Story of Stuff Project v. U.S. Forest Serv.
Story of Stuff Project v. U.S. Forest Serv.
Opinion of the Court
I. INTRODUCTION
Plaintiffs Story of Stuff Project and Courage Campaign Institute (collectively, "Plaintiffs") bring this action against Defendant United States Forest Service (the "Forest Service") pursuant to the Freedom of Information Act ("FOIA"),
After Plaintiffs filed this lawsuit, the Forest Service conducted a search and located 928 photos, 728 geographic information system ("GIS") files, 4 spreadsheets, 1 video, and 11,425 pages in responsive records. The Forest Service withheld some of these records in their entirety, redacted some, and released others in full to Plaintiffs. To justify its withholdings and redactions, the Forest Service invoked FOIA Exemptions 4, 5, 6, and 9. In turn, Plaintiffs contest the Forest Service's withholdings and redactions as unjustified.
Before the court are the parties' cross-motions for summary judgment. For the reasons described below, the court finds that the Forest Service properly withheld information under Exemption 5. However, the court also finds that the Forest Service has not properly justified withholding information under Exemptions 4, 6, or 9. Accordingly, Defendant's Motion for Summary Judgment is granted in part and denied in part and Plaintiffs' Cross-Motion for Summary Judgment is denied.
II. BACKGROUND
Plaintiff Story of Stuff Project is a non-profit corporation that facilitates an online community dedicated to environmental sustainability and resource conservation efforts. Compl., ECF No. 1, ¶ 4. Story of Stuff Project has more than 800 members who live near the San Bernardino National Forest and have expressed concern about the diversion of water resources from the *85Forest.
In light of their mutual concern regarding the government's management of NWNA's operations and use of resources on public lands in the San Bernardino National Forest, Plaintiffs sent a FOIA request to the Forest Service on November 7, 2016, seeking records pertaining to:
The water diversion and transmission facilities constructed and operated on U.S. Forest Service land in and near the West Fork of Strawberry Creek in the San Bernardino National Forest; and
The "Nestle Waters North America Inc. Special Use Permit CE" listed on the Current Schedule of Proposed Actions (SOPA) 01/01/2016 to 03/31/2016 at the URL: http://www.fs.fed.us/sopa/components/reports/sopa-110512-2016-01.html#4.
See Def.'s Mot. for Summ. J., ECF No. 19 [hereinafter Def.'s Mot.], Attach. A, ECF No. 19-2, at 1-2.
Plaintiffs filed this lawsuit on January 13, 2017, challenging the government's failure to process its FOIA request and disclose any responsive documents. See generally Compl. The Forest Service thereafter began to produce records. The Forest Service located 928 photos, 728 GIS files, 4 spreadsheets, 1 video, and 11,425 pages of responsive records, and released non-exempt, redacted records to Plaintiffs in rolling productions from February 2017 through August 2017. See Def.'s Mot., Statement of Material Facts as to Which There Is No Genuine Issue [hereinafter Def.'s Stmt.], ¶¶ 8-9; see also Def.'s Mot., Attach. B, ECF No. 19-3. The Forest Service invoked FOIA Exemptions 4, 5, 6, and 9 to withhold or redact some of the responsive records; of the 11,425 pages identified by the Forest Service, 8,193 pages were released in full, 1,991 pages were released in part, and 1,241 were withheld in their entirety. Def.'s Stmt. ¶¶ 10-12.
After production, the Forest Service moved for summary judgment. See Def.'s Mot., Mem. of P. & A. in Supp. of Def.'s Mot. [hereinafter Def.'s Mem.]. The motion was supported by the declaration of Latanga Rush, the Region 5 FOIA/PA Coordinator with the Forest Service, see Def.'s Mot., Decl. of Latanga Rush, ECF No. 19-1 [hereinafter Rush Decl.], as well as a Vaughn Index, see Def.'s Mot., Attach. C, ECF No. 19-4 [hereinafter Vaughn Index]. Rush's declaration explained the scope of the search conducted in response to Plaintiffs' FOIA request and the reasons for the Forest Service's invocation of various FOIA exemptions to redact and withhold the records. See generally Rush Decl.
Plaintiffs opposed the Forest Service's motion, and filed a cross-motion for summary judgment, asserting that no proper basis exists for most of the government's redactions and withholdings. See Pls.' Notice of Errata, ECF No. 25, Pls.' Corrected Cross-Mot. for Summ. J. & Resp. to Def.'s Mot., ECF No. 25-1 [hereinafter Pls.' Cross-Mot.],
The parties' motions are now ripe for disposition.
III. STANDARD OF REVIEW
Most FOIA cases are appropriately resolved on motions for summary judgment. Brayton v. Office of the U.S. Trade Representative ,
A defendant agency in a FOIA case is entitled to summary judgment upon demonstrating that no material facts are in dispute, that it has conducted an "adequate search," and that all located responsive records have been produced to the plaintiff or are exempt from disclosure. See Students Against Genocide v. Dep't of State ,
An agency also bears the burden of showing that it properly withheld materials pursuant to a statutory exemption. Citizens for Responsibility & Ethics in Wash. v. U.S. Dep't of Justice ,
IV. DISCUSSION
The Forest Service invokes FOIA Exemptions 4, 5, 6, and 9 to justify its various redactions and withholdings. Plaintiff challenges the applicability of all exemptions.
A. Exemption 4
The Forest Service withheld and redacted information contained in agency memoranda and emails, letters, GIS files, contractor resumes, maps, and research reports pursuant to Exemption 4. See Rush Decl. ¶ 7; see also Vaughn Index at 1-3, 8-9. This information consists of: "proprietary mapping information describing the location of springs, wells and pathways to those locations; associated infrastructure information; technical specifications of equipment; geological and geophysical information concerning wells and geological and hydrogeological analysis of springs as well as proprietary groundwater production information." Def.'s Mem. at 7 (citing Rush Decl. ¶¶ 9-10). The Forest Service also withheld the text of the report it located in the supplemental search, including attachments, which "consist of [GIS] files, photographs, field inventory forms and summary and analytical reports." 2d Rush Decl. ¶ 9; 2d Vaughn Index at 1-3; see 2d Rush Decl., Attach. E, ECF No. 23-3. The Forest Service characterizes the withheld information as "proprietary commercial information obtained from a third-party private business," NWNA. Rush Decl. ¶ 8; 2d Rush Decl. ¶ 10. Accordingly, the Forest Service asserts that it is "withholding this information in order to prevent competitive harm to the business submitter," NWNA. Rush Decl. ¶¶ 9-10; 2d Rush Decl. ¶¶ 11-12.
Exemption 4 permits an agency to withhold "trade secrets and commercial or financial information obtained from a person and privileged or confidential." See
*88"The D.C. Circuit has developed two tests to determine whether information is 'confidential' for purposes of Exemption 4." Ctr. for Pub. Integrity v. U.S. Dep't of Energy ,
Plaintiffs' objections to the Forest Service's invocation of Exemption 4 are two-fold. First, Plaintiffs assert that releasing the Exemption 4 redactions would not cause substantial harm to NWNA because the withheld information is already in the public domain. Pls.' Cross-Mot. at 6. Second, Plaintiffs alternatively assert that the Forest Service has not shown that disclosure of the withheld information would actually cause harm to NWNA's competitive position.
1. Whether the Withheld Information Is in the Public Domain
Before analyzing whether the Forest Service's withholdings are properly protected under Exemption 4, the court first addresses the "threshold issue" raised by Plaintiffs as to whether any of the withheld information is in the public domain and therefore must be disclosed over the agency's otherwise valid Exemption 4 claim. Cf. Protect Democracy Project, Inc. v. U.S. Dep't of Def. ,
*89Judicial Watch, Inc. v. U.S. Dep't of Def. ,
Plaintiffs contend that because "[v]ery detailed information about [NWNA's] operations, including bore holes locations, technical specifications of its pipelines, and production amounts" exists in the public domain, the Forest Service cannot invoke Exemption 4 to withhold that information. Pls.' Cross-Mot. at 7. Plaintiffs point to a March 1999 Dames & Moore report entitled "Assessment of History and Nature of Arrowhead Springs, San Bernardino Mountains, San Bernardino County, California"-released by the California State Water Resources Control Board in December 2017-as the source of NWNA's information in the public domain. See Pls.' Cross-Mot., Decl. of Miranda Fox [hereinafter Fox Decl.], ECF No. 25-2, Attach. A [hereinafter 1999 Dames & Moore Report]
The declaration of Larry Lawrence establishes that the 1999 Dames & Moore report is largely distinguishable from the withheld information in this case. See generally Lawrence Decl. To begin with, Lawrence explains that the 1999 report differs from the withheld records because, unlike the 1999 report, other NWNA records contain "very specific geological and hydrological details about the historical development and construction of NWNA's springs, as well as the source of spring flows," in addition to "historical flow rates, detailed photographs, and NWNA's earlier methods of operation." Id. ¶ 10. Moreover, Lawrence notes that the Old Fire of October 2003 in the San Bernardino Mountains "completely destroyed substantially all of NWNA's infrastructure in Strawberry Canyon," including "pipeline, anchors, pressure release valves, and associated equipment." Id. ¶ 11. Accordingly, Lawrence asserts that only "materials prepared after October 2003 that describe or locate NWNA's infrastructure will reflect current field conditions." Id. As the Forest Service describes it, the effects of the fire were so devastating that NWNA had to completely rebuild its infrastructure in the San Bernardino Mountains, such that the post-2003 site includes "new materials for the infrastructure, [new] specific locations of certain infrastructure within the right-of-way, and [new] methods of affixing the infrastructure to the earth." Def.'s Reply at 9.
Simply put, Lawrence's declaration satisfies the court that much of the information in the 1999 Dames & Moore report is not the same as the information withheld by the Forest Service here pursuant to Exemption 4. In light of Lawrence's unchallenged characterization of the effects of the 2003 fire, cf. Pls.' Reply at 8-9, the court credits the Forest Service's assertion that, because of the 2003 fire, "many of the infrastructure and location descriptions in [the 1999 Dames & Moore Report] are obsolete." Lawrence Decl. ¶ 11.
For their part, Plaintiffs do little more than point the court in the direction of the 1999 report and assert, as a general matter, *90that it contains information that duplicates the information withheld by the Forest Service. See Pls.' Cross-Mot. at 7; Pls.' Reply at 9. This is plainly insufficient to satisfy their burden under the public domain doctrine. Cf. Cottone ,
Plaintiffs do, however, advance one counterargument to Lawrence's declaration-that "much of the information [in the 1999 report] such as bore hole locations etc. have not changed" since the 2003 fire-that gives the court pause. See Pls.' Reply at 9. As discussed, the court is persuaded that the 2003 fire led NWNA to replace nearly all the above-ground infrastructure in place prior to the fire, see Lawrence Decl. ¶ 11, but the Forest Service does not provide any details as to whether the locations of NWNA's boreholes and springs changed as a result of the 2003 fire, cf.
2. Whether the Information Is Confidential Under National Parks
To successfully demonstrate that disclosure of the withheld information will cause substantial harm to the competitive position of NWNA, the Forest Service must show that NWNA "(1) actually *91face[s] competition, and (2) substantial competitive injury would likely result from disclosure." See Niagara Mohawk ,
a. Whether NWNA faces actual competition
Off the bat, the parties dispute whether NWNA "face[s] actual competition." See Niagara Mohawk ,
Plaintiffs frame the "actual competition" that NWNA faces too narrowly. The inquiry here is not whether disclosure of the withheld information will cause competitive harm to NWNA solely as to its ability to obtain a special use permit to draw water from the San Bernardino National Forest, but instead whether disclosure will cause competitive harm to NWNA as to "day-to-day competition" with other businesses offering bottled spring water. Cf. Nat'l Parks II ,
For this reason, the case of National Parks II is distinguishable from the instant *92matter. There, the D.C. Circuit rejected the National Park Service's assertion that the disclosure of private park concessioners' financial records-including annual balance sheets, yearly descriptions of all projects existing or planned for the following year, and descriptions of every type of concession facility-would cause them competitive harm "at the time for renewal of their [concession] contracts."
b. Whether substantial competitive injury will likely result from disclosure
Moving on to the second element, Lawrence's declaration explains that NWNA "invested substantial time, money, and effort" to generate the information withheld by the Forest Service-including "proprietary hydrogeological reports and associated consultant reports" regarding the "location and nature of NWNA's spring sites and infrastructure"-in order to "(i) conduct[ ] confidential, proprietary evaluation of and due diligence on spring resources; (ii) develop[ ] an analytic approach to understanding spring sites; (iii) develop[ ] a unique format for presenting materials to decision makers; (iv) construct[ ] NWNA's spring water collection infrastructure; and/or (v) install[ ] specific equipment related to NWNA's spring water collection infrastructure." Lawrence Decl. ¶¶ 6, 12. Accordingly, Lawrence asserts that disclosing the withheld information would cause harm to NWNA's competitive position in four ways. See id. ¶¶ 15-19. First, Lawrence maintains that "NWNA's competitors could use the [withheld information] to reverse-engineer NWNA's internal business processes-a unique system that NWNA uses to scientifically evaluate, license, and operationalize spring sites-in order to use these same internal processes to develop their own spring sources and spring water business." Id. ¶ 16. Second, Lawrence posits that "NWNA's competitors could use the equipment and infrastructure specifications that NWNA has developed at great expense, for the design, construction, and/or installation of their own infrastructure and equipment" at a "significantly lower cost." Id. ¶ 17. Third, Lawrence asserts that "NWNA's competitors could use [the withheld] information ... to gain a competitive advantage by using that information to draw comparisons designed to favor those *93competitors in the marketplace." Id. ¶ 18. And, finally, according to Lawrence, "NWNA's competitors could use the formats and forms that NWNA has developed at great expense, for the evaluation, due diligence, construction, and/or installation of their own resources and infrastructure." Id. ¶ 19. Together, these statements persuade the court that "[d]isclosing this information would provide [NWNA's] competitors with something of a free roadmap to the industry" and allow NWNA's competitors to gain an unfair competitive advantage based on NWNA's significant investments in time and resources to develop internal business processes, equipment, and infrastructure. See PETA ,
Beyond reiterating their public domain argument and re-asserting that NWNA does not face "actual competition," Plaintiffs offer no response to Lawrence's detailed allegations of substantial competitive harm. See Pls.' Cross-Mot. at 6-12; Pls.' Reply at 8-10. Accordingly, because the Forest Service's explanation is sufficiently detailed to establish a likelihood of substantial competitive harm to NWNA caused by disclosure of the withheld information, the court concludes that the non-disclosed withheld information is "confidential" within the meaning of Exemption 4.
B. Exemption 5
The Forest Service invokes Exemption 5 to withhold portions of information contained in "interagency memoranda and emails from members of the [Forest Service's] interdisciplinary team assigned to analyze for the NWNA's Special Use Permit Renewal Project," as well as "emails, memoranda, and briefing documents prepared by and shared with [the Forest Service] in developing and implementing litigation strategies related to active litigation." Rush Decl. ¶ 11; see 2d Vaughn Index at 4-8, 10-11. Exemption 5 allows an agency to withhold from disclosure "inter-agency or intra-agency memorandums or letters that would not be available by law to a party other than an agency in litigation with the agency."
Here, the Forest Service invokes the deliberative process privilege and attorney-client privilege to protect from disclosure information contained within the agency's records. See generally 2d Vaughn Index at 4-8, 10-11; Rush Decl. ¶¶ 13-16; 2d Rush Decl. ¶¶ 13-16. Plaintiffs do not challenge all the redactions made under Exemption 5; instead, Plaintiffs identify specific objections to a "limited set" they believe "do not meet the standards of Exemption 5" and concede the rest of the Forest Service's withholdings under Exemption 5. See Pls.' Cross-Mot. at 12 n.7. The court begins by addressing Plaintiffs' challenges to the withholdings made pursuant to the deliberative process privilege and then considers Plaintiffs' challenges as *94to the information withheld under the attorney-client privilege.
1. Deliberative Process Privilege
The Forest Service relies on the deliberative process privilege to withhold interagency memoranda, emails, and draft briefing documents sent between members of the Forest Service interdisciplinary team assigned to analyze the NWNA's Special Use Permit Renewal Project and also to the project decision-maker, the Forest Supervisor. Rush Decl. ¶¶ 13-16. The withheld information "reflects the internal comments and discussions between members of the Forest Service interdisciplinary team assigned to that project and predate a final Agency decision on the special use permit renewal project." Def.'s Mem. at 10. According to the Forest Service, disclosure of this information would cause the following harms to its deliberative process: "reveal[ing] ongoing policy discussions prior to final decision by the agency[,] [thereby] harm[ing] the decision making process and negatively impact[ing] related current litigation," Def.'s Stmt. ¶¶ 34, 39; and "reveal[ing] the strategy, thought processes, communications, and interactions between attorney and client that assist the attorney in developing and implementing litigation strategy," id. ¶¶ 44, 49.
The deliberative process privilege allows an agency to withhold responsive records if the documents "reflect[ ] advisory opinions, recommendations and deliberations comprising part of a process by which governmental decisions and policies are formulated." See NLRB v. Sears, Roebuck & Co. ,
Plaintiffs' challenges to the Forest Service's invocation of the deliberative process privilege are limited to the following assertions: (1) the Forest Service impermissibly withheld factual information that is neither "predecisional" nor "deliberative," see Pls.' Cross-Mot. at 12-14, including factual scientific information in letters regarding biological surveys, see
*95To begin with, Plaintiffs' blanket assertion that some of the withheld information may include discussions about prior permits awarded to NWNA, and therefore is not "predecisional," lacks substantiation. The agency's declarant avers that the information withheld pursuant to Exemption 5 concerns only the "ongoing permit process that was the subject of the FOIA request" sent by Plaintiffs. Def.'s Reply at 14 (citing 2d Rush Decl. ¶ 15); accord 2d Rush Decl. ¶ 15 ("All of the information withheld under Exemption 5 relates to the ongoing permit review process."); see also Coastal States ,
Notwithstanding the fulsome explanation for invoking Exemption 5 provided by the agency in its declarations, Plaintiffs assert that one redaction in particular merits a closer look. Under the subject header "Stream Recon and Proposed Future Surveys," portions of Bates 001317-19 are redacted, according to the Forest Service, because they involve "an ongoing discussion between members of the Forest Service interdisciplinary team assigned to analyze [NWNA's] Special Use Permit Renewal Project about proposals for how to best collect data on related waterways." 2d Rush Decl. ¶ 14. According to Plaintiffs, this information cannot qualify for the deliberative process privilege because the discussion does not reflect "legal or policy matters" and therefore would not "actually inhibit candor in the decision-making process." See Pls.' Reply at 6 (internal quotation marks omitted). In support of its argument that the agency's deliberations pertaining to data collection "has nothing to do with 'legal or policy matters,' " id. , Plaintiffs cite to Center for Biological Diversity ,
Plaintiffs' reliance on Center for Biological Diversity is misplaced. There, the agency lacked the ability to exercise discretion as to what factors or data would lead to a "no effect" determination. By contrast, here, absent a statutory mandate, the Forest Service is exercising "discretion on some policy matter" in its discussions about the best method for collecting data on related waterways.
2. Attorney-Client Privilege
The Forest Service relies on the attorney-client privilege to withhold communications between Forest Service staff and government attorneys discussing active or anticipated litigation, "specifically an appeal of the decision issued in Center for Biological Diversity et al. v. U.S. Forest Service et al., case number 5:15-cv-02098, in the U.S. District Court for the Central District of California." Rush Decl. ¶¶ 15-16. As discussed, Exemption 5 prevents the mandatory disclosure of inter-agency documents that are protected by the attorney-client privilege. See Nat'l Ass'n of Crim. Def. Lawyers v. U.S. Dep't of Justice Exec. Office for U.S. Attorneys ,
Of the information withheld by the Forest Service pursuant to the attorney-client privilege, see generally 2d Vaughn Index at 8, 10-11, Plaintiffs challenge only two withholdings, asserting that neither withheld communication "indicates ... attorney-client communication." Pls.' Cross-Mot. at 14 (citing Bates 001143 and 001150). Specifically, Plaintiffs emphasize that the email message at Bates 001143 was sent from a Forest Supervisor to a Natural Resource Planner and the email message at Bates 00150 was sent from a Forest Hydrologist to numerous Forest Service employees,
It is well established that although the attorney-client privilege "principally applies to facts divulged by a client to his attorney, this privilege also encompasses any opinions given by an attorney to his client based on, and thus reflecting, those facts as well as communications between attorneys that reflect client-supplied information." Elec. Privacy Info. Ctr. v. Dep't of Homeland Sec. ,
In light of the foregoing, the court grants summary judgment in favor of the Forest Service as to Exemption 5.
C. Exemption 6
Plaintiffs' final challenge is to the Forest Service's withholding of names of individuals who authored scientific reports or worked on biological surveys pursuant to *97Exemption 6. Pls.' Reply at 2-5; see 2d Vaughn Index at 3-4; 2d Rush Decl. ¶ 8. The Forest Service redacted this information on the ground that the individuals' privacy interest in having their names protected from disclosure outweighs the minimal public interest in the information. 2d Vaughn Index at 3-4. For their part, Plaintiffs assert that disclosure of the names withheld would not implicate a substantial privacy interest and, in any event, any such interest would be outweighed by the public's interest in learning the names to "judge the qualifications of those who prepared the reports and thus their veracity, since [NWNA] provided [the reports] to public agencies" to support its use of public resources. Pls.' Reply at 4-5.
Exemption 6 protects "personnel and medical files and similar files the disclosure of which would constitute a clearly unwarranted invasion of personal privacy."
Upon review of the Forest Service's declarations, the court cannot accept its conclusory assertions that disclosure of the withheld names would compromise a substantial privacy interest. According to the Forest Service, "[t]he individuals who are mentioned in the responsive records are private individuals who are employed by a private business and government employees." Rush Decl. ¶ 19. The Forest Service asserts that these individuals-"including [the] government employees"-have a "legitimate privacy interest[ ] in guarding information about themselves from public dissemination."
In light of the agency's unsatisfactory explanation, the court denies summary judgment to the Forest Service as to Exemption 6. The court, however, also denies summary judgment to Plaintiffs, because Plaintiffs' Exemption 6 argument arose for the first time in their reply brief, thereby denying the Forest Service the opportunity to respond to those arguments and to cure any shortcomings in its affidavits. See Ctr. for Digital Democracy ,
V. CONCLUSION AND ORDER
For the reasons set forth above, Defendant's Motion for Summary Judgment, ECF No. 19, is granted in part and denied in part and Plaintiffs' Cross-Motion for Summary Judgment, ECF No. 25, is denied, as follows:
1. The parties' cross-motions are denied as to Exemptions 4 and 9.
2. Defendant's motion is granted as to its withholdings under Exemption 5 pursuant to the deliberative process privilege and the attorney-client privilege.
3. The parties' cross-motions are denied as to Exemption 6.
The parties shall meet and confer and, no later than October 10, 2018, propose a schedule for an additional round of summary judgment briefing.
Per the Plaintiffs' request, the court has considered only the arguments contained in the corrected filing of Plaintiffs' Cross-Motion for Summary Judgment and Response to Defendant's Motion for Summary Judgment, ECF No. 25-1, which replaced Plaintiffs' previous filings at ECF Nos. 20 and 21. See Pls.' Notice of Errata, ECF No. 25.
Plaintiffs' challenges shifted throughout the briefing. At first, Plaintiffs did not challenge the Exemption 6 withholdings, but later did so in their reply brief, asserting that the Forest Service mistakenly labeled certain name withholdings as protected by FOIA Exemption 4. See Pls.' Reply at 1-2. Plaintiffs also initially challenged the adequacy of Defendant's search, see Pls.' Cross-Mot. at 17-18, but later conceded that the Forest Service conducted an adequate search, see Pls.' Reply at 13-14. Thus, the only issues left for the court to resolve are the propriety of the Forest Service's withholdings under the FOIA Exemptions.
All citations to the 1999 Dames & Moore Report are to the pages electronically generated by CM/ECF.
For these reasons, the court also denies the parties' cross-motions with regard to Exemption 9, which permits agencies to withhold "geological and geophysical information and data, including maps, concerning wells."
Reference
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- STORY OF STUFF PROJECT v. UNITED STATES FOREST SERVICE
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