Azadeh v. Gov't of the Islamic Republic of Iran
Azadeh v. Gov't of the Islamic Republic of Iran
Opinion of the Court
Judges are sometimes called upon to set aside heart-wrenching and terrible facts about a claimant's treatment at the hands of a defendant and enforce seemingly draconian, technical mandates of law. This is an especially difficult duty when the machinery of the judicial system itself appears to have played a role in the claimant's mistaken view of the applicable legal requirements. The somber circumstances of the instant case present one such scenario: Plaintiff Asfaneh Azadeh has sued the Government of the Islamic Republic of Iran ("Iran") and the Army of the Guardians of the Islamic Revolution ("Islamic Revolutionary Guard" or collectively "Defendants") for the uncontested and inhumane atrocities she suffered during the three months she spent wrongfully imprisoned in an Iranian jail, but she cannot *93obtain the judgment she seeks and may well deserve, without strict adherence to the procedural requirements of the Foreign Sovereign Immunity Act ("FSIA"),
As a result, this Court cannot adopt the entirety of Magistrate Judge Harvey's Report and Recommendation ("R & R", ECF No. 27), which is before this Court at present, and instead, must STAY its consideration of that recommendation until Azadeh proceeds to serve Defendants under
I. BACKGROUND
On July 18, 2016, Azadeh filed a civil complaint against Iran and the Islamic Revolutionary Guard in this Court, bringing various tort claims under federal and state law arising from the torture she allegedly experienced during a three-month detention in Evin Prison. (See Compl., ECF No. 1, ¶¶ 51-81.) Among other things, Azadeh was repeatedly "subjected to mock executions ... [and] hours-long interrogations during which she was beaten, whipped, threatened, and intimidated." (Id. ¶ 1.) She was also "poisoned and forced to take 'truth pills' on a daily bas is[,] ... [and she] lived in" an unsanitary "cell that was a mere six feet wide" without lighting, windows, or a bed. (Id. ) Azadeh's captors regularly woke her in the middle of the night (Decl. of Asfaneh Azadeh, ECF No. 12-2, ¶ 24); denied her necessary medical treatment (id. ¶¶ 26, 32); [redacted]; subjected her to extreme psychological abuse (id. ¶¶ 27-29, 37, 39); [redacted]. Thus, Azadeh's lawsuit brings claims against Iran and the Islamic Revolutionary Guard for torture, assault and battery, intentional infliction of emotional distress, and false imprisonment. (See id. ¶¶ 51-81), and seeks an unspecified amount of compensatory and punitive damages (see id. (Prayer for Relief) ).
On August 4, 2016, Azadeh attempted to serve her complaint on Iran and the Islamic Revolutionary Guard under
[t]he countries of Iran and Iraq have not objected to service by mail. However, many attempts at service by mail or courier are unsuccessful. Therefore, it is okay for an attorney to request service directly through diplomatic channels (28 U.S.C. § 1608 (a)(4) ) without attempting service under any other provision first.
Azadeh made such a request for diplomatic services, as mentioned, and the clerk of the court complied. (See Certificate of Clerk, ECF No. 6, at 1.) Then, on February 1, 2017, the State Department indicated that it had transmitted Azadeh's documents through diplomatic channels to the Iranian Ministry of Foreign Affairs on January 17, 2017. (See Return of Service and Aff., ECF No. 8, at 1.)
Believing that she had properly served Iran, and knowing that neither Iran nor the Islamic Revolutionary Guard had responded to her complaint, Azadeh petitioned the clerk for an entry of default on March 22, 2017. (See Aff. for Default, ECF No. 10.) The clerk of the court entered the requested default the very next day. (See Entry of Default, ECF No. 11.) Azadeh subsequently moved for a default judgment against Defendants (see Pl.'s Mot. for Default J. ("Pl.'s Mot."), ECF No. 13, at 1), after which this Court referred the entire matter to Magistrate Judge Harvey for full case management (see October 10, 2017 Minute Entry).
On June 13, 2018, Magistrate Judge Harvey issued a fifty-three page R & R recommending that Plaintiff Azadeh's motion for a default judgment be granted. (See R & R at 2.) Magistrate Judge Harvey addressed various legal issues in reaching this conclusion, and ultimately determined that (1) the Court has subject-matter jurisdiction over the instant dispute under the FSIA (see
To be specific, on April 23, 2018, Magistrate Judge Harvey expressed to Azadeh his concern that she had only attempted to serve the defendants through diplomatic channels under
*95be attempted first via a form of mail requiring a signed receipt pursuant to section 1608(a)(3)").) Azadeh responded to Magistrate Judge Harvey's order by claiming, inter alia , that "[i]t is highly prejudicial to Ms. Azadeh to inform her, well over a year after service was made under (a)(4), that she first should have attempted service under (a)(3), despite what the [c]ourt's own Attorney Manual provides and despite the [c]ourt's practice in other cases" (Pl.'s Resp. to Order to Show Cause at 14), and she further argued that "the Court should not require service to be made again" under section 1608(a)(4) (id. at 15).
In the meantime, on May 4, 2018, Azadeh asked the clerk of the court to mail one copy of the summons, complaint, and a translation of each to Iran's ministry of affairs, pursuant to the procedure laid out in section 1608(a)(3). (See Affs. Requesting Foreign Mailing, ECF Nos. 21 & 22.) On May 29, 2018, Azadeh reported that this service by mail "was attempted and refused on May 20, 2018[,]" and she thereby established that service could not be made under section 1608(a)(3) in the instant case. (Pl.'s 2d Status Report, ECF No. 25, at 2.) Azadeh also insisted that "the [c]ourt should not require Plaintiff to again serve through diplomatic channels under [
Magistrate Judge Harvey agreed that Azadeh's service should be considered sufficient at that point, and issued the aforementioned R & R on June 13, 2018. In regard to the FSIA's personal jurisdiction requirements, the R & R asserts that "Plaintiff's efforts at service to date [should] be deemed sufficient under section 1608(a) for entry of a default judgment against Defendants" (R & R at 32), for a number of reasons. First, the R & R reasons that section 1608(a) can be interpreted as setting forth service requirements that appear in " 'descending order of preference ,' not obligation[.]" (Id. (quoting Barot ,
Taken together, these significant considerations persuaded the Magistrate Judge that the equities "weighed in favor of finding Plaintiff's service on Defendants sufficient[,]" and thus, he recommended that "this Court find that it has personal jurisdiction under the FSIA over Defendants." (Id. at 33.) To this day, neither Iran nor the Islamic Revolutionary Guard has appeared in the instant matter, and their fourteen-day window to object to the Magistrate Judge's R & R has now passed. This Court is also unaware of any additional effort by Azadeh to effect service through diplomatic channels under section 1608(a)(4), after the unsuccessful mailing of her documents to Iran and the Islamic *96Revolutionary Guard under section 1608(a)(3).
II. LEGAL STANDARDS
A. Motions For Default Judgment And The FSIA
It is clear beyond cavil that a court may enter a default judgment against a defendant who has failed to file a responsive pleading or has otherwise failed to defend itself against a lawsuit that a plaintiff has filed. See Fed. R. Civ. P. 55. Of course, "strong policies favor resolution of disputes on their merits," and a "default judgment must normally be viewed as available only when the adversary process has been halted because of an essentially unresponsive party." Jackson v. Beech ,
When a court considers whether or not to grant a motion for default judgment, it must remember that "the entry of a default judgment is not automatic." Mwani ,
In addition to a prima facie showing regarding the threshold jurisdictional requirements, a plaintiff who seeks a default judgment against a foreign sovereign must demonstrate his entitlement to such a judgment by establishing the merits of his claims. See
B. Personal Jurisdiction Under The FSIA
The FSIA "establishes a comprehensive framework for determining whether a court in this country, state or federal, may exercise jurisdiction over a foreign state." Republic of Argentina v. Weltover, Inc. ,
The FSIA lays out a detailed statutory scheme for both kinds of jurisdiction. See Oveissi v. Islamic Republic of Iran ,
Notably, the FSIA's service requirements are anything but perfunctory. In relevant part, section 1608(a) provides that "[s]ervice in the courts of the United States and of the States shall be made upon a foreign state or political subdivision of a foreign state" in one of four ways:
(1) by delivery of a copy of the summons and complaint in accordance with any special arrangement for service between the plaintiff and the foreign state or political subdivision; or
(2) if no special arrangement exists, by delivery of a copy of the summons and complaint in accordance with an applicable international convention on service of judicial documents; or
(3) if service cannot be made under paragraphs (1) or (2), by sending a copy of the summons and complaint and a notice of suit, together with a translation of each into the official language of the foreign state, by any form of mail requiring a signed receipt, to be addressed and dispatched by the clerk of the court to the head of the ministry of foreign affairs of the foreign state concerned, or
(4) if service cannot be made within 30 days under paragraph (3), by sending two copies of the summons and complaint and a notice of suit, together with a translation of each into the official language of the foreign state, by any form of mail requiring a signed receipt, to be addressed and dispatched by the clerk of the court to the Secretary of State in Washington, District of Columbia, to the attention of the Director of Special Consular Services-and the Secretary *98shall transmit one copy of the papers through diplomatic channels to the foreign state and shall send to the clerk of the court a certified copy of the diplomatic note indicating when the papers were transmitted.
Significantly for present purposes, the D.C. Circuit has described section 1608(a) as providing "four methods of service in descending order of preference[,]" Barot ,
III. DISCUSSION
Having reviewed the R & R and the relevant case law, this Court is confident that Magistrate Judge Harvey has diligently addressed Azadeh's claims on the merits, and with respect to the threshold jurisdictional issues, it has no doubt that the R & R is correct with respect to its conclusion that this Court has subject-matter jurisdiction over the instant dispute. (See R & R at 20-27.) See also 28 U.S.C. § 1605A (stripping away sovereign immunity for any country that has been "designated" a "state sponsor of terrorism" when its "official, employee, or agent" has engaged in "an act of torture" that caused a United States national "personal injury or death[,]" provided that the country is "afforded ... a reasonable opportunity to arbitrate the claim in accordance with the accepted international rules of arbitration"). Yet the question of personal jurisdiction gives this Court pause under the circumstances presented here. And based on the facts that Azadeh has presented, this Court has no choice but to conclude that Azadeh has not yet effectively served Defendants under the FSIA, because her prior service of process under section 1608(a)(4) was invalid, and because she has not undertaken to re-serve Defendants under that section now that she has established that service by mail under section 1608(a)(3) was ineffective in this case.
The invalidity of Azadeh's prior service under section 1608(a)(4) becomes apparent when viewed in light of the applicable statutory text and the D.C. Circuit's pronouncements about the service requirements of the FSIA. Binding precedents make absolutely clear that section 1608(a)'s "four methods of service" are set forth "in descending order of preference[,]" Barot ,
The fact that Azadeh's efforts might have sufficed to effect proper service if she had been suing a country that categorically refuses service by mail is of no moment. Apparently, some twenty-four countries specifically objected to service by mail when they acceded to the Hague Convention, and thus the method of service proscribed in section 1608(a)(3) is categorically unavailable when attempting to serve those countries.
It is truly unfortunate that the Attorney Manual published on this district's website led Azadeh to believe otherwise at the time she consulted it. (See Pl.'s Resp. to Order to Show Cause at 2-3.) But this fact is unavailing, because courts in this district have long recognized that the Manual 's advice is wrong in this regard. See Karcher ,
*100Estate of Hirshfeld ,
This Court also cannot find that Azadeh has, in effect, cured the prior personal jurisdiction problem by backtracking and seeking to effect service by mail under section 1608(a)(3). (See R & R at 32.) To date, Azadeh has not successfully re-served Defendants under section 1608(a)(4), and because the prior diplomatic service was invalid due to her failure to undertake first service by mail under section 1608(a)(3), as far as the statutory scheme is concerned, Azadeh has yet to complete the final method of service-the diplomatic route that section 1608(a)(4) prescribes. It is clear that Congress meant for section 1608(a) to establish a relative hierarchy of service methods-in "descending order of preference[,]" Barot ,
The R & R also proffers several additional reasons that "Plaintiff's efforts at service to date [should] be deemed sufficient[,]" none of which are sufficient to yield that result. (R & R at 32.) For example, the R & R observes that Azadeh "successfully served the summons and complaint on Defendants in January 2017 via diplomatic channels under § 1608(a)(4)," and asserts that "no conceivable purpose-or interest of Defendants-would be served by requiring her" to undertake the process laid out in section 1608(a)(4) once again. (Id. ) But the D.C. Circuit has explicitly foreclosed such reasoning. First in Transaero and then again in Barot , the Circuit made clear that neither a plaintiff's "substantial compliance" with the requirements of section 1608(a) nor a defendant's "actual notice" of the pertinent lawsuit obviates the need to strictly adhere to section 1608(a)'s mandates. Barot ,
The R & R likewise laments the prejudice that Azadeh will suffer if she *101must once again attempt to serve Iran and the Islamic Revolutionary Guard through diplomatic channels. (See R & R at 31 (noting that requiring Azadeh to "serve Defendants again via diplomatic channels ... would in all likelihood result in Plaintiff missing" the pertinent claims deadline for the U.S. Victims of State Sponsored Terrorism Fund, thus "denying her the most realistic path for recovery on any judgment").) Magistrate Judge Harvey may well be right that such prejudice is especially undeserved in this case, because Azadeh "fairly read" the district court's Attorney Manual to suggest that a plaintiff need not attempt to serve Iran under section 1608(a)(3) before proceeding to serve Iran under section 1608(a)(4). (Id. at 33.) But as this Court reads the law, the regrettable and even potentially unfair prejudice to Azadeh under these circumstances cannot excuse her failure to follow the FSIA's prescriptions. This Court simply cannot exercise personal jurisdiction that it does not have, even if equity would warrant doing so. See Bowles ,
IV. CONCLUSION
For the reasons explained above, Azadeh's service upon Iran and the Islamic Revolutionary Guard was defective, and this Court cannot yet exercise personal jurisdiction over Defendants pursuant to
Certain facts have been redacted from this Memorandum Opinion at Plaintiff's request.
Page-number citations to the documents contained on the docket refer to the page numbers that the Court's electronic filing system automatically assigns.
The Magistrate Judge correctly noted that the Islamic Revolutionary Guard is a political subdivision of Iran, and thus, like Iran itself, that defendant must be served under
See Table Reflecting Applicability of Articles 8(2), 10(a)(b), and (c), (15(2) and 16(3) of the Hague Service Convention , https://assets.hcch.net/docs/6365f76b-22b3-4bac-82ea-395bf75b2254.pdf (last visited July 9, 2018).
This Court believes that Azadeh's case presents an excellent candidate for such an extension. Again, Azadeh has proceeded at all times in good faith and the risk of substantial prejudice to her if she proceeds to re-serve Defendants under section 1608(a)(4) is apparent. Once Azadeh has effected service upon Defendants through that section, this Court will move with the greatest possible haste to address any subsequent motion for a default judgment, which should provide grounds for the Special Master to consider, and grant, any necessary application by Azadeh for an extension of time to file her claims with the Fund.
Reference
- Full Case Name
- Afsaneh AZADEH v. GOVERNMENT OF the ISLAMIC REPUBLIC OF IRAN
- Cited By
- 6 cases
- Status
- Published