Ctr. for Biological Diversity v. Ross
Ctr. for Biological Diversity v. Ross
Opinion of the Court
Alarmed by the continued decline in the population of the North Atlantic right *40whale, four environmental and conservation groups have brought these two consolidated cases seeking to reverse that trend. They do so by challenging the National Marine Fisheries Service's oversight and authorization of the American lobster fishery, an industry Plaintiffs contend contributes heavily to the whale's demise. Specifically, Plaintiffs bring suit against the Secretary of Commerce, NMFS, and the Assistant Administrator for Fisheries at the National Oceanic and Atmospheric Administration, alleging that these Defendants have violated the Administrative Procedure Act, the Marine Mammal Protection Act, and the Endangered Species Act.
Plaintiffs currently seek discovery and the admission of extra-record evidence pursuant to their two ESA counts. Defendants counter that such materials should not be considered by the Court, contending that all of Plaintiffs' claims must be examined solely on the basis of the current administrative record. The Court attempted to assist the parties in reaching a compromise on this issue, but apparently to no avail, as they continue to hold fast to their respective positions. See ECF No. 40 (Status Report).
Thus forced to address the merits of the discovery dispute, the Court concludes that while Plaintiffs' two APA-based counts are confined to the record, evaluation of the two ESA counts may be based on evidence beyond that scope. It will, accordingly, grant Plaintiffs' Motion for Discovery.
I. Background
Many of the facts underlying this case have been described in depth in this Court's prior Opinion, see Ctr. for Biological Diversity v. Ross,
Two statutes - the Endangered Species Act,
In order to determine the effects of the American lobster fishery on threatened and endangered species, NMFS must prepare biological opinions (BiOps) stating whether the proposed action is likely to jeopardize listed species or their habitat. See
In January 2018, the Center for Biological Diversity, Defenders of Wildlife, and the Humane Society of the United States brought suit, alleging that agency actions, including the 2014 BiOp, do not comply with the ESA, the MMPA, or the Administrative Procedure Act.
Their second and third counts, by contrast, relate to Defendants' "mandatory substantive obligations under the ESA." Mot. at 1. Specifically, Plaintiffs contend that Defendants are violating their ongoing duty under ESA § 7 to ensure against jeopardy of endangered right whales and their obligation under § 9 of the Act to prevent unauthorized "take" of the cetaceans. See CBD Compl., ¶¶ 126-34; CLF Compl., ¶¶ 128-32, 134-39. Both of these claims are brought pursuant to the "citizen-suit provision" of the ESA, which provides that any individual may bring a civil suit "to enjoin any person, including the United States and any other governmental instrumentality or agency ... who is alleged to be in violation of any provision of this [Act] or regulation issued under the authority thereof."
On June 8, 2018, Plaintiffs filed a Joint Motion on the Scope of Review, requesting that the court permit discovery on their two ESA claims. In an attempt to narrow or resolve the dispute, the Court - as is its practice in non-APA cases - held a conference call and a status hearing. See Minute Orders of July 19, 2018 & Sept. 5, 2018. Its efforts did not bear fruit. See Status Report of Sept. 18, 2018.
II. Analysis
As both sides agree, the Court need not address Plaintiffs' APA and MMPA claims, the adjudication of which is confined to the administrative record. See Mot. at 3 n.2, 7. Where the sides part ways, however, is over whether Plaintiffs are entitled to discovery on the citizen-suit ESA counts. Because their Motion is in large part based upon the specific provisions of the ESA under which those counts arise - namely, §§ 7 and 9 - the Court will provide a brief statutory background before analyzing the availability of discovery.
A. Statutory Background
The ESA is "the most comprehensive legislation for the preservation of endangered species ever enacted by any nation" and "reveals a conscious decision by Congress to give endangered species priority over the 'primary missions' of federal agencies." Tenn. Valley Auth. v. Hill,
*42Nw. Coal. for Alternatives to Pesticides v. U.S. EPA,
In pursuit of the ESA's conservation goals, § 7(a)(2) of the Act prohibits federal agencies from taking actions that are "likely to jeopardize the continued existence of any endangered species."
Section 9 of the ESA provides additional, substantive restrictions on agency actions affecting endangered species. The provision prohibits any person, including federal agencies, from "tak[ing]" endangered species, defined as actions that "harass, harm, pursue, hunt, shoot, wound, kill, trap, capture, or collect" a listed species, as well as any "attempt to engage in any such conduct."
B. Citizen-Suit Provision
As an initial matter, Plaintiffs assert that the fact that their ESA § 7 and § 9 claims are brought pursuant to the Act's citizen-suit provision is sufficient to entitle them to discovery. See Mot. at 6. The Supreme Court has characterized this provision as "a means by which private parties may enforce the substantive provisions of the ESA against regulated parties - both private entities and Government agencies." Bennett v. Spear,
Plaintiffs' reasoning is that because claims and relief sought under the citizen-suit *43provision "are forward-looking," their evaluation should not be constrained to the administrative record.
To the extent that Plaintiffs assert that all citizen-suit ESA cases may involve materials outside the administrative record, Defendants are correct that this is not so - at least in this Circuit. In Cabinet Mountains Wilderness v. Peterson,
Although Cabinet Mountains stands for the proposition that simply invoking the ESA citizen-suit provision does not entitle Plaintiffs to discovery, it does not mean that extra-record evidence is necessarily precluded in such cases. As discussed below, the Court concludes that Plaintiffs' specific claims here, and the distinctions between such allegations and those at issue in Cabinet Mountains, counsel in favor of permitting discovery. See San Francisco BayKeeper v. Whitman,
C. Section 7 Claim
Leaving aside their assertion that they are entitled to discovery under the citizen-suit provision writ large, Plaintiffs also argue that their § 7 claim provides a specific basis for going beyond the administrative record. This allegation states that Defendants' "ongoing authorization and management of the American lobster fishery," CLF Compl., ¶ 1, is violating their substantive ESA Section 7 obligation to avoid jeopardy to right whales. Id., ¶¶ 127-32; CBD Compl., ¶¶ 126-29. Plaintiffs contend that because resolving this claim requires an assessment of the "totality of [the] circumstances with regard to Defendants' recent and ongoing actions and inactions related to right whales and the consequent likelihood of jeopardy to the species," Mot. at 16, an administrative record will not suffice. In support, they offer *44examples of evidence that would be relevant to their § 7 contention but that are not contained in the administrative records from the 2014 BiOp or the 2017 fisheries determination, such as "new scientific information showing right whales have declined[,] ... continue to be entangled in fishing gear, and may face functional extinction." Id. at 17. In light of these alleged gaps in agency records, Plaintiffs assert that discovery is the reasonable course forward.
Defendants respond first that the cases Plaintiffs muster as support for their position "did not consider or discuss the propriety of considering extra-record evidence or allowing discovery." Resp. at 10. Because the opinions did not "wrestle[ ] with the question presented in Plaintiffs' Motion," Defendants contend that they "do not provide persuasive authority in support of the Motion." Id. The agency also asserts that "[a]s a practical matter ... there is no need for 'expert' witness testimony or discovery," as "[t]he Administrative Record will contain documents on all of the topics on which Plaintiffs seek discovery." Resp. at 12. Relatedly, Defendants take the position that, although Plaintiffs assert that there is "no end point for the Administrative Record" and thus request discovery, this apparent conundrum is in fact the product of "[t]he timing of Plaintiffs' Complaints," which were filed "after NMFS reinitiated consultation and commenced the Atlantic Whale Take Reduction Team process."Id. at 13.
The Court finds none of Defendants' arguments ultimately convincing. Although it appreciates the pragmatism and efficiency issues raised by the Government, such concerns do not obviate Plaintiffs' right to an opportunity to develop information necessary to prove their claims. As discussed below, the Court concludes that the posture of this case and the specific allegations at issue weigh in favor of permitting discovery to ensure Plaintiffs' access to such materials.
The Court begins with the implications of Cabinet Mountains with respect to the availability of discovery in this case. The Circuit there addressed a challenge to a Forest Service decision approving a mineral-exploration project and drilling program in Montana, which the plaintiffs alleged violated § 7 of the ESA. As noted above, the court found that "[s]ince the ESA does not specify a standard of review, judicial review is governed by section 706 of the [APA]," and "the appropriate standard of review under the ESA is [thus] the arbitrary and capricious standard provided by" that section. See
The Court acknowledges that the language in Cabinet Mountains is fairly sweeping and, at first glance, may seem to stand for the principle that all ESA suits must be considered under the APA standards for review. A closer analysis of the case, however, reveals that it is not quite so broad a holding. First, as Plaintiffs note, the district court in Cabinet Mountains in fact specifically did not address whether it could consider documents plaintiffs in that case wanted to introduce because the materials were "cumulative of evidence that was considered in the administrative proceedings" and were therefore already in the record. See Cabinet Mountains Wilderness v. Peterson,
Second, there are meaningful distinctions between the claims presented in Cabinet Mountains and those raised in this case. As discussed in more depth below, the plaintiffs in Cabinet Mountains, unlike those here, did not bring a claim under § 9 of the ESA. In addition, the agency actions involved are very different. Here, Plaintiffs claim that the agency is "violating [its] ongoing obligation under ESA Section 7(a)(2), after the issuance of the 2014 biological opinion and after the 2017 authorization of the fishery under the MMPA, by continuing to allow lobster fishing in a manner that is jeopardizing critically endangered right whales." Reply at 21. As Plaintiffs note, "By definition, the administrative record related to those 2014 and 2017 decisions cannot include post-decisional evidence of harm to right whales from the lobster fishery, because that evidence did not exist at the time of the decisions and could not have been considered by Defendants in making those decisions."
There is, additionally, a distinction to be made between the form of relief sought here versus that pursued in Cabinet Mountains. In that case, the plaintiffs alleged that the agency's approval of the drilling project violated the ESA and moved for summary judgment on that claim. There is no indication in the opinion that they sought an injunction of any ongoing agency action, as they were instead challenging the Government's approval of the drilling plan. Here, Plaintiffs seek injunctive relief under § 7(a)(2) of the ESA, which provides that the remedies for a substantive violation of the Act can include an injunction pending compliance. In order to show that they are entitled to such a remedy, Plaintiffs must "make a showing that a violation of the ESA is at least likely in the future." Nat'l Wildlife Fed'n v. Burlington N.R.R., Inc.,
D. Section 9 Claim
In addition to asserting that they are entitled to discovery based on their § 7 claim, Plaintiffs also argue that their § 9 count requires the submission of extra-record evidence. Their allegations under this provision are predicated on the assertion that Defendants have long acknowledged that the lobster fishery takes right whales by entanglement, but that, in contravention of the ESA, there is no incidental-take statement or permit authorizing any such take. See Mot. at 10. Plaintiffs seek to hold NMFS liable for this alleged violation, as it is the federal agency responsible for authorizing and managing the ongoing operations of the fishery.
The Court finds that Plaintiffs again have the better of this issue. First, it can easily dispose of Defendants' reliance upon Cabinet Mountains, as that case included no claim under § 9. In the years since that decision, moreover, at least one court in this district has permitted discovery on an ESA § 9 claim - a fact that is difficult to square with Defendants' argument that Cabinet Mountains precludes discovery in § 9 suits. In Am. Soc. for Prevention of Cruelty to Animals v. Feld Entm't Inc.,
Second, although the Government is correct that there is no case in this Circuit directly addressing the availability of discovery under § 9, there are a number of opinions in other courts finding that such evidentiary proceedings are appropriate. Indeed, courts have repeatedly held that the consideration of extra-record evidence is available - and necessary - to determine whether there is an ongoing, impermissible "take" of a species. In Or. Nat. Desert Ass'n,
The Court finds that the logic of these cases is sound in light of the intent behind § 9 - to prevent the take of endangered species without proper agency authorization. In bringing their claim, Plaintiffs do not seek this Court's review of a past agency action or specific determination, but rather are attempting to enjoin ongoing or future unlawful incidental take. The question is therefore whether NMFS is currently authorizing and is likely to continue authorizing activities that result in such harms. It is hard to imagine how such an inquiry could be resolved on the basis of an administrative record underlying a past agency action, as such records are *48unlikely to include evidence showing ongoing take or reflecting future potential harm. See Nw. Coal.,
* * *
In sum, the Court concludes that Plaintiffs are entitled to discovery on their ESA counts. This result reflects the intent of the Act to ensure the ongoing conservation of endangered species and to ensure that agencies charged with safeguarding such species fulfill their role as stewards. Permitting discovery will also best serve the interests of the Court in adjudicating the § 7 and § 9 claims, as Plaintiffs ask it to evaluate both the current and future risk Defendants' actions pose to the right whale. In order to accurately assess the alleged crisis of these cetaceans, the Court will benefit from a record that reflects the actual, ongoing effects of the lobster fishery on the species.
III. Conclusion
For these reasons, the Court will grant Plaintiffs' Motion for Discovery. A separate Order so stating will issue this day.
Reference
- Full Case Name
- CENTER FOR BIOLOGICAL DIVERSITY v. Wilbur ROSS
- Cited By
- 3 cases
- Status
- Published