Cause of Action Inst. v. U.S. Dep't of Justice
Cases that cite this one
29 later published cases cite this decision. The 25 that cite it most often are listed here.
- United States v. Sutton (District Court, District of Columbia 2022)
- Cause of Action Institute v. Export-Import Bank of the United States (District Court, District of Columbia 2021)
- Public Citizen, Inc. v. United States Department of Education (District Court, District of Columbia 2019)
- Pub. Citizen, Inc. v. U.S. Dep't of Educ. (D.C. Cir. 2019)
- Alper v. Department of Justice (District Court, District of Columbia 2026)
- Wonders v. Department of the Army Office of the General Counsel (District Court, District of Columbia 2024)
- Washington Blade v. United States Department of Labor (District Court, District of Columbia 2024)
- Wengui v. Clark Hill Plc (District Court, District of Columbia 2021)
- Citizens for Responsibility and Ethics in Washington v. General Services Administration (District Court, District of Columbia 2021)
- Citizens for Responsibility and Ethics in Washington v. U.S. Department of Justice (District Court, District of Columbia 2021)
- American Center for Law and Justice v. United States National Security Agency (District Court, District of Columbia 2020)
- Becker v. Department of the Navy (District Court, District of Columbia 2025)
- Project for Privacy and Surveillance Accountability, Inc. v. Office of the Director of National Intelligence (District Court, District of Columbia 2025)
- Project on Government Oversight v. US Department of Justice (District Court, District of Columbia 2024)
- Securities and Exchange Commission v. Covington & Burling LLP (District Court, District of Columbia 2023)
- National Press Club Journalism Institute v. U.S. Immigration and Customs Enforcement (District Court, District of Columbia 2023)
- Immigrant Defense Project v. United States Department of Homeland Security (District Court, S.D. New York 2023)
- Food Delivery Holding 12 S.A.R.L. v. Dewitty and Associates Chtd (District Court, District of Columbia 2021)
- Advancement Project v. U.S. Department of Homeland Security (District Court, District of Columbia 2021)
- T. Keith Fogg v. Internal Revenue Service (D. Minn. 2021)
- T. Keith Fogg v. Internal Revenue Service (D. Minn. 2021)
- Ullah v. Central Intelligence Agency (District Court, District of Columbia 2020)
- Reporters Committee for Freedom of the Press v. Federal Bureau of Investigation (District Court, District of Columbia 2020)
- Flete-Garcia v. United States Marshals Service (District Court, District of Columbia 2020)
- Shem-Tov v. Department of Justice (District Court, District of Columbia 2020)
This list shows which later cases cite this one. It does not say how they treated it, and no review of that has been done. Not a substitute for Shepard’s or KeyCite — verify before relying.
Opinion of the Court
Plaintiff Cause of Action Institute caught wind of a congressional committee's instruction to various government agencies to withhold certain records in response to Freedom of Information Act requests. Hoping to uncover the agencies' reactions to this directive, the Institute filed a FOIA request with Defendant United States Department of Justice. Frustrated with DOJ's delayed response, the Institute then initiated this suit. DOJ eventually identified and turned over responsive records, but partially redacted some and refused to provide others, citing the protections afforded by FOIA Exemptions 5 and 6. Both parties now move for summary judgment.
In so doing, the Institute concedes the adequacy of the Government's search and presents no challenge to its redactions of personal information. But it does take issue with information withheld pursuant to two privileges under Exemption 5's umbrella:
*344the attorney-client privilege and the deliberative-process privilege. After conducting an in camera review of the documents at issue, the Court finds merit in both parties' Motions. It agrees that the claimed privileges do indeed cover a subset of the withheld documents, but concludes that they do not extend quite as far as DOJ claims. Some of the redacted content reveals no confidential communication within the scope of an attorney-client relationship and no deliberation of agency personnel. The Court, therefore, grants in part and denies in part each side's Motion for Summary Judgment.
I. Background
Little need be said to tee up the narrow issues at play. In the spring of 2017, Representative Jeb Hensarling, Chairman of the United States House of Representatives Committee on Financial Services, sent a letter to the twelve agencies within his committee's jurisdiction. This letter instructed the agencies that communications with the committee should be treated as "congressional records" rather than "agency records." See ECF No. 1 (Compl.), Exh. 1 (FOIA Request) at 8-9 (Letter from Chairman Hall to Secretary Mnuchin (Apr. 3, 2017) ). The import of this instruction for FOIA requests is significant: while "agency records" must generally be turned over in response to a FOIA request, "congressional records" are often protected from disclosure. Id. For this reason, the letter requested that the agencies "decline to produce any such congressional records in response to a request under the Freedom of Information Act." Id. at 9.
The Chairman's letter found its way into the hands of the press, prompting the Institute to file a FOIA request with DOJ to obtain additional information. See ECF No. 16 (Pl. MSJ & Opp.) at 3. Plaintiff sought "[a]ll communications" between two DOJ divisions - the Office of Information Policy (OIP) and the Office of Legislative Affairs (OLA) - and any of the twelve agencies under the Financial Services Committee's purview concerning the Chairman's "directive." FOIA Request at 2-3 (Letter from Ryan P. Mulvey, CoA Inst., to Laurie Day, DOJ OIP (May 18, 2017) ). The request also sought similar communications between DOJ and either the White House or certain members and committees of the House of Representatives. Id. at 3.
About a month after the Institute filed its FOIA request, DOJ acknowledged receipt. Justice then notified Plaintiff that its search would require more than the "ten additional days provided by the statute." Compl., Exh. 2 (Letter from James M. Smith, DOJ OIP, to Mulvey (June 22, 2017) ) at 2. Because the Institute's request required searching another office, DOJ attested that it fell within the category of "unusual circumstances" under 5 U.S.C.§ 552(a)(6)(B)(i)-(iii). Id. After approximately another month passed, the Institute, having received no further communication, filed this suit.
DOJ subsequently produced two batches of documents. In the first, it turned over five pages to Plaintiff, which comprised emails between the White House Counsel's Office and OIP. Following the parties' convention, the Court will refer to this batch of records as the "White House-DOJ documents." Justice made various redactions to these documents per Exemption 5 and also removed personally identifiable information under Exemption 6. See ECF No. 14 (Def. MSJ), Exh. C (White House-DOJ Documents) at 5.
Defendant later notified the Institute that it had discovered eleven additional pages of responsive records. See Def. MSJ, Exh. D (Letter from Vanessa R. Brinkmann, DOJ OIP, to Mulvey (Jan. 8, *3452018) ) at 1-2. In a declaration filed with the Court, Justice describes these documents as "email communications, including attachments (one of which is a draft), between [OLC] and OLA and another Executive Branch agency, regarding and responding to a confidential request for DOJ advice from the agency." Def. MSJ, Attach. 1 (Decl. of Vanessa R. Brinkmann, Sr. Counsel, DOJ OIP), ¶¶ 12, 22. Justice did not, however, disclose which executive-branch agency is included in the correspondence. The Court will refer to this batch of records as the "Agency-DOJ documents." Claiming the protection of Exemption 5, DOJ withheld the eleven pages in full. See Letter from Brinkmann to Mulvey at 1-2.
Both parties have now filed Motions for Summary Judgment regarding the propriety of the exemptions invoked by DOJ. To aid in resolving this issue, the Court, on August 3, 2018, ordered the Government to produce the records at issue for in camera inspection. See 8/3/2018 Minute Order. Having now completed this evaluation, the Court is primed to resolve the parties' present dispute.
II. Legal Standard
Summary judgment may be granted if "the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law." Fed. R. Civ. P. 56(a). A genuine issue of material fact is one that would change the outcome of the litigation. See Anderson v. Liberty Lobby, Inc.,
FOIA cases typically and appropriately are decided on motions for summary judgment, and the agency bears the ultimate burden of proof. See Defenders of Wildlife v. Border Patrol,
III. Analysis
Congress enacted FOIA in order "to pierce the veil of administrative secrecy and to open agency action to the light of public scrutiny." Dep't of the Air Force v. Rose,
Consistent with this mandate, federal courts have jurisdiction to order the production of records that an agency improperly withholds. See
The Institute, to its credit, has done an admirable job of narrowing the issues in this case. It does not challenge the adequacy of DOJ's search, nor does it take issue with the redaction of personal information under Exemption 6. See ECF No. 15 (Pl. MSJ & Opp.) at 5. It also concedes that the produced documents are "inter-agency or intra-agency memorandums," thus satisfying Exemption 5's threshold requirement.
A. Exemption 5
Exemption 5 applies to "inter-agency or intra-agency memorandums or letters that would not be available by law to a party other than an agency in litigation with the agency."
Exemption 5 encompasses three distinct components - namely, the deliberative-process privilege (sometimes referred to as "executive privilege"), the attorney-work-product privilege, and the attorney-client privilege. See Am. Immigration Council v. U.S. Dep't of Homeland Sec.,
1. Attorney-Client Privilege
The attorney-client privilege protects from disclosure confidential communications from clients to their attorneys, as well as communications from attorneys *347to their clients containing confidential information supplied by the client. See Tax Analysts v. IRS,
(1) [T]he holder of the privilege is, or sought to be, a client; (2) the person to whom the communication is made is a member of the bar or his subordinate and, in connection with the communication at issue, is acting in his or her capacity as a lawyer; (3) the communication relates to a fact of which the attorney was informed by his client, outside the presence of strangers, for the purpose of securing legal advice; and (4) the privilege has been claimed by the client. Additionally, [ (5) ] a "fundamental prerequisite to the assertion of the privilege" is "confidentiality both at the time of the communication and maintained since."
Judicial Watch, Inc. v. U.S. Dep't of Homeland Sec.,
"In the governmental context, the 'client' may be the agency and the attorney may be an agency lawyer." Tax Analysts,
a. White House-DOJ Documents
The disputed White House-DOJ documents center on an email sent from a member of the White House Counsel's Office to the director of OIP. See White House-DOJ Documents at 5. The email begins: "FYI - the administration has received several letters like the attached." DOJ then redacted the immediately following sentence, as well as the attached letter, claiming that the material fell within the scope of Exemption 5.
Defendant's argument stumbles out of the gate. Nowhere does the White House directly ask for legal advice in the email, nor is there any other statement that can even be fairly construed as a solicitation of legal counsel. Rather, the body of the email begins with the acronym "FYI," which the Court, like the parties, takes to mean "for your information." This statement gives the email the appearance of a simple alert to another government employee and not a communication whose "primary purpose" is securing legal advice. See In re Kellogg Brown & Root, Inc.,
DOJ nonetheless asks the Court to infer from "the context of th[e] email" that the White House Counsel's Office's true purpose, even if not apparent from the email's text, was to seek legal advice from OIP. See Def. Opp. & Reply at 5. To substantiate this position, Justice relies largely on a declaration submitted by an OIP senior counsel. See Def. MSJ at 17; Def. Opp. & Reply at 2-4. In this declaration, the official asserts that OIP "routinely provides legal advice" to further its mission "to oversee and encourage agency compliance with the FOIA." Brinkmann Decl., ¶ 15. DOJ does not claim, however, that providing legal advice is the office's sole duty or its primary reason to interact with other agencies. Beyond this general description, the declaration specifically characterizes the email exchange at issue here as a "consultative exchange ... regarding FOIA matters on which" the OIP director "has been asked to provide her advice."
Although no doubt helpful to DOJ's position, this evidence does not carry it across the finish line. This is so for two reasons.
First, the fact that OIP is in the business of sometimes - or even "routinely" - providing legal advice is insufficient when, as here, the provision of legal services is not the office's sole duty. It is Justice's burden to show that this particular communication involved a request for legal advice. For when a government lawyer's duty encompasses providing both legal and non-legal advice, the Government must show that the communication at issue involves the provision of legal services rather than, for example, "political, strategic, or policy issues." Judicial Watch,
Second, even if the Court were to assume that obtaining legal advice was one of the White House's objectives in reaching out to OIP, DOJ might nevertheless *349still fail to carry its burden. That a conversation has some legal nexus is insufficient: the party seeking the protection of the attorney-client privilege must show that securing legal advice was a "primary objective." In re Kellogg Brown & Root, Inc.,
This is not DOJ's only deficiency. A communication between a client and an attorney is only protected if "based on confidential information provided by the client." Mead Data,
The Court is confident that the single sentence redacted from the email contains no confidential information beyond what DOJ has affirmatively disclosed in responding to the Institute's FOIA request and in its filings in this matter. See Coastal States,
Similarly, the substance of the attached letter does not reveal any "confidential information concerning the [a]gency." Tax Analysts,
b. Agency-DOJ Documents
Where the White House-DOJ documents obtain no protection, the Agency-DOJ documents fare better. These consist of a chain of emails between an undisclosed executive-branch agency and three offices inside DOJ - namely, OIP, OLA, and OLC. Included with the emails are two attachments, one of which is a draft agency document. See Brinkmann Decl., ¶ 12.
Unlike the White House-DOJ documents, some of these emails contain a clear request for advice from a government office - OLC - whose "principal function" concerns the provision of legal advice.
*350Id., ¶ 15. There can be no doubt, moreover, that at least some of the communications divulge confidential agency information in the request for legal advice. Based on its in camera review, the Court determines that many of these emails - and any legal advice rendered in response - fall comfortably within the scope of the attorney-client privilege. Two categories of communications merit further discussion.
First, the Court concludes that the privilege extends to the draft attachment. A draft document is protected under the attorney-client privilege if "the draft itself contains protected confidential communications from the client or the attorney." Loftin v. Bande,
Second, included in the withheld chain are, admittedly, emails that do not communicate any "confidential information concerning the [a]gency." Tax Analysts,
As the Institute points out, this is not the prototypical case in which disclosing a client's identity would reveal client confidences. See ECF No. 19 (Pl. Reply) at 18.
*351Plaintiff knows that the agency's motive in seeking legal advice derives from Chairman Hensarling's directive to treat certain communications as congressional records. The Institute, moreover, has learned the identity of the twelve agencies that received the letter.
In the face of the foregoing, the Institute lodges a single objection. It contends that OLA's presence on the email chain between the agency and OLC vitiates the attorney-client privilege, since the "voluntary disclosure by the client to a third party breaches the confidentiality of the attorney-client relationship and therefore waives the privilege." In re Sealed Case,
For these reasons, the Court concludes that the attorney-client privilege generally protects the Agency-DOJ documents. Whether some of the information therein can nevertheless be disclosed is the subject of the later segregability analysis.
2. Deliberative-Process Privilege
Because the Court concludes that the attorney-client privilege covers the Agency-DOJ documents, it need not address whether the deliberative-process privilege also applies to them. Since, conversely, the White House-DOJ communications are not so protected, a discussion of that privilege is thus warranted. This is so because, as previously mentioned, the Government may withhold documents or portions *352thereof as long as either privilege applies.
The deliberative-process privilege shields internal agency "advisory opinions, recommendations and deliberations" in order to "protect[ ] the decision making processes of government agencies." Sears, Roebuck & Co.,
A quick refresher on the two documents at issue: In an email from the White House to OIP, the author writes: "FYI - the administration has received several letters like the attached." The following sentence and the attached letter are both redacted.
Beginning with the first prong of the two-part test, the Court has no trouble concluding that the communications at issue are "predecisional." It is clear from the non-redacted portion of the record and the DOJ declaration that the White House sought to coordinate with OIP the agencies' responses to the Financial Services Committee's request to treat communications with the Committee as "congressional records." At the time, no decision in this regard had yet been made. Communications are generally regarded as "predecisional" so long as they were "generated as part of a continuous process of agency decision making, viz. , how to respond to on-going inquiries." Judicial Watch, Inc. v. U.S. Dep't of Homeland Sec.,
Whether the communications are properly "deliberative," on the other hand, is less clear. DOJ asserts that divulging the redacted information would "reveal the details of the unfolding discussion and thereby what the agency was considering," as well as its "thought processes and deliberations."
*353Def. Opp. & Reply at 11. Having reviewed the withheld portions in camera , the Court sees no such harm. These sections contain no "advisory opinions, recommendations, [or] deliberations" regarding the agency process at issue. Sears, Roebuck & Co.,
In retort, DOJ points out that the deliberative-process privilege "protects not only communications which are themselves deliberative in nature, but all communications which, if revealed, would expose to public view the deliberative process of an agency." Russell v. Dep't of the Air Force,
It is true that, in some cases, the privilege extends to protect information that would reveal "the deliberative process itself" so as not to "expose an agency's policy deliberations to unwarranted scrutiny." Mapother v. Dep't of Justice,
Absent more, the privilege cannot apply. A record is not protected merely by virtue of being a relevant predecisional communication. See Citizens for Responsibility and Ethics in Wash. v. U.S. Dep't of Homeland Sec.,
DOJ has a final arrow in its quiver. Even if the attached letter reflects no deliberative process of the agency itself, the decision to single out that letter for circulation from the several letters received by the administration evinces a decision reflective of the deliberative process. See Def. MSJ at 10. The record does not support such a contention. The unredacted portion of the email notes that "the administration has received several letters like the attached." White House-DOJ Documents at 5 (emphasis added). This phrase indicates that this letter is circulated because it is a representative of the whole, not because it holds significant differences that bear on the agency's deliberative process. The Court's in camera review confirms this hypothesis. The date the letter was received, rather than its substance, may have spurred the email's author to forward it to OIP.
To the degree that the deliberative nature of this redacted material presents the Court with a close call, resort to the purposes underlying the deliberative-process privilege clears away any misgivings. The privilege serves three purposes:
(1) to encourage open, frank discussions on matters of policy between subordinates and superiors; (2) to protect against premature disclosure of proposed policies before finally they are adopted; and (3) to protect against public confusion that might result from disclosure of reasons and rationale that were not in fact ultimately the grounds for an agency's action.
Citizens For Responsibility & Ethics in Washington v. Nat'l Archives & Records Admin.,
B. Foreseeable Harm
The Institute raises another issue that the Court must address in connection with the Agency-DOJ documents. In 2016, Congress passed the FOIA Improvements Act. See Pub. L. No. 114-185,
Plaintiff contends that Congress thereby sought to "raise the standard by which an agency evaluates its withholdings." Pl. Reply at 15. No longer, it says, can an agency rely on the technical application of an exemption;
*355it must now identify a precise reason why the disclosure of a specific record would harm the interests protected by, in this case, the attorney-client privilege. See Pl. MSJ & Opp. at 18-19. DOJ, on the other hand, contends that the Act made no change to existing agency policy and does not alter the scope of the information covered by the exemption. See Def. Opp. & Reply at 16-17.
The Court need not resolve this dispute as the Government prevails under either approach. As already explained, the attorney-client privilege seeks to ensure "full and frank communication between attorneys and their clients." Upjohn,
C. Segregability
Finally, FOIA requires that any such "reasonably segregable portion of a record shall be provided to any person requesting such record after the deletion of the portions which are exempt."
In order to be considered reasonably segregable, the information, if disclosed, must retain some meaning. See Mead Data,
After conducting an in camera review, the Court determines that the Government has met its burden. For the reasons discussed above, little in the Agency-DOJ documents falls outside of the scope of the attorney-client privilege. After redacting the protected information, all that would remain are fragmented words and sentences that cannot possibly hold "informational value" for the Institute beyond what has already been publicly disclosed. See Neufeld v. IRS,
IV. Conclusion
For these reasons, the Court will grant in part and deny in part Plaintiff's Motion for Summary Judgment, and it will also grant in part and deny in part Defendant's Motion for Summary Judgment. DOJ must turn over the redacted portions of the White House-DOJ documents, but need not disclose any portion of the Agency-DOJ documents. A separate Order so stating will issue this day.
Case-law data current through December 31, 2025. Source: CourtListener bulk data.