original Action Pursuant Source Category Promulgation to § 7412(d)(6) and § 7412(f)(2) Primary Copper Smelting June 12, 2002 June 12, 2010 Generic MACT II - Carbon Black July 12, 2002 July 12, 2010 Production Generic MACT II - Cyanide Chemicals July 12, 2002 July 12, 2010 Manufacturing Generic MACT II - Spandex Production July 12, 2002 July 12, 2010 Flexible Polyurethane Foam Fabrication Apr. 14, 2003 Apr. 14, 2011 Operations Refractory Products Manufacturing Apr. 16, 2003 Apr. 16, 2011 Semiconductor Manufacturing May 22, 2003 May 22, 2011 Primary Magnesium Refining Oct. 10, 2003 Oct. 10, 2011 Mercury Emissions from Mercury Cell Dec. 19, 2003 Dec. 19, 2011 Chlor-Alkali Plants
(See
Because the required reviews are long overdue at this point, Plaintiffs' complaint asks this Court to declare that the EPA has violated the Clean Air Act, and order the agency to perform the mandated rulemakings for the nine source categories "in accordance with an expeditious deadline specified by this Court[.]" (Id. ¶ 58; see also Pls.' Mot. at 45 (arguing that the Court should compel the EPA to perform the nine overdue rulemakings "as expeditiously as possible" and "within the fastest possible timeframe").) For five of the source categories, which Plaintiffs do not specify, Plaintiffs propose that the EPA be required to issue notices of proposed rules within eight months of this Court's Order, and to promulgate final rules within one year. (See Pls.' Mot. at 46.) For the remaining four source categories, which again Plaintiffs do not specify, Plaintiffs request that notices of proposed rules be issued within twenty months of this Court's Order, and final rules be promulgated within two years. (See
Although the EPA admits "that it has not yet completed its duty to conduct the technology and residual risk reviews pursuant to
*218Source Category EPA Proposed EPA Final Rule Date Rule Date Mercury Emissions from Mercury Cell July 23, 2021 July 22, 2022 Chlor-Alkali Plants Semiconductor Manufacturing Nov. 11, 2021 Nov. 10, 2022 Generic MACT II - Cyanide Chemicals Dec. 9, 2021 Dec. 8, 2022 Manufacturing Generic MACT II - Spandex Production Dec. 9, 2021 Dec. 8, 2022 Generic MACT II - Carbon Black Feb. 24, 2022 Feb. 23, 2023 Production Primary Copper Smelting Nov. 17, 2022 Feb. 8, 2024 Flexible Polyurethane Foam Fabrication July 20, 2023 Oct. 10, 2024 Operations Refractory Products Manufacturing Aug. 24, 2023 Nov. 14, 2024 Primary Magnesium Refining Oct. 19, 2023 Jan. 16, 2025
(See Def.'s Reply at 6.)
The EPA makes two primary arguments in support of its proposed schedule. First, the EPA claims that all available agency resources to perform the nine RTRs at issue are already "fully utilized" because the agency is in the process of completing several dozen RTRs for other source categories within schedules mandated by other court orders and consent decrees. (Def.'s Reply at 12; see also Def.'s Mem. at 13-14 (listing the other schedules); June Tsirigotis Decl. ¶ 12 (describing the other court-mandated rulemakings as "[c]ritical to the schedules" proposed by the EPA to complete the nine RTR rulemakings in the instant case).) Indeed, in March of last year, two courts from this District ordered the EPA to complete the rulemakings for seven source categories by December of 2018, another twenty source categories by March of 2020, and the remaining six source categories at issue in those cases by June of 2020. See Blue Ridge ,
Because of these other court-ordered deadlines, the EPA says it will not have the necessary staff and resources available to even begin the nine RTRs at issue here until March of 2020-after the agency has completed most of the rulemakings already ordered by other courts. (See Def.'s Mem. at 13-15; see also June Tsirigotis Decl. ¶ 12 ("All available SPPD staff are now assigned to RTR projects subject to court-ordered deadlines established in these other cases, and the workload for these 33 other RTRs does not allow us to begin work on the 9 RTRs at issue here until most of the work is complete on the 33 RTRs already subject to a court-ordered deadline.").) But Plaintiffs reject the EPA's claimed staffing shortage, arguing, inter alia , that "[the] EPA has not shown that it cannot supplement the currently-assigned SPPD staff with other EPA staff[,]" or "that it would be impossible to hire more contractors to act more quickly[, *219]" or "that no SPPD or otherwise qualified agency staff-time is assigned to purely 'discretionary' activities[.]" (Pls.' Combined Reply in Supp. of Pls.' Mot. for Summ. J. & Opp'n to EPA's Cross-Mot. ("Pls.' Reply"), ECF No. 31, at 27-28 (citations omitted).) Plaintiffs further insist that the overdue rulemakings must be prioritized, and that, if necessary, the agency can "redirect resources from other regulatory initiatives to ensure the fullest use of resources to fulfill its obligations." (Pls.' Mot. at 42-43 (internal quotation marks and citation omitted).)
The EPA's other main argument is that Plaintiffs' schedule fails to acknowledge the complexity of the rulemakings at issue, and that the RTR rulemaking process involves nine distinct phases that must be completed for each individual source category. (See Def.'s Mem. at 16-24; see also June Tsirigotis Decl. ¶¶ 13-21.) According to the EPA, it will take approximately twenty-eight months to complete the fastest rulemaking-for the Mercury Emissions from Mercury Cell Chlor-Alkali Plants source category-and approximately fifty-eight months to complete the longest-for the Primary Magnesium Refining source category. (See June Tsirigotis Decl. ¶ 12, Tables 2 & 3 (attached hereto as Appendix A); see also Def.'s Reply at 6.) Plaintiffs counter that the EPA's proposed timeline to complete each phase not only includes "discretionary" time that is not required to complete the rulemakings, but is also characterized by "speculative and equivocal language" about what may (as opposed to what will ) be required at each phase, and adds "extra, hypothetical time" to complete tasks that may not ultimately be required. (Pls.' Reply at 35.)
The parties' cross-motions for summary judgment are ripe for this Court's review (see Pls.' Mot.; Def.'s Cross-Mot.; Pls.' Reply; Def.'s Reply; Pls.' Surreply Opposing Def.'s Cross-Mot. for Summ. J. ("Pls.' Surreply"), ECF No. 37), and the Court heard the parties' arguments on the cross-motions during a motion hearing held on November 30, 2017 (see generally Hr'g Tr.).
II. LEGAL STANDARDS FOR REMEDYING A CLEAN AIR ACT VIOLATION
The Clean Air Act permits "any person [to] commence a civil action on his own behalf" against the EPA "where there is alleged a failure of [the EPA] to perform any act or duty ... which is not discretionary with [the agency]."
While a district court possesses broad discretion to set deadlines for compliance, it may not, of course, order the EPA "to do an impossibility."
Notwithstanding the heavy burden that an agency bears to prove its inability to comply with deadlines imposed by a statute that mandates certain agency obligations, the D.C. Circuit has "recognized two possible legitimate constraints on the agency's ability to meet a statutory deadline[.]" Id. at 53. First, a court must be mindful of the "budgetary commitments and manpower demands [that are] required[,]" and thus avoid imposing deadlines that "are beyond the agency's capacity or would unduly jeopardize the implementation of other essential programs." Train ,
III. ANALYSIS
It is clear to this Court that the EPA has failed to satisfy its "heavy burden to demonstrate ... impossibility," Ala. Power Co. ,
A. The EPA Has Not Demonstrated That It Is Impossible To Begin Work Before March Of 2020
The Court's first concern arises with respect to the EPA's contention that it will not be able to begin the RTRs at issue in this case, or any associated rulemakings, until March of 2020 (see Def.'s Mem. at 9), because of "39 other RTR rulemakings in which [the] EPA is either currently engaged or will begin shortly" (id. at 13). The agency points to the "limited number of personnel with the expertise needed to conduct the necessary reviews and develop additional regulations" ( *221id. at 14-15) as the primary reason for its proposed delay in starting the work at issue. But the EPA's assertion that it needs more than two years to even begin working on the instant RTR rulemakings is unsatisfactory, for at least two reasons.
First, the agency has admitted that it is possible to "utilize contractors for certain tasks" and to "use personnel from areas of [the] EPA other than SPPD to work on the RTR rulemakings[.]" (Id. at 29-30.) The agency's declarant acknowledges that the EPA has "re-programmed resources [from other agency divisions and offices] in order to accelerate" the completion of court-ordered projects in the past, albeit at the expense of other, unidentified projects. (June Tsirigotis Decl. ¶ 12.) See also Sierra Club ,
Second, the EPA's admission that at least some "of the SPPD's resources are devoted to projects that are not subject to statutory deadlines" (Def.'s Reply at 10-11) undermines its claim that all potentially available resources are already fully utilized on other court-mandated rulemakings. The agency concedes that at least three "fulltime equivalents" ("FTEs") within SPPD are currently dedicated to discretionary, non-statutorily-mandated projects. (See Decl. of Panagiotis Tsirigotis ("Sept. Tsirigotis Decl.") ECF No. 34-1, ¶ 7.)
Even if no more than three or four FTEs are reallocated to the RTRs in this case, the record indicates that such an increase would boost the manpower that the EPA currently has dedicated to completing its mandatory statutory obligations by nearly ten percent (see Sept. Tsirigotis Decl. ¶ 5 (explaining that thirty-seven FTEs are currently available to perform the RTR reviews) ), which is not a "relatively small" amount (id. ¶ 7), all things considered. Indeed, the EPA admits that relatively few FTEs are needed to complete each RTR rulemaking. (See id. ¶ 6 (acknowledging that "the least complex [RTR] projects have historically required about 1 FTE within SPPD[, while t]he most complex [RTR] projects have required about 3 FTEs within SPPD").) On a complexity scale of one to three, the EPA has classified five of the source categories at issue here as a "one" (the least complex), four source categories as a "two" (medium complexity), and none as a "three" (the most complex). (See June Tsirigotis Decl. ¶¶ 11-12.) Thus, it seems that three or more additional FTEs could have a measurable impact on the EPA's ability to complete the overdue rulemakings expeditiously.
To be clear, this Court does not conclude that other agency activities for which there is no specific statutory deadline are "frivolous" (Def.'s Reply at 10), and it agrees with the EPA's suggestion that attending to such matters as "enforcement actions or providing guidance to states regarding implementation of environmental regulations" (id. ) is important. Be that as it may, when Congress has ordered the EPA to act by a certain deadline, "it is inappropriate for [the] agency to divert[,] to purely discretionary rulemaking[,] resources that conceivably could go towards fulfilling obligations clearly mandated by Congress." Sierra Club ,
Of course, this Court cannot ignore the fact that the EPA is subject to other recent court orders regarding mandatory review obligations that have constrained the agency's ability to devote all of its time and energy to addressing the overdue RTR-associated rulemakings at issue in this case. (See Def.'s Reply at 13 (urging this Court not to "ignore the real world").) See also Sierra Club ,
B. The EPA Has Not Demonstrated That It Is Impossible To Complete The Nine-Phase Rulemakings More Expeditiously
As noted above, the EPA has identified nine distinct phases of the RTR rulemaking process, and it has also predicted how long it believes the agency needs to complete each phase, and thus the entire rulemaking, for each of the nine instant RTR-associated rulemakings. (See Appendix A.) But in this Court's judgment, the EPA has not shown that it would be impossible to complete the overdue rulemakings on a more expedited schedule, and in certain respects, it is crystal clear that a faster schedule is possible, because the agency's proposal includes significant periods of time to complete work that may never actually occur.
For example, all of the time that the EPA has allocated for Phase III to collect supplemental information-eighteen months for three of the source categories, and seven months for another source category-is, at least today, hypothetical; the EPA has not made "a final determination" that supplemental information is even required, and will not make that determination until after "the preliminary information collection phase for each [rulemaking]." (June Tsirigotis Decl. ¶ 15(a).) The EPA has also built an additional six months into its proposed schedule for all nine source categories, to facilitate a review of each rule by the Office of Management and Budget ("OMB") pursuant to Executive Order 12866 (see id. ¶¶ 18(f), 21(e) ); yet such OMB reviews are completely discretionary. See, e.g., In re United Mine Workers of Am. Int'l Union ,
The EPA's proposed schedule also includes additional hypothetical, contingent time that may never be needed. Thus, the agency adds two weeks to the review time for each source category, in order to conduct "a risk-based demographic assessment[,]" but it admits that no such review will be needed if it turns out that the "risks are well below a level of concern[.]" (June Tsirigotis Decl. ¶ 17(d).) This Court does not know whether the risk-based demographic assessment, or any of the other contingent time included in the EPA's schedule, will ultimately be necessary for the agency to fashion well-reasoned final rules, but neither does the agency, and that is precisely the point. Under the "impossibility" standard that the D.C. Circuit has adopted, an agency must be ordered to complete the mandated tasks within the most efficient timeframe possible, and a schedule that affords time for the EPA to complete tasks that may or may not be necessary does not comport with the requirement that the minimum possible timeframe be adopted.
But while the EPA's proposed schedule in the instant case is too lax, it appears that Plaintiffs' proposed schedule is much too draconian. Plaintiffs have provided *224no evidence to support their contention that the EPA can possibly complete its RTRs and associated rulemakings within the next two years. And Plaintiffs are mistaken to rely on the "statutory scheme" and "legislative design" of the Clean Air Act as evidence with respect to this timing issue. (See Pls.' Mot. at 46-47 ("[T]he Act directs that, starting from scratch, [the] EPA must, within two years, promulgate emission standards for over 40 major source categories, as well as other rulemakings." (emphasis omitted) ); Pls.' Reply at 42 ("The Clean Air Act directs that [the] EPA will conduct many air toxics rulemakings in no more than two years ... and complete a combination of as many as 165 rules and review rulemakings in two to three years.").) To begin with, it is clear on the face of the statute that Congress adopted an eight-year-not a two-year-window within which the EPA must complete the RTRs and rulemakings at issue here, and the statute does not speak to how much of that eight-year timeframe should be dedicated to the mandated process. See
Taking into account all of the above, while "Plaintiffs' timeline may be 'simply too compressed at this stage to afford any reasonable possibility of compliance[,]' " Cal. Cmtys. ,
IV. CONCLUSION
The EPA has not said that it would be impossible to reallocate existing personnel *225from other parts of the agency or to hire new personnel, including outside contractors, to begin performing at least part of the overdue rulemakings now, nor has it shown that qualified agency staff resources are being spent only on mandatory activities. To top it off, the EPA has indicated publicly that it has no need for additional resources with respect to its Clean Air Act responsibilities, and the extended schedule it proposes for the overdue RTRs at issue here includes time for work that may be unnecessary and thus may never occur. Therefore, this Court will not accede to the agency's proposed timeline, but it will also reject the impossibly compressed deadlines that Plaintiffs suggest. Instead, as set forth in the accompanying Order, the EPA will be required to begin the instant rulemakings no later than January 1, 2019, after completing its first tranche of the existing court-ordered RTR reviews, and it will be further ordered to complete all nine overdue rulemakings no later than October 1, 2021. Consequently, Plaintiffs' motion for summary judgment is GRANTED to the extent that it seeks an order setting a schedule for the mandatory rulemakings, and DENIED with respect to the schedule proposed, and Defendant's request for the schedule set forth in its cross-motion for summary judgment is DENIED .
APPENDIX A
EPA ESTIMATE FOR FINAL RULEMAKING BY SOURCE CATEGORY Source Category Phase Phase Phase Phase Phase Phase Phase Phase Phase Final I II III IV V VI VII VIII IX Rule Days Days Days Days Days Days Days Days Days Date5 Mercury Emissions 30 45 0 45 104 270 90 90 184 July 22, from Mercury Cell 2022 Chlor-Alkali Plants Semiconductor 60 90 0 90 44 321 90 90 184 Nov. 10, Manufacturing 2022 Generic MACT II - Cyanide 60 90 0 90 44 349 90 90 184 Dec. 8, Chemicals 2022 Manufacturing Generic MACT II - Spandex 60 90 0 90 44 349 90 90 184 Dec. 8, Production 2022 Generic MACT II - Carbon 60 90 0 90 104 366 90 90 184 Feb. 23, Black 2023 Production Primary Copper 60 90 210 90 104 422 90 120 238 Feb. 8, Smelting 2024 Flexible Polyurethane 60 90 547 90 44 390 90 120 238 Oct. 10, Foam Fabrication 2024 Operations Refractory Products 60 90 547 90 104 365 90 120 238 Nov. 14, Manufacturing 2024 Primary Magnesium 60 90 547 90 104 421 90 120 245 Jan. 16, Refining 2025
[Editor's Note: The preceding image contains the reference for footnote
Page-number citations to the documents that the parties have filed refer to the page numbers that the Court's electronic filing system automatically assigns. Any citations to the EPA's cross-motion for summary judgment and its attachments thereto, including the memorandum in support, refer to the page numbers of the corrected cross-motion for summary judgment that this Court ordered the EPA to provide. (See Min. Order of June 15, 2017; see also General Order & Guidelines, ECF No. 8.)
Plaintiffs' complaint names former EPA Administrator Gina McCarthy as the defendant in this action (see Compl. ¶ 11); the current EPA Administrator, Edward Scott Pruitt, has been automatically substituted as the defendant pursuant to Federal Rule of Civil Procedure 25(d). Because Administrator Pruitt is being sued in his official capacity only, this suit functions as an action against the EPA, and will be treated as such for purposes of this Memorandum Opinion. See Cty. Bd. of Arlington v. U.S. Dep't of Transp. ,
The EPA also identifies several other RTRs that are currently underway. Those RTRs include rulemakings for the Pulp and Paper Combustion Sources source category and the Nutritional Yeast Manufacturing source category, which, pursuant to the order issued in Sierra Club v. McCarthy , No. 15-cv-1165,
The term fulltime equivalent ("FTE") commonly refers to the total hours that one fulltime employee works in a year, or the equivalent hours worked by several part-time employees.
Each of the EPA's proposed final rule dates is calculated using the agency's requested start date of March 16, 2020.
Reference
- Full Case Name
- COMMUNITY IN-POWER AND DEVELOPMENT ASSOCIATION, INC. v. E. Scott PRUITT, in his official capacity as Administrator of the Environmental Protection Agency
- Cited By
- 5 cases
- Status
- Published