Thomas v. Wash. Metro. Area Transit Auth.
Thomas v. Wash. Metro. Area Transit Auth.
Opinion of the Court
Before the Court is the Washington Metropolitan Area Transit Authority's (WMATA) Motion to Dismiss. Dkt. 3. For the following reasons, the motion will be granted in part and denied in part.
I. BACKGROUND
In this action, pro se plaintiff Ernest A. Thomas asserts age- and national origin-based employment discrimination claims against his employer, WMATA, and against his direct supervisor Sachit Kakkar and senior WMATA managers Paul J. Weidefeld and John T. Kuo (collectively, the Individual Defendants). See Compl. at 2-4, Dkt. 1; Title VII of the Civil Rights Act of 1964, 42 U.S.C. §§ 2000e - 2000e-17 ; Age Discrimination in Employment Act of 1967 (ADEA),
Thomas is a 62-year-old U.S. citizen of Liberian national origin.
In February 2017, Thomas applied for a promotion to the open position of Deputy Chief Vehicle Engineer.
Thomas asserts that his supervisor, Defendant Kakkar, made two revisions to the Deputy Chief Vehicle Engineer job requirements on January 11, 2017 before posting an opening for the job.
On April 13, 2017, Thomas filed employment discrimination claims with the EEOC based on national origin and age, as well as a retaliation claim. Thomas received a Dismissal and Notice of Rights letter from the EEOC on April 28, 2017. See Dkt. 7 at 2. Thomas then filed his complaint on July 27, 2017, seeking monetary and punitive damages and injunctive relief. Compl. at 9. The case was reassigned to the undersigned judge on December 4, 2017.
WMATA now moves for dismissal under Rules 12(b)(1) and 12(b)(6) of the Federal Rules of Civil Procedure, arguing that (1) Thomas failed to exhaust administrative remedies under Title VII before bringing this action; (2) WMATA is immune from ADEA claims due to sovereign immunity; (3) the Individual Defendants must be dismissed because they acted in their official capacities; (4) Thomas failed to state a claim for national-origin discrimination under Title VII; and (5) WMATA is immune from punitive damages. See Mem. at 7-13, Dkt. 3.
II. LEGAL STANDARDS
Under Rule 12(b)(1), a party may move to dismiss a claim over which the court lacks subject-matter jurisdiction. Fed. R. Civ. P. 12(b)(1). A motion for dismissal under Rule 12(b)(1)"presents a threshold challenge to the court's jurisdiction." Haase v. Sessions ,
"When ruling on a Rule 12(b)(1) motion, the court must treat the plaintiff's factual allegations as true and afford the plaintiff the benefit of all inferences that can be derived from the facts alleged." Jeong Seon Han v. Lynch ,
Under Rule 12(b)(6), a party may move to dismiss for failure to state a claim upon which relief can be granted. Fed. R. Civ. P. 12(b)(6). To survive a motion to dismiss, a complaint "must contain sufficient factual matter, accepted as true, to 'state a claim to relief that is plausible on its face.' " Ashcroft v. Iqbal ,
When evaluating a Rule 12(b)(6) motion, the court "must construe the complaint in favor of the plaintiff, who must be granted the benefit of all inferences that can be derived from the facts alleged." Hettinga v. United States ,
III. ANALYSIS
A. Thomas properly exhausted administrative remedies.
WMATA argues that Thomas failed to exhaust administrative remedies under Title VII before suing in federal court, see Mem. at 10, but the Court disagrees.
Title VII provides that a plaintiff may bring a claim in federal court within ninety days of an EEOC dismissal. See 42 U.S.C. § 2000e-5(f)(1) ("If a charge filed with the [EEOC under Title VII] is dismissed by the Commission, ... the Commission ... shall so notify the person aggrieved and within ninety days after the giving of such notice a civil action may be brought against the respondent named in the charge ... by the person claiming to be aggrieved."). The EEOC issued Thomas a Dismissal and Notice of Rights letter on April 28, 2017. Dkt. 7 at 2. Thomas then filed his complaint on July 27, 2017, exactly 90 days after his EEOC dismissal. Dkt. 1. In doing so, he complied with Title VII's requirements for administrative exhaustion.
WMATA climbs uphill in asking the Court to ignore Title VII's plain meaning. WMATA's attempt to circumvent the statutory text reads out of context a single statement from Martini v. Federal National Mortgage Ass'n ,
In contrast, the EEOC dismissed Thomas's administrative action. See Dismissal and Notice of Rights Letter, Dkt. 7 at 2. The EEOC dismissal triggered Thomas's statutory right to file a like civil action within ninety days. See 42 U.S.C. § 2000e-5(f)(1) ; Dismissal and Notice of Rights Letter, Dkt. 7 at 2 ("Your lawsuit must be *83filed WITHIN 90 DAYS of your receipt of this notice " (emphasis in original) ). To extend Martini to block Thomas's lawsuit would cut his statutory right out of the statute. Had Thomas not brought his civil action until 180 days after he filed his administrative action, his civil action would have been barred by the ninety-day statutory window. To require plaintiffs to wait more than 180 days after filing an administrative action but no more than ninety days after dismissal of that action would place plaintiffs like Thomas in a Catch-22: file now and lose on failure to exhaust, or file later and lose on lack of jurisdiction.
Further, the Court's reading of Martini comports with subsequent discussions of the case, which have consistently read Martini to apply only when the EEOC has not dismissed a charge. In Carr Park, Inc. v. Tesfaye , the D.C. Circuit observed that " Martini struck down an EEOC regulation asserting authority to authorize a private party to sue before 180 days even if a charge had not been dismissed. "
B. WMATA is immune from ADEA claims.
WMATA asserts that it is immune from ADEA suits; the Court agrees. A state is immune from federal suits brought by the state's own citizens or the citizens of another state unless the state waives its sovereign immunity or Congress validly abrogates that immunity. See Jones v. WMATA ,
*84Thomas offers two arguments to contest WMATA's assertion of sovereign immunity: (1) that WMATA waived sovereign immunity by participating in "private corporate activities"; and (2) that "[a]ny award of financial damages will not have to be paid out of funds provided by tax payers." Opp. at 7-8, Dkt. 5. Both arguments fail.
First, WMATA's business activities do not waive sovereign immunity. Decades ago, the Supreme Court required lower courts to analyze whether business activities in interstate commerce constituted a waiver of sovereign immunity. See Parden v. Terminal Ry. of Ala. State Docks Dep't ,
Second, Thomas argues that WMATA should not benefit from the signatories' sovereign immunity because taxpayers would not be responsible for any monetary award against WMATA. The D.C. Circuit has foreclosed this argument. The practical result of damages against WMATA "would be payment from the treasuries of Maryland and Virginia," so WMATA benefits from their sovereign immunity. Jones ,
Therefore, WMATA is immune from Thomas's ADEA claim, and the Court will dismiss it with prejudice.
C. Thomas states a Title VII claim against WMATA for national-origin discrimination.
WMATA also seeks dismissal of Thomas's Title VII claim of national-origin discrimination. Title VII prohibits employers from "discriminat[ing] against any individual with respect to his compensation, terms, conditions, or privileges of employment, because of such individual's race, color, religion, sex, or national origin," 42 U.S.C. § 2000e-2(a)(1), and from retaliating against an employee who seeks the statute's protections, see 42 U.S.C. §§ 2000e-3(a).
To survive a Rule 12(b)(6) challenge, the complaint must "contain sufficient factual matter, accepted as true, to state a claim to relief that is plausible on its face." Iqbal ,
On one hand, before Twombly and Iqbal , the D.C. Circuit utilized a very permissive standard for pleading employment discrimination. Under that standard, a plaintiff was only required to say that " 'I was turned down for a job because of my race' ... to survive a motion to dismiss under Rule 12(b)(6)." Sparrow v. United Air Lines, Inc. ,
On the other hand, it remains true that courts must not demand that plaintiffs plead the specific requirements of a prima facie case under McDonnell Douglas. Swierkiewicz ,
The most straightforward way to read Twombly , Swierkiewicz , and the law of this Circuit may be to refer to the Circuit's general formulation of a prima facie case of employment discrimination (as opposed to the specific requirements for a prima facie case in the failure to hire context, per McDonnell Douglas ). In general, "[t]o state a prima facie case of discrimination, a plaintiff must allege she is part of a protected class under Title VII, she suffered a cognizable adverse employment action, and the action gives rise to an inference of discrimination." Walker v. Johnson ,
*86Regardless, the Court need not map the precise contours of the appropriate pleading standard at this time. For pleading each element of the general prima facie case is sufficient, even if not necessary, to survive a Rule 12(b)(6) motion to dismiss. See Harris v. D.C. Water & Sewer Auth. ,
Thomas pleads that he is a member of a protected class because he of Liberian national origin. Compl. ¶ 1. And he adequately alleges an adverse employment action, i.e. , WMATA's refusal to promote him. Id. ¶ 4. As a result, this dispute boils down to whether the defendants' "action[s] give[ ] rise to an inference of discrimination." Walker v. Johnson ,
Here, Thomas pleads sufficient facts, if accepted as true, to create a plausible inference of discrimination. Thomas alleges that Defendant Kakkar "revised the job description" of the sought-after position "to disqualify Plaintiff." Compl. ¶ 2. According to Thomas, the new job requirements were more stringent than any similar job in the organization, and they demanded more experience than required of the job's direct supervisor. Id. ¶ 6. But they did not require Professional Engineering registration, a qualification uniquely possessed by Thomas and required for similar positions throughout WMATA. Id. ¶ 11. WMATA proceeded to hire another candidate, even though that candidate allegedly did not meet the posted job requirements and was allegedly less qualified than Thomas. See id. ¶¶ 5, 8-11. According to Thomas, WMATA then incorrectly asserted that its chosen candidate met the job's experience requirement by double-counting a single piece of that individual's work history. Id. ¶ 9. WMATA disputes Thomas's account and identifies a number of potentially countervailing factors. See, e.g. , Reply at 3-5, Dkt. 6; WMATA OIG Report, Dkt. 6-3. But at this stage, the Court accepts Thomas's factual allegations as true and concludes that the complaint at least raises a plausible inference of discrimination. Therefore, the Court will deny WMATA's motion to dismiss the Title VII claim against WMATA for national-origin discrimination.
D. Thomas fails to state Title VII claims and ADEA damages claims against the Individual Defendants, but Thomas states an ADEA claim for prospective injunctive relief against the Individual Defendants.
WMATA next argues that Thomas's Title VII and ADEA claims against the Individual Defendants must be dismissed. The following sections will address both in turn.
1. Title VII
Turning first to the Title VII claims against the Individual Defendants, "a supervisory employee may be joined as a party defendant in a Title VII action, [but] that employee must be viewed as being sued in his capacity as the agent of the employer, who is alone liable for a *87violation of Title VII." Gary v. Long ,
2. ADEA
Thomas also asserts ADEA claims against the Individual Defendants, seeking both damages and injunctive relief. Like the Title VII claims, the ADEA damages claims against the Individual Defendants function solely as damages claims against WMATA. See Atchinson v. District of Columbia ,
Thomas also seeks injunctive relief. In particular, he seeks to be prospectively awarded the promotion for which he was rejected. See Compl. at 9. Although WMATA itself is immune from such claims, see supra Section III.B, the Individual Defendants are not. Under the Ex parte Young doctrine, "[a] federal court is not barred by the Eleventh Amendment from enjoining state officers from acting unconstitutionally, either because their action is alleged to violate the Constitution directly or because it is contrary to a federal statute or regulation that is the supreme law of the land." Vann v. Kempthorne ,
The Court finds no case in this Circuit directly addressing the availability of Ex parte Young claims under the ADEA. But the Supreme Court has allowed for such relief under the Americans with Disabilities Act. Bd. of Trs. of the Univ. of Ala. v. Garrett ,
*88Meekison v. Voinovich ,
The Court will follow this course by applying the Ex parte Young doctrine to Thomas's ADEA claims against the Individual Defendants. Thomas's complaint alleges an ongoing violation of the ADEA and seeks prospective relief, namely the promotion for which he was rejected, which is sufficient to state a claim against the Individual Defendants. See Compl. at 9; Vann ,
E. Thomas is not authorized to seek punitive damages against WMATA.
Finally, WMATA moves to dismiss Thomas's claims for punitive damages. As a general matter, municipalities are not subject to punitive damages absent express statutory authorization. See City of Newport v. Fact Concerts, Inc. ,
Moreover, the Court's own inquiry does not reveal any statutory authorization for punitive damages against WMATA for the remaining Title VII claims. In Title VII cases involving intentional discrimination in employment, punitive damages are not recoverable against "a government, government agency or political subdivision," such as WMATA. 42 U.S.C. § 1981a(b)(1).
*89Further, the signatories to WMATA's governing compact did not waive WMATA's immunity with respect to punitive damages. See
CONCLUSION
For the foregoing reasons, the Court grants in part and denies in part WMATA's Motion to Dismiss. Dkt. 3. A separate order consistent with this decision accompanies this memorandum opinion.
After WMATA filed its motion to dismiss, the Court issued an order pursuant to Fox v. Strickland ,
WMATA addresses its Rule 12(b)(6) argument only to the national-origin discrimination claim, so the Court limits its review to that argument.
According to McDonnell Douglas 's specific requirements for a prima facie case of employment discrimination based on a failure to hire or promote, a plaintiff must show: "(i) that he belongs to a [protected class]; (ii) that he applied and was qualified for a job for which the employer was seeking applicants; (iii) that, despite his qualifications, he was rejected; and (iv) that, after his rejection, the position remained open and the employer continued to seek applicants from persons of complainant's qualifications." McDonnell Douglas ,
Title VII does not allow for suits against individuals in their personal capacities. See Gary ,
The ADEA does not allow for suits against individuals in their personal capacities. See Jones v. The Wash. Times ,
Also, the Court notes that the parties briefly discuss whether the Individual Defendants were properly served, see Mem. at 8, 11-12; Opp. at 5-6, but WMATA did not move to dismiss for failure to serve the Individual Defendants. Therefore, the Court does not address this possible issue.
In full, the provision reads: "A complaining party may recover punitive damages under this section against a respondent (other than a government, government agency or political subdivision ) if the complaining party demonstrates that the respondent engaged in a discriminatory practice or discriminatory practices with malice or with reckless indifference to the federally protected rights of an aggrieved individual." 42 U.S.C. § 1981a(b)(1) (emphasis added).
In full, the paragraph reads: "The Authority shall be liable for its contracts and for its torts and those of its Directors, officers, employees and agent committed in the conduct of any proprietary function, in accordance with the law of the applicable signatory (including rules on conflict of laws), but shall not be liable for any torts occurring in the performance of a governmental function. The exclusive remedy for such breach of contracts and torts for which the Authority shall be liable, as herein provided, shall be by suit against the Authority. Nothing contained in this Title shall be construed as a waiver by the District of Columbia, Maryland, Virginia and the counties and cities within the Zone of any immunity from suit."
Reference
- Full Case Name
- Ernest A. THOMAS v. WASHINGTON METROPOLITAN AREA TRANSIT AUTHORITY
- Cited By
- 35 cases
- Status
- Published