Cause of Action Inst. v. Pompeo
Cause of Action Inst. v. Pompeo
Opinion of the Court
In this suit, Cause of Action Institute invokes the Federal Records Act as grounds for requiring the Defendants-the Secretary of State and the Archivist of the United States-to enlist the Attorney General's help in recovering work-related emails that former Secretary of State Colin Powell exchanged using an AOL email account. I denied the Government's first motion to dismiss-despite its claim that further searching for the emails would futile-reasoning that search efforts thus far had been anemic, and that the Plaintiff had shown a substantial likelihood that the emails could be recovered. Cause of Action Inst. v. Tillerson ,
I. BACKGROUND
Under the Federal Records Act and accompanying regulations, work-related emails that Secretary Powell exchanged on a personal email account constitute federal records. Cause of Action Inst. ,
The Defendants have not initiated action through the Attorney General for the recovery of Secretary Powell's missing emails. At first, they were satisfied with assurances from AOL's General Counsel, reported by Secretary Powell's personal representative, that the emails no longer exist on AOL's system. Cause of Action Inst. ,
First, the State Department sent a letter to Secretary Powell in February 2018, asking him to provide written confirmation that he had no personal access to the emails, plus written authorization to seek the emails directly from AOL. Decl. of Joshua L. Dorosin (Dorosin Decl.) Ex. M, ECF No. 32-2 at 40. Secretary Powell provided the requested letters. In the first, he stated "under penalty of perjury" that (a) he did not "have possession of or access to any federal records ... that may not otherwise be preserved in the [State] Department's record-keeping system;" (b) he did not "have possession of or access to any laptops or any other devices [he] used to send, receive, or access work-related email using a personal email account;" (c) he "did not use any non-governmental email accounts other than the AOL account;" and (d) he was "not aware of any locations outside of the [State] Department's record-keeping systems where work-related emails sent or received via [his] personal email account may exist." Dorosin Decl. Ex. N, ECF 32-2 at 43. In the second, Secretary Powell gave the State Department written permission to obtain from "Oath Inc, formerly known as AOL," any emails sent or received on his former AOL email account. Dorosin Decl. Ex. O, ECF No. 32-2 at 45.
Next, the Government contacted Oath in March 2018, asking for written confirmation that Secretary Powell's emails could not be recovered, and for an explanation as to whether it would be "technologically possible to recover them (and if not, why)." Dorosin Decl. Ex. P, ECF No. 32-2 at 47. Later in March, Oath replied with a letter and an email. The Senior Manager for Oath's Law Enforcement Response Team, Karen Vukson, sent a letter stating:
Despite a diligent search, we have found no email content related to the AOL account of [Secretary Powell's email address]. This includes mail sent to, received by, or stored in the account. This was determined by a thorough search of all mail storage databases maintained by Oath Inc. The search included both the active mailbox database and short-term temporary storage for accounts that are in an inactive or closed state. Furthermore, it is not technologically possible to recover any of the data being sought as it has been several years since the email content was removed from the Oath network of databases.
Dorosin Decl. Ex. Q, ECF No 32-2 at 49.
Oath's Deputy General Counsel, Jeffrey Novak, also sent an email stating:
As confirmed to House Committee staff previously, AOL does not have any emails from the period of Secretary *234Powell's service at the Department of State.
This is not unusual. During this time period, there were several automated network storage settings on AOL email accounts including a limitation on the storage of emails in the New (unread emails) folder and time-limited storage/automatic deletion of emails in the Old (read emails) and Sent folders. The initial default retention period for read emails was 7 days; that was later adjusted to 30 days. The default retention period for sent emails was 30 days. Users could store email indefinitely in a Personal Filing Cabinet on the user's hard drive or by manually moving the email to a personal network folder. However, we are unable to determine from our records whether a user has elected to store information in a Personal Filing Cabinet.
Dorosin Decl. Ex. R, ECF No. 32-2 at 51.
Armed with this evidence, the Government moved to dismiss, contending that the case is now moot. Def.'s Mot. Dismiss or for Summ. J. In the alternative, the Government seeks summary judgment, claiming that it has satisfied the Federal Records Act.
II. LEGAL STANDARDS
"In general, a case becomes moot 'when the issues presented are no longer live or the parties lack a legally cognizable interest in the outcome.' " Conservation Force, Inc. v. Jewell ,
Although Judicial Watch I did not elaborate on the meaning of "fatal loss," the difference between that standard-set forth in the mootness context-and the appropriate standard in the standing context is "almost inconsequential." Cause of Action ,
In sum, the Government bears the burden of establishing fatal loss of these records, and thus mootness. Judicial Watch ,
*235III. ANALYSIS
Here, the Government's evidence satisfies that high bar. Secretary Powell has personally signed a statement, under penalty of perjury, eliminating himself and any of his devices as sources for the missing emails. Dorosin Decl. Ex. N, ECF 32-2 at 43. Neither can the emails be obtained directly from the service provider. Oath Inc., the successor company to AOL, has explained that it is "not technologically possible to recover any of the data being sought." Dorosin Decl. Ex. Q, ECF No 32-2 at 49. Oath reached this conclusion after searching "all mail storage databases maintained by Oath Inc," including "both the active mailbox database and short-term temporary storage for accounts that are in an inactive or closed state."
Cause of Action does not contest most of these facts. It admits that "this Court has long known that Secretary Powell no longer has access to his AOL account or the devices he used during his tenure at the State Department," and omits any argument that Secretary Powell could himself be a source of lost emails. Pls.' Reply at 6. Instead, its core contention is that the Defendants have "never explained" why forensically searching "the physical servers on which AOL's databases are housed," would fail to find some missing emails. Pls.' Reply at 6-8. But that solution-forensically searching the physical servers of a large company-would be like embarking on a search "for specific grains of sand on a beach," Judicial Watch, Inc. v. Tillerson ,
The rest of the Plaintiff's counter-arguments are even weaker. It contends that the email from Oath's Deputy General Counsel failed "to connect AOL's default settings to Secretary Powell's account in any way," or to give any details about Oath's search methods. Pl.'s Reply 8. But the email began by saying that Oath had none of Secretary Powell's AOL emails, and then explained AOL's network settings for "AOL email accounts." And the purpose of the email was not to explain Oath's search methods; Oath's law enforcement team had already done so in a previous letter. Dorosin Decl. Ex. Q, ECF No 32-2 at 49. Cause of Action also argues that the Government's decision to ask Secretary Powell for permission to access his AOL emails, when that legal authority allegedly already existed, somehow "casts doubt on the adequacy of [the Government's]
*236efforts." Pl.'s Reply 7. Even if the Plaintiff is right about the Defendants' existing legal authority, obtaining Secretary Powell's permission merely bolsters that power. And in any event, the State Department did contact Oath directly, removing that objection to the adequacy of its search efforts.
By establishing that Secretary Powell's missing emails cannot be obtained through Secretary Powell himself, his devices, or his service provider, the Government has established the fatal loss of these federal records. Although Cause of Action suggests that the Attorney General could begin a forensic search of Oath's physical servers to find the lost data, success in that endeavor is speculative, not likely. As with Secretary Clinton's emails, the remote possibility of success is made even more remote because the emails may not exist, and the Government questions whether the Attorney General would have a legal basis for ordering such a search. Compare Judicial Watch II , 293 F.Supp.3d at 44with Defs.' Cross-Reply at 1, 4. With these federal records apparently fatally lost, I perceive no substantial likelihood that referral to the Attorney General will yield any fruit. This case is therefore moot, and must be dismissed.
IV. CONCLUSION
For these reasons, the Plaintiff's Motion for Summary Judgment will be denied and the Government's Motion to Dismiss will be granted. A separate order will issue.
Because of this disposition, I do not reach the Defendants' alternative argument-which my previous opinion rejected in substance-that they are entitled to summary judgment because of full compliance with the Federal Records Act. See Defs.' Cross-Reply 7-8 ("We recognize that the Court has previously rejected the contention that the [statute] requires referral only when an agency has reason to believe that records can be recovered.")
Reference
- Full Case Name
- CAUSE OF ACTION INSTITUTE v. Michael R. POMPEO, in his official capacity as United States Secretary of State, and David S. Ferriero, in his official capacity as Archivist of the United States
- Cited By
- 6 cases
- Status
- Published