Morton v. U.S. Parole Comm'n
Morton v. U.S. Parole Comm'n
Opinion of the Court
Plaintiff Walter Bernard Morton, Jr., proceeding pro se , is currently serving a *43parole-eligible sentence imposed under the D.C. Code. Describing his action as a petition for a writ of habeas corpus and challenge under
This matter is currently before the Court on Morton's motion for summary judgment, Dkt. 13, and the Commission's cross-motion to dismiss or, in the alternative, to transfer, Dkt. 14. The Commission argues that Morton has brought a habeas petition and that the Court lacks jurisdiction over such a petition because Morton is currently incarcerated in Beaumont, Texas. Dkt. 14-1 at 6. It asserts, moreover, that dismissal rather than transfer is appropriate because Morton's habeas action is unlikely to succeed on the merits.
I. BACKGROUND
On a motion to dismiss, the Court accepts the plaintiff's "well-pleaded factual allegations" as true. Ashcroft v. Iqbal ,
On July 25, 1996, a D.C. Superior Court judge sentenced Morton to twenty-one years to life in prison for second degree *44murder (along with various firearm offenses related to his possession of the murder weapon). Dkt. 1 at 2-3. Under the sentencing scheme then in place, a prisoner must serve at least the lower bound of an indeterminate sentence prior to becoming eligible for parole. See Sellmon v. Reilly ,
Whenever it shall appear to the Board of Parole that there is a reasonable probability that a prisoner will live and remain at liberty without violating the law, that his release is not incompatible with the welfare of society, and that he has served the minimum sentence imposed or the prescribed portion of his sentence, as the case may be, the Board may authorize his release on parole upon such terms and conditions as the Board shall from time to time prescribe.
D.C. Code. § 24-204(a), superseded by § 24-404(a) (2009); see also Bailey ,
After serving twenty-one years in prison, Morton became eligible for parole on January 16, 2016. Dkt. 1 at 31. He had his initial hearing several months before that date.
The examiner also made other findings related to Morton's post-incarceration behavior that further influenced his decision to recommend continuing the parole hearing for a year. In concluding that it was *45appropriate to override Morton's point score, the examiner found that Morton "need[ed] additional programming to remain crime-free once released to the community." Id. at 31. He then explained that Morton had incurred eleven disciplinary infractions while in custody, most recently in 2014, that Morton had completed only a "moderate" level of programming while in prison, and that he had not participated in classes "concerning victims of crimes." Id. at 32. In light of this history, the examiner concluded that Morton "need[ed] to engage in a victim impact program and ... need[ed] a sustained period of clear conduct" before being released on parole. Id.
The hearing officer's recommendation was then submitted to an executive reviewer, who recommended that the Commission reject the hearing officer's conclusions. Id. at 36. The reviewer found that the examiner had inadequately justified the application of the unusual cruelty aggravating factor. Id. Specifically, he concluded that Morton's actions were not "any more cruel than needed to sustain a conviction for second degree murder."
At that second hearing, the examiner again determined that Morton's numerical score under the 1987 Guidelines indicated that parole should be granted, but, again, declined to recommend release. Id. at 49. Specifically, the examiner found that Morton had committed a disciplinary infraction on December 9, 2015. Id. at 48. On that date, at least one sharpened piece of metal was found wedged behind a locker in Morton's cell. Id. Morton denied that the weapon was his and presented evidence corroborating his account, but "acknowledged ... that someone has to be held responsible." Id. The examiner recommended denying parole because "the seriousness and recent occurrence of [Morton's] serious negative institutional behavior, including [his] pattern of possessing dangerous weapons, is evidence [Morton] [was] not ready to remain crime-free in the community and [his] continued incarceration ... [was] necessary to protect the public." Id. at 49.
Morton's attorney raised several objections, including that the victim's family had been allowed to speak at the hearing. Id. at 50. In response, the examiner clarified his findings:
I advised [Morton's attorney that] my recommendation was not even based on the testimony of the victims. Rather, it was entirely based on the fact that, in the 8 months since his last hearing, he has incurred a very serious disciplinary infraction of possessing dangerous weapons. I told him I found the subject's claim of innocence lacked credibility as *46this is now the third time the subject has been found guilty for possessing weapons. When you couple that with the Stalking infraction of 2014 and prior infractions for Threats, Insolence, and Refusing to Obey Orders, I found it sufficient evidence he is not ready to remain crime-free in the community. I also advised of my finding a new term of incarceration beyond the ordinary rehearing guideline was necessary to protect the public due to the recentness and severity of the weapons infraction.
Id. On April 28, 2016, the Commission adopted that recommendation in full, reiterating that earlier disciplinary infractions for possession of weapons in 2003 and 2004 meant that Morton's denials "lack[ed] credibility," and noting that other disciplinary infractions that had occurred prior to Morton's initial hearing supported denying parole. Id. at 54.
Later that year, the corrections officer who originally reported Morton for possession of the weapon in 2015 formally requested that the disciplinary incident be expunged from Morton's record. Id. at 63. The officer stated that Morton "was wrongfully charged with the possession of a dangerous weapon" because further searches behind lockers elsewhere in the prison had uncovered vast quantities of similar weapons in identical locations, suggesting that the weapons had accumulated over time. Id. Morton's lawyer requested that the Commission reopen his hearing on the basis of this new information. Dkt. 14-2 at 3. The Commission then contacted the prison where Morton was being held, which relayed that the Disciplinary Hearing Officer who found Morton guilty "ha[d] no intention of expunging the incident report based upon the [staff member's] recommendation." Dkt. 14-5 at 3. Instead, the only way to have the disciplinary infraction expunged was through an administrative appeals process. Id. Morton had in fact already attempted to utilize that procedure, but his appeal was denied prior to the investigator's request that the Bureau of Prisons expunge the disciplinary incident. Id. After the investigator's recommendation, Morton once more sought administrative expungement. Id. That request was, again, denied. Id.
Because the Commission's policy is that an adverse finding under prison disciplinary procedures "is considered conclusive evidence of guilt," the result of Morton's administrative appeals led the Parole Commission hearing examiner to recommend against reopening Morton's parole hearing. Id. The examiner further noted that he was "not swayed by" the corrections officer's request for expungement, concluding "that the subject's history of possessing weapons makes him a risk to the community." Id. The Commission concurred in that recommendation on December 16, 2016. Id. at 4. Shortly thereafter, Morton commenced this action. Dkt. 1 at 27. His next parole rehearing is scheduled for April 2019. Id. at 54.
II. ANALYSIS
The Court begins by clarifying exactly what kind of lawsuit Morton filed. The handwritten initial pleading asserts that Morton is both a "Petitioner for Writ of Habeas Corpus" and a "Plaintiff" seeking relief under " 42 U.S.C. [§] 1983." Dkt. 1 at 1. He asks the Court to "grant him a rehearing," concedes that the sovereign immunity of the Commission bars any money damages, and requests that the Court "grant his [p]etition[ ] [for a writ] of [h]abeas [corpus for] a[n] Ex[ ]Post[ ]Facto violation." Id. at 26-27. Morton's opposition to Defendants' motion to dismiss does little to clarify the issue, stating that he "did indeed file a petition for writ of habeas corpus," Dkt. 19 at 6, and focusing on the Commission's alleged violation of the Ex Post Facto Clause, id. at 9-13. But he *47also cites to Sellmon v. Reilly , a case in which inmates incarcerated outside of the District of Columbia brought § 1983 claims against the Commission on theories of liability similar to those Morton asserts. Dkt. 19 at 13. He argues that that case and Wilkinson v. Dotson ,
Although far from clear, construing Morton's pleadings liberally, he asserts three separate causes of action: (1) a petition for a writ of habeas corpus; (2) a claim under § 1983 ; and (3) a freestanding constitutional claim alleging that the application of later-passed parole guidelines to his most recent hearing violated the Constitution's prohibition on ex post facto laws. The Court considers each in turn, returning to his habeas petition in the context of evaluating whether it would be in the interest of justice to transfer the case after considering the merits of the latter two causes of action.
A. Habeas Corpus
The Commission argues that "Petitioner's claims sound in habeas because [he] is demanding 'immediate relief from custody, or seeks to advance his release date,' " Dkt. 14-1 at 10-11 (quoting Thomas v. Fulwood ,
The premise that Morton seeks only to advance-or even principally to advance-his release date, however, is incorrect. To the contrary, although the precise scope of the relief Morton seeks is far from clear, it is evident that, first and foremost, he seeks to move up the date of his next parole hearing and for the Court to order that the Commission comply with the 1987 Guidelines and 1991 Policy Guideline-actions that, taken together, will merely give him another opportunity to secure release. Dkt. 1 at 26-27. As Morton correctly notes in his reply, a claim that "seek[s] relief that will render invalid the state procedures used to deny ... parole suitability ... would [not] necessarily spell speedier release," and thus need not be brought as a habeas petition in the jurisdiction where the petitioner is being held. Wilkinson ,
B.
The Commission acknowledges that "[t]he first page of [Morton's] Petition also references
In support of its categorical assertion of sovereign immunity, the Commission relies on two opinions of this Court: Head v. Fed. Bureau of Prisons ,
Head involved a challenge to the calculation of good time credits brought by a prisoner sentenced under the D.C. Code.
The second case cited by the Commission is inapposite because it involved a prisoner sentenced under federal law. Thomas ,
The Court, accordingly, concludes that sovereign immunity does not bar Morton's claim for injunctive relief against the Commission's chairman and its hearing examiners. That does not end the matter, however, because the Court retains the power to dismiss on its own motion any action brought by a plaintiff proceeding in forma pauperis that fails to state a claim on which relief may be granted.
C. Ex Post Facto Clause
The central allegation underlying Morton's complaint is that during his most recent hearing,
Consistent with this change in course, the Commission argues that the hearing examiner and Commission applied the 1987 Guidelines, supplemented by the 1991 Policy Guideline, at Morton's 2016 parole hearing. Id. at 14. In particular, the Commission observes that the Notice of Action from Morton's April 7, 2016 hearing begins by stating that the 1987 Guidelines were being applied, before proceeding to evaluate his suitability for parole under the framework established by those regulations. Id. (citing Dkt. 1 at 54-55). The Court concurs in this reading of the undisputed record. The examiner put on the record that he was applying the 1987 Guidelines before proceeding to use the scoring framework set forth in those guidelines to determine whether parole should be granted.
As the Commission notes, Morton "seems to be arguing instead that [the Commission's] decision[ ] to deny him parole [is] not supported by the 1987 [G]uidelines' standards governing parole decisions." Id. at 14; see also Dkt. 1 at 22 (arguing that the Commission's decision was "arbitrary and capricious," "totally lacking in evidentiary support," and "so *50irrational as to be fundamentally unfair" (internal quotation marks omitted) ); Dkt. 19 at 4-5, 10-13 (arguing that the disciplinary infractions relied upon by the examiner in 2016 were too old to be considered under the 1991 Policy Guideline). Understood in this light, Morton's claim is squarely foreclosed by the D.C. Circuit's decision in Bailey v. Fulwood . The plaintiff in Bailey also alleged that the Commission had surreptitiously or improperly relied on factors that could be considered under the 2000 Guidelines, despite the Commission stating that it was denying parole under the 1987 Guidelines and 1991 Policy Guideline.
Despite premising his claims on the Ex Post Facto Clause, Morton makes only a single allegation that the Commission applied the incorrect guidelines, as opposed to incorrectly applying the proper guidelines. He argues that the length of the "set-off" applied at his most recent hearing to determine when his next hearing would occur was thirty-six months. Dkt. 1 at 26. Morton asserts that the application of the 1987 Guidelines would have led to a set-off of twelve months and thus the length of the set-off in his case shows that the Commission has applied the 2000 Guidelines.
After the hearing in question, the examiner stated that "a new term of incarceration beyond the ordinary rehearing guideline"-referring to the standard twelve-month set-off-"was necessary to protect the public due to the recentness and severity of [Morton's] weapons infraction." Id. at 50; see also id. at 54 (Notice of Action stating that, although "[t]he guidelines for the time to rehearing indicate that [Morton's] next hearing should be scheduled within twelve months," the Commission found that "[a] departure from these guidelines is ... warranted for the same reasons" that parole was denied). Under the guidelines Morton contends should have been applied,
Although the Commission's conclusions are not a model of clarity, the Court concludes that the Commission did in fact invoke the discretion allowed by the statute and governing guidelines in effect at the time Morton committed the offense for which he remains incarcerated, rather than determining that Morton's institutional record constituted "repeated or extremely serious negative institutional behavior" under the 1991 Policy Guideline. Notably, the Commission concluded that "[a] departure from the[ ] guidelines" with respect to the length of his set-off was "warranted" because "the seriousness and recent occurrence of [his] serious negative institutional behavior ... [constituted] evidence [that Morton] was not ready to remain crime-free in the community and [that his] continued incarceration" for at least thirty-six more months was "necessary to protect the public." Dkt. 1 at 54. This finding comports with the guideline for determining non-standard set-offs, 28 DCMR § 104.11, and mirrors the language in the relevant D.C. Code provision, which provides that the Commission may grant parole only upon a finding "that there is a reasonable probability that a prisoner will live and remain at liberty without violating the law" and "that his release is not incompatible with the welfare of society,"
D. Request to Transfer the Action
Having considered and rejected Morton's constitutional and § 1983 claims, the Court returns to the question whether habeas relief may be available to Morton, *52even if not required given the relief he seeks. In Bailey , the D.C. Circuit noted that prisoners wishing to challenge the reasoning behind a decision of the Commission might file a petition for a writ of habeas corpus in the jurisdiction of their incarceration.
Assuming for the sake of argument that a habeas petition in the district of Morton's incarceration would provide a vehicle for reviewing the substance of the Commission's decision denying him parole, the Court nevertheless concludes that transferring this action is not in the interest of justice. The Court, accordingly, will instead dismiss the case. See Zaidi v. U.S. Sentencing Comm'n ,
Liberally construed, Morton's filings raise three principal challenges to the reasoning behind the Commission's most recent decision
Morton also challenges the Commission's reliance on the 2015 weapons infraction on the ground that, if it occurred, it was insufficiently serious to deviate from the presumption of release resulting from his "total point score of 2 under the 1987 Board guidelines for D.C. Code offenders." Dkt. 1 at 49. The Court is unconvinced that the decision to deviate from the numerical guidelines was irrational. Under the 1987 Guidelines, the Commission has the discretion to depart from the presumption of release resulting from a prisoner's numerical score, so long as it "specif[ies] in writing those factors which it used to depart from the strict application of the provisions of this chapter." Dkt. 22-1 at 8; see also Bailey ,
Morton responds that, under the 1991 Policy Guideline, to overcome a numerical score recommending parole on the basis of "negative institutional behavior," the Commission must conclude that such behavior was "repeated or extremely serious."
*54As noted above, the 1987 Guidelines clearly specify that the Commission retains the discretion to deviate from the recommendation produced by a prisoner's numerical score so long as the Commission specifies its reasons, whatever they may be, in writing. The 1991 Policy Guideline expounds upon certain terms in the 1987 Guidelines, but does not supersede them. See Bailey ,
In the Notice of Action at issue here, the Commission specified the bases for its decisions to deny parole. Dkt. 1 at 54 ("The Commission finds the seriousness and recent occurrence of your serious negative institutional behavior, including your pattern of possessing dangerous weapons, is evidence you are not ready to remain crime-free in the community and your continued incarceration[ ] beyond the ordinary rehearing guideline is necessary to protect the public."). These justifications are sufficient to comply with both the 1987 Guidelines and the governing statute, and are not themselves irrational.
Morton's two remaining arguments fail for similar reasons. The first of these concerns the Commission's decision in 2016 to utilize a thirty-six month set-off rather than the typical twelve month set-off. Dkt. 1 at 54. As discussed in the course of the Court's analysis of Morton's ex post facto claim, the Commission both applied the proper guidelines and statutory provisions and made the finding called for by that framework to justify an extended set-off. Morton's recent weapons infraction supplied a rational basis for the decision. Morton's final challenge to the Commission's *552016 decision to deny him parole rests on its references to disciplinary infractions that occurred in 2003, 2004, and 2014. Dkt. 1 at 49, 54. Those disciplinary infractions occurred prior to his 2015 hearing, and under the 1991 Policy Guideline, it appears they should not have been considered when determining whether he had exhibited negative institutional behavior sufficient to overcome the recommendation produced by his numerical score. But, as noted above, under the 1987 Guidelines and controlling D.C. Circuit precedent, the Commission has retained substantial discretion to override a prisoner's numerical score even after its adoption of the 1991 Policy Guideline. It must, of course, explain its reason for doing so, and that explanation must pass the rational basis test, but the Commission did so here.
That leaves only the question of whether the Commission's finding that Morton's negative institutional record created "a reasonable probability that [he] would not obey the law if released and [his] release would endanger the public safety," Dkt. 1 at 54, was itself rational. Given the content of Morton's institutional record, the Court cannot conclude that the Commission's determination was irrational.
Having thus identified some of the difficulties Morton's claim would face if it were to be construed as a petition for a writ of habeas corpus, the Court returns to the procedural posture of the present case. To the extent such a petition would provide Morton a cause of action to seek review of the Commission's decision, the Court lacks jurisdiction over his claim because Morton is incarcerated outside of this district. See Chatman-Bey v. Thornburgh ,
CONCLUSION
For these reasons, the Court will DENY Morton's motion for summary judgment, Dkt. 13, will GRANT in part and DENY in part Defendants' motion to dismiss or, in the alternative, to transfer, Dkt. 14, and will DISMISS the remainder of the complaint on its own motion.
A separate order will issue.
Pursuant to the National Capital Revitalization and Self-Government Improvement Act ("the Revitalization Act"), Pub. L. No. 105-33, § 11231,
The 1991 Policy Guideline, which the parties agree applies to Morton, states that the unusual cruelty factor requires either "[p]hysical, mental or emotional abuse beyond the degree needed to sustain a conviction on the instant offense," or "[e]specially vulnerable victims, e.g. , children or elderly persons were the victims of assaultive or fraudulent behavior." Dkt. 22-1 at 34.
Because Morton seeks non-monetary relief, the Court need not determine whether Morton has in fact alleged claims against Commission officials in their individual capacities.
Given the relief that Morton seeks, any claims related to his 2015 hearing would be rendered moot by the provision, in 2016, of an additional parole hearing conducted under the proper guidelines. See Hill ,
The guidelines addressing rehearing set-offs were adopted in 1992, Dkt. 22-1 at 57, and 1988, 28 DCMR §§ 104.1-11, and are distinct from the 1987, 1991, and 2000 guidelines at issue in much of this case. Because Morton's underlying offense conduct occurred in 1995, Dkt. 1 at 31, and he was sentenced in 1996, Dkt. 1 at 2, this distinction is of no moment; the application in 2016 of guidelines adopted in 1992 or 1988 to someone sentenced in 1996 for crimes committed in 1995 poses no ex post facto problem.
The "decision" as relevant here proceeded in several steps. First, on April 7, 2016, a hearing examiner conducted an in-person parole hearing and produced a recommendation that parole be denied. Dkt. 1 at 47-50 (Hearing Examiner Report and Recommendation). Then, a sufficient number of Parole Commissioners approved the recommendation in late April. Id. at 51-52. The Commissioners' approval resulted in the April 28, 2016 Notice of Action, which adopted the reasoning of the examiner's report. Id. at 54-55. Finally, Morton sought to reopen his hearing after he received notice that the Bureau of Prisons investigator had recommended the 2015 weapons infraction be expunged from his record. Dkt. 14-2 at 2-3. The Commission denied that request on December 16, 2016. Dkt. 14-5 at 2-4.
Whether a prisoner has "committed serious disciplinary infractions" is also relevant to the calculation of the numerical score that creates a presumption of parole or continued confinement. Dkt. 22-1 at 11. At issue here, however, is the Commission's practice of designating certain disciplinary infractions as "factors countervailing" a presumption of parole that has been generated by the numerical score. Id. at 33.
The nonbinding nature of the 1987 Guidelines and 1991 Policy Guideline occasionally leads to incongruous results in cases such as this one. In light of the Supreme Court's decision in Garner v. Jones ,
Even if Morton's challenges to the 2015 parole hearing were not moot, similar reasoning would preclude any claim with respect to that decision. See Dkt. 1 at 40 ("[A] departure from the guidelines at this consideration is found warranted because the Commission finds there is a reasonable probability that you would not obey the law if released and your release would endanger the public safety.");
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- Walter Bernard MORTON, Jr. v. UNITED STATES PAROLE COMMISSION
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