United States v. John Ausby
United States v. John Ausby
Opinion
In 1972, the government charged John Milton Ausby with the murder and rape of Deborah Noel. The prosecution introduced several pieces of evidence at trial connecting Ausby to the crime, including the testimony of a forensic expert who claimed that hairs found at the crime scene were microscopically identical to Ausby's hair. The jury subsequently convicted Ausby of the rape and murder and Ausby received a life sentence.
The government now concedes that the testimony of the forensic expert was false and misleading and that the government knew or should have known so at the time of Ausby's trial. Ausby moved to vacate his conviction under
I. BACKGROUND
Deborah Noel returned to her apartment on December 14 for the first time in two weeks. Shortly after her arrival, she was raped and murdered in her bedroom. A grand jury indicted Ausby on six counts related to Noel's death: felony murder, *1091 premeditated murder, rape while armed, rape, burglary while armed and burglary.
At trial, the prosecution introduced substantial evidence connecting Ausby to Noel's rape and murder. First, the prosecution called to testify two individuals who encountered a black male in garb resembling Ausby's in Noel's apartment building in the days leading up to her murder. One of the two identified Ausby himself from a photo array and in the courtroom during trial. Second, the prosecution presented evidence that Ausby had left a thumbprint inside Noel's apartment sometime within ten days of the murder. Third, the prosecution presented evidence that vials of scented oil left inside Noel's apartment and beneath her windows belonged to Ausby. Fourth, the prosecution presented evidence that the bullet that killed Noel potentially, but not definitively, matched the handgun Ausby was carrying when he was arrested.
At issue here, the government also elicited testimony from FBI Special Agent Robert Neill, a microscopic hair analysis specialist, regarding hair found at the scene of the crime. According to Agent Neill's testimony, microscopic analysis of hair involved categorizing hair on the basis of between fifteen and twenty-five characteristics "which tend to be more or less unique to a particular individual." To compare two hairs, Agent Neill placed them side-by-side under a special microscope and then compared them using the hairs' observable characteristics.
Agent Neill testified that hairs taken from inside Noel's apartment and on her body were "microscopically identical" to Ausby's hairs. Although Agent Neill acknowledged that "microscopic hair comparisons do not constitute a basis of positive personal identification," he opined that "the questioned hairs ... either originated from the head of Mr. Ausby or from some other person ... whose head hairs or pubic hairs are microscopically identical."
During its closing statement, the prosecution reviewed the testimony from those who encountered Ausby in the apartment building and the evidence connecting him to the oils found in Noel's bedroom and under her windows. The prosecutor then asked the jury: "Now, could I not have rested my case right there? Could you not have said, Why are you boring me with anything further in this case? Is that not enough to convict this defendant?" But continuing on, the prosecutor revisited Agent Neill's hair-comparison testimony as well as the evidence regarding Ausby's thumbprint and the potential match between Ausby's handgun and the bullet that killed Noel.
In his closing, defense counsel admitted that Ausby had entered Noel's apartment but argued that he did so during Noel's two-week absence, not on the day of her rape and murder. He challenged the reliability of Agent Neill's purported identification of Ausby's hairs on Noel's body, particularly given that Agent Neill had conceded that microscopic hair comparison analysis cannot produce a positive identification. In response, the prosecutor asserted during his rebuttal that microscopic hair comparison analysis "is not a positive means of identification but it amounts to a positive means here."
The jury convicted Ausby of felony murder and rape while armed. The court then sentenced Ausby to life imprisonment for Noel's murder and ten to thirty years' imprisonment for her rape. This Court affirmed Ausby's conviction and sentence.
United States v. Ausby
,
In 2012, the FBI and the Department of Justice began reviewing cases in which the
*1092
government had introduced testimony regarding microscopic hair comparison analysis to assess whether the government's forensic expert gave false or misleading testimony that exceeded the limits of science. After reviewing Ausby's case, the FBI determined that Agent Neill misled the jury by implying that he could positively identify the hairs taken from the crime scene as belonging to Ausby. In light of Agent Neill's admittedly misleading testimony, the United States conceded error and waived any statute of limitations and procedural-default defenses in the event Ausby sought relief under
Following the government's concession, Ausby moved to vacate his conviction under
II. ANALYSIS
A federal prisoner may move to have his sentence vacated under
The government has conceded that Agent Neill's testimony regarding microscopic hair comparison analysis was false and that the government knew or should have known it was false at the time of Ausby's trial. The parties dispute only whether Agent Neill's false statements were material to Ausby's conviction.
As first formulated in
Napue
and repeated in the decades of cases that have since applied its holding, the government's introduction of false testimony is material if the evidence "could ... in any reasonable likelihood have affected the judgment of the jury."
Giglio
,
Despite the consistency with which
Napue
decisions have articulated the materiality standard, Ausby asks us to strike out "reasonable likelihood" and insert the phrase "reasonable possibility." While Ausby posits that the two phrases are substantively "synonymous," he also maintains that the semantic difference "is meaningful" for clarifying the materiality standard. Even taking Ausby's position as internally consistent, we reject it. The only support Ausby offers in favor of his new semantic gloss are the opinions of two Supreme Court Justices, both of which failed to garner majority support.
See
United States v. Bagley
,
In addition to quibbling over wording, Ausby argues that the "reasonable likelihood" standard is substantively equivalent to the harmless-error standard of
Chapman v. California
,
Next, Ausby relies on this Court's decision in
United States v. Vega
.
Vega
stated in
dicta
that the
Napue
materiality standard is equivalent to the harmless-error standard of
Chapman v. California
.
Vega
,
The Supreme Court's and this Court's
Napue
decisions fall at one end of the materiality spectrum or the other. In some cases, the false testimony concealed facts that would have undermined the credibility of the government's key witness.
See
Giglio
,
We believe Agent Neill's false hair-comparison testimony during Ausby's trial falls somewhere between the two ends. Agent Neill's testimony was neither the sole piece of evidence on which the prosecution hung its case nor redundant or irrelevant. We ultimately conclude, however,
*1095
that Agent Neill's testimony falls on the material side of the spectrum. Agent Neill's testimony was the primary evidence that directly contradicted Ausby's defense theory-that Ausby had been in Noel's apartment during her two-week absence but not on the day of her rape and murder. Ausby's defense theory plausibly explained the remaining evidence. First, the sightings of Ausby near Noel's apartment occurred four or five days before the murder and thus were consistent with Ausby's presence in Noel's apartment on an earlier date. Second, Ausby could have left the thumbprint and vials of oil in Noel's apartment while in her apartment sometime before the date of her rape and murder. And third, the ballistic evidence could not yield a positive identification. That Agent Neill's testimony played a key role in debunking Ausby's defense is borne out by the prosecution's emphasis in its closing rebuttal that Agent Neill's microscopic hair-comparison analysis "is not a positive means of identification but it amounts to a positive means here." Thus, without Agent Neill's hair-comparison testimony, there is a reasonable likelihood that the jury could have accepted Ausby's defense theory. Ausby has therefore carried his burden of demonstrating that Agent Neill's testimony "could ... in any reasonable likelihood have affected the judgment of the jury."
Giglio
,
For the foregoing reasons, the judgment of the district court is reversed and the case is remanded for proceedings consistent with this opinion.
So ordered.
Although
Wearry
explains the contours of
Napue
's "reasonable likelihood" standard,
Wearry
in fact addressed a claim under
Brady v. Maryland
,
Williams
involved a challenge under Federal Rule of Criminal Procedure 33, not a
Napue
challenge.
Williams
,
Reference
- Full Case Name
- UNITED STATES of America, Appellee v. John Milton AUSBY, Appellant
- Cited By
- 18 cases
- Status
- Published