Judicial Watch, Inc. v. U.S. Dep't of State
Judicial Watch, Inc. v. U.S. Dep't of State
Opinion of the Court
Hillary Clinton's use of a private email server while she was Secretary of State has spawned a rash of Freedom of Information Act (FOIA) lawsuits, including this one. One of the lawsuits, Leopold v. U.S. Department of State , Civil Case No. 15-123 (Contreras, J.), led to the release of an email in which then-Secretary Clinton seemingly directed her deputy chief of staff Jake Sullivan to strip the headings from a classified document and send it over an unsecure fax machine.
This suit asks for emails about that email. When the Clinton-Sullivan exchange was released in 2016, it precipitated a firestorm of media and Congressional inquiries. Those inquiries themselves prompted a flurry of documents between State Department officials planning and executing a public response. At a daily briefing the day after its release, Department spokesperson John Kirby said, "We did do some forensics on [the Clinton-Sullivan email exchange] and found no evidence it was actually emailed to her." A few months later, Judicial Watch filed this *6lawsuit to enforce its FOIA requests for records relating to the Clinton-Sullivan exchange and for the factual basis of Kirby's statement.
Long after the spotlight moved to fresher intrigue, lawyers remain. The dispute has narrowed to nineteen documents that show State Department officials in the throes of responding to inquiries about the email. State seeks to partially withhold these documents under FOIA's Exemption 5, which incorporates the attorney-client and deliberative process privileges. At least, Judicial Watch argues State applied the privileges too broadly. At most, Judicial Watch contends the deliberative process privilege should not apply at all, arguing it cannot shield government misconduct. On July 24, 2018, the Court ordered [27] State to provide unredacted copies of the documents for review ex parte to determine whether State properly invoked the privileges.
Based on its review, the Court agrees with State in part and disagrees in part. After reviewing the relevant legal standards, this opinion summarizes each document and applies the appropriate rule. The opinion concludes by granting Judicial Watch's cross-motion for summary judgment [18] for ten documents,
I. Legal Standards
A. Exemption 5
FOIA provides a judicially enforceable right of access to federal agency records, unless the records are protected from disclosure by one of nine exemptions or three special law enforcement exclusions. See
1. Attorney-Client Privilege
The attorney-client privilege protects "confidential communications between an attorney and his client relating to a legal matter for which the client has sought professional advice." Mead Data Cent., Inc. v. U.S. Dep't of Air Force ,
*7Coastal States Gas Corp. v. Dep't of Energy ,
2. Deliberative Process Privilege
The deliberative process privilege promotes and protects candor in governmental decisionmaking. Mapother ,
Communication is predecisional when "antecedent to the adoption of an agency policy." Ancient Coin Collectors Guild v. U.S. Dep't of State ,
Communication is deliberative when it reflects the "give-and-take" of decisionmaking. Coastal States ,
Though the Court of Appeals has never addressed applying the deliberative process privilege to public-relations issues, numerous district court opinions hold deliberations over "how to respond to media inquiries" are protected when "generated as part of a continuous process of agency decision making." Judicial Watch, Inc. v. U.S. Dep't of Homeland Sec. ,
Talking points have been characterized as "inescapabl[y]" part of that process, since by their nature they are "rarely the final decision about what the [speaker] will say":
[A speaker] may elect to use all, some, or none of the talking points .... And even when [speakers] do follow their talking points, they often do not recite the points word-for-word.... The final decision [i]s what [the speaker] actually said to the media, which is, of course, already a matter of public record.... A government employee drafting talking points ... needs to know that her advice will remain privileged regardless of whether the [speaker] ultimately sticks to the script or decides to extemporize. It is accordingly of no moment [whether the speaker] ultimately "stuck to the talking points"-the point is that she might not have.... Moreover, sticking to talking points often does not entail a verbatim recitation, leaving open the possibility that "a simple comparison" of the talking points with the official's public remarks would reveal the agency's deliberations.
Am. Ctr. for Law & Justice v. U.S. Dep't of Justice ,
But this discussion proves too much. Extending it to its logical limits means any prepared remarks-even the State of the Union-could be withheld under the deliberative process privilege, since a speaker could always go off-script, extemporally exposing the final stage of a deliberative process. And although no one needs FOIA to obtain the State of the Union (numerous videos and transcripts are available), government officials give hundreds of *8speeches every day, all of which are important, though many elude recording or transcription. So stretching the deliberative process privilege would put many important public statements outside FOIA's grasp, even well after the statements were made.
The talking points considered by the American Center for Law & Justice court further distinguish its result. Those talking points were not ordinary talking points prepared for an ordinary spokesperson in an ordinary press briefing. The talking points were drafted by Department of Justice aides for use by then-Attorney General Loretta Lynch in press appearances to defend her widely panned tarmac meeting with former-President Bill Clinton during the 2016 presidential campaign. Because the talking points were prepared by a subordinate staffer, General Lynch could override them at any point, a fact the opinion recognized.
Other cases echo that limitation by emphasizing that the deliberative process privilege applies to "records preced[ing] the finalization of the [agency]'s media response" reflecting the "give-and-take" leading to a consensus on the agency's public position. Cause of Action v. IRS ,
i. The Government Conduct Exception to the Deliberative Process Privilege
"[W]here there is reason to believe" documents withheld under the deliberative process privilege "may shed light on government misconduct," courts can decline to recognize the privilege, since "shielding internal government deliberations in this context does not serve 'the public's interest in honest, effective government.' " In re Sealed Case ,
This exception is well established in civil discovery. See, e.g., Hinckley v. United States ,
II. Application
After further review, the Court concludes State's withholdings were proper for nine documents
A. Document Summaries
In this Section, the Court summarizes each document as arranged by State's Vaughn index (ECF No. 17-1, at 7-10) and assesses the claimed privileges' applicability. The Court concludes State properly invoked Exemption 5 for all documents discussed in subsections II.A.1, .3, .5, and .8; and for some documents discussed in II.A.6; but not for documents discussed in II.A.2, .4, and .7.
1. "Nonpaper Response Suitable for Corker Burr and Grassley"
The first five documents
State seeks to withhold the emails' substance under both the attorney-client and deliberative process privileges. Its argument applying the attorney-client privilege relies on the Vaughn index's bald assertion that the recipients "includ[ed] Department attorneys." State skates over who they are, as do the emails themselves. Nothing about the documents appears to dispense legal advice or further an existing attorney-client relationship. But regardless of whether the attorney-client privilege should apply, soliciting revisions and feedback on a draft is plainly predecisional and deliberative. Moreover, no proposed withholdings are further segregable. State may properly withhold the proposed portions under the deliberative process privilege.
2. "Planning to read out nonpaper email to Grassley staff today"
The next two documents
The proposed withholdings are neither predecisional nor deliberative; the deliberative process privilege is inapplicable. For one, the emails share the talking points after they were used. They do not share previous versions of the talking points, created in the process of deciding what a spokesperson will say at some future press conference. If they did, the privilege would undoubtedly apply. But rather, the author includes the talking points as an "FYI," apparently to keep recipients apprised of the final public position State authorized a month earlier.
Nor do the proposed withholdings involve any deliberation. There is no give-and-take; no one seeks or provides feedback; the talking points were not prepared for use by a superior official with authority to depart from their content. The emails mechanically reproduce-without any analysis-finalized talking points that were already used. If State had copied-and-pasted a transcript of the press conference into *10the email, their claim for the deliberative process privilege would plainly fail. And here, State has done the functional equivalent, effectively copying-and-pasting their side of the script from the press conference. The privilege is equally unavailable.
Discussing how to respond to a current or future press inquiry is different from conveying the final result of an earlier discussion about how to respond to a past inquiry. These documents are the latter. But unfortunately for State, the deliberative process privilege protects only the former. Even more because, unlike in American Center for Law & Justice , this press guidance was not a suggestion from a subordinate employee about what a superior should say. These talking points represent the final, settled "party line." State misapplied the deliberative process privilege.
3. "For response soonest: Politico story re Jake Sullivan and 'Top Secret' emails"
The next document
State seeks to withhold almost all substantive conduct under both the attorney-client and deliberative process privileges. Yet again, besides the Vaughn index's boilerplate assertion that the email chain "includ[es] an attorney's opinion," State elides how the attorney-client privilege applies. Regardless, the emails reflect the give-and-take of a continuous decisionmaking process. And no proposed redaction is further segregable. Accordingly, State properly invoked the deliberative process privilege for the proposed withholdings.
4. "POINTS"
The next three documents
State misplaces both. For one, though it bears the burden of showing the attorney-client privilege applies, State merely asserts the email chain "includ[es] Department attorneys" without saying who and without explaining how the documents further an attorney-client relationship.
What is more, the documents are neither predecisional nor deliberative. The talking points are final versions-not drafts-that seem to have been authorized and released before the email was sent. Like the talking points discussed in subsection II.A.2, this proposed withholding is seemingly provided as an "FYI," and the arguments rejecting the deliberative process privilege in that subsection apply here with equal force. State cannot use Exemption 5 to shield this press guidance.
*115. "Press points for Clinton email release"
In the next document,
6. January 2016 Talking Points
The next five documents
Judging by the face of the documents, one related to the Clinton-Sullivan email exchange is obviously a draft,
For the other three documents,
Absent any explanation of the role these documents played in a deliberative process, and mindful of the need to narrowly construe the Exemption 5 privileges, the Court concludes State fell short in establishing the deliberative process privilege should apply to the three not-obviously draft documents.
7. "WP story"
The next document
State seeks to withhold the substance of the two replies under the deliberative process *12privilege. But that claim fails from the start, since neither communication appears to be predecisional. Neither email contemplates a future agency action; both seem to be off-hand reactions unconnected to any future agency action or goal. Nor is either email deliberative. There is no back-and-forth, and no sign of a continuous decisionmaking process. Since the emails are neither predecisional nor deliberative, the privilege falls short.
8. "possible to set up a quick call?"
This January 2016 email chain,
Unlike previous documents, one participant is identified as an attorney, and appears to be providing feedback in an attorney-client relationship. Though most of the chain merely arranges an in-person meeting, the few details State seeks to withhold properly fall within the attorney-client privilege.
Additionally, the proposed withholdings concern requests for review and feedback. The redacted information thus appears to be both predecisional and deliberative, so the deliberative process privilege properly applies. Nor are any proposed withholdings further segregable. State can thus withhold the information under Exception 5.
B. The Government Conduct Exception Does Not Apply.
As subsection I.A.2.i of this opinion notes, whether the government conduct exception can override the deliberative process privilege in a FOIA case is an open question. But resolving this case does not require an answer. It is enough to say the government conduct exception would not apply regardless.
At bottom, these documents show State Department officials suffering the slings and arrows of abiding by Judge Contreras's order to release thousands of pages of nonexempt work-related emails sent by Hillary Clinton from her private server while Secretary. Simply put, these documents shed light on government compliance-not misconduct. It would be very odd to characterize as misconduct documents created downstream from compliance with a judicial order, regardless of whether that order itself remedied prior misconduct.
III. Conclusion
The Court grants Judicial Watch's cross-motion for summary judgment in part for documents C06087904, C06188346, C06188914, C06188916, C06188917, C06188578, C06087884, C06092906, C06092986, and C06087907, but denies the motion in all other respects. At the same time, the Court grants the State Department's cross-motion for summary judgment in part for documents C06071863, C06071864, C06093072, C06093081, C06093083, C06093040, C06188203, C06188506, and C06071850, but denies it in all other respects.
A separate order shall issue on this date.
Documents C06087904, C06188346, C06188914, C06188916, C06188917, C06188578, C06087884, C06092906, C06092986, and C06087907.
Documents C06071863, C06071864, C06093072, C06093081, C06093083, C06093040, C06188203, C06188506, and C06071850.
See documents cited supra note 2.
See documents cited supra note 1.
C06071863, C06071864, C06093072, C06093081, and C06093083.
C06087904 and C06188346.
C06093040.
C06188914, C06188916, and C06188917.
C06188578.
C06087884, C06092906, C06092986, C06188203, and C06188506.
C06087884 and C06188506.
C06092906, C06092986, and C06188203.
C06188506.
C06188203.
C06188506 and C06188203.
C06087884, C06092906, and C06092986.
C06092906 and C06092986.
C06087884, C06092906, and C06092986.
C06087907.
C06071850.
Reference
- Full Case Name
- JUDICIAL WATCH, INC. v. U.S. DEPARTMENT OF STATE
- Cited By
- 8 cases
- Status
- Published