Sierra Club v. Envtl. Prot. Agency
Opinion
To implement the Clean Air Act, the Environmental Protection Agency oversees state procedures for creating and running air monitoring networks. In 2016, EPA adopted a rule, Revisions to Ambient Monitoring Quality Assurance and Other Requirements,
Sierra Club raises three objections. Resting on EPA's language in the preamble to the rule, it attacks the divergence between EPA's procedures for reviewing SIPs and annual monitoring network plans-a divergence embodied in a 2006 EPA regulation that has long since passed the deadline for seeking judicial review. It challenges (on the merits) the new authority on sampling frequency reductions. And it sees a fatal procedural defect in the quality assurance adjustments in the form of EPA's statement-plainly and concededly mistaken-that no commenter had criticized the changes.
For the reasons below, however, we find that Sierra Club (1) is barred from seeking review of the claimed legal requirement that monitoring plans be assessed under the same procedures as SIPs because the new rule and EPA's preamble did no more than echo a prior EPA regulation, (2) lacks standing to attack the sampling frequency changes, and (3) has made no showing that the asserted non-response on quality assurance issues manifested any failure to consider factors relevant to the changes. Thus we dismiss the first two claims and deny the third.
* * *
The Clean Air Act,
First, EPA identifies air pollutants that endanger public health or welfare, and sets National Ambient Air Quality Standards, or NAAQS, that specify the maximum permissible concentration of those pollutants in the ambient air.
To make performance of these functions possible, EPA "promulgate[s] regulations establishing an air quality monitoring system throughout the United States."
We now turn to Sierra Club's three challenges to EPA's recent revisions to its monitoring regulations.
* * *
First and foremost, Sierra Club attacks EPA's revised regulation governing
the review and approval of annual monitoring network plans,
But no later than 2006 EPA's regulations pursued the non-SIP path. See Revisions to Ambient Air Monitoring Regulations,
EPA's decision to place annual monitoring network plans outside the SIP-review process was evident. For example, while the statute requires
EPA
approval of
SIP revisions
to be preceded by notice and an opportunity for comment, see
The 2006 rulemaking also embodied the same disconnect between
state
processes for formulating monitoring plans and for formulating SIPs-at least under Sierra Club's reading of the statute. Sierra Club complains that the current provision on the subject is unlawful because it diverges from the statutory requirement applicable to SIP submissions-namely, that states act only after providing "reasonable notice and public hearings,"
Thus, by at least 2006 EPA had necessarily concluded that annual monitoring network plans were not components of a SIP.
In the rulemaking currently under review EPA simply continued the same approach. In 2014 it proposed two modest revisions to
Accordingly, if Sierra Club disagreed with EPA's disjuncture between monitoring plans and SIPs, it should have raised
its objection at the conclusion of the 2006 rulemaking, "within sixty days of EPA's first use of the [non-SIP-style] approach."
Medical Waste Inst.
,
In an effort to tie the monitoring-plan-is-really-a-SIP issue to the 2016 rulemaking, Sierra Club points to a single statement EPA made in the preamble to the Final Rule:
[S]ection 110(a)(2)(B) [of the Clean Air Act,42 U.S.C. § 7410 (a)(2)(B),] simply requires that monitoring agencies have the legal authority to implement 40 CFR part 58 [concerning monitoring network plans]; it does not treat annual monitoring network plans ... as "integral parts" of a SIP subject to public participation whenever such network plans are established or modified.
Final Rule,
But far from indicating that EPA intended to reconsider the separation of monitoring plans and SIPs, this statement merely responded (quite briefly) to a comment lodged by Sierra Club's counsel, Earthjustice, in an attempt to reopen the issue. See Earthjustice & American Lung Association Comments, EPA-HQ-OAR-2013-0619-0034, at 2 (Nov. 10, 2014) ("Earthjustice Comments"), J.A. 96. Petitioners, however, cannot "comment on matters other than those actually at issue, goad an agency into a reply, and then sue on the grounds that the agency had re-opened the issue."
United Transp. Union-Ill. Legislative Bd. v. Surface Transp. Bd.
,
Of course, Sierra Club's submissions might be read as an invitation to EPA to reopen that issue, but agencies are free to decline such invitations. Given "the entire context of the rulemaking," it is clear that EPA declined and did not reopen consideration of the SIP-monitoring-plan divide.
Am. Road & Transp. Builders Ass'n v. EPA
,
* * *
Sierra Club next challenges EPA's decision to permit Regional Administrators to give case-by-case approval to reductions in the minimum required sampling frequency of monitoring for fine particulate matter. Known as PM2.5, fine particulate matter consists of airborne particles that are 2.5 micrometers in diameter or smaller-less than one-thirtieth the thickness of human hair. Air Quality Designations and Classifications for the Fine Particles (PM2.5) National Ambient Air Quality Standards,
Under prior regulations, certain air monitoring stations that track PM2.5 were required to operate on at least a 1-in-3 day sampling frequency. Proposed Rule,
Rather, EPA's revisions created the possibility of exceptions-enabling possible reductions from 1-in-3 days to 1-in-6 days (or for seasonal sampling). EPA sought to
address the sort of situation where a particular monitor was "highly unlikely" to record an otherwise undetected violation of the PM2.5 NAAQS. Final Rule,
To counteract the possibility of excessive redundancy, EPA gave Regional Administrators a cautiously hedged authority to approve state requests to reduce specific monitors' sampling frequency to 1-in-6 days or to seasonal sampling.
Sierra Club, nevertheless, finds much to fear. Even with an EPA gatekeeper, it says, a reduction in mandatory sampling frequency "creates an increased risk that excessive daily PM2.5 levels will go undetected." Earthjustice Comments at 4, J.A. 98. Sierra Clubs claims that EPA arbitrarily failed to consider this risk increase.
But our jurisdiction to consider the issue requires that Sierra Club establish its standing.
Sierra Club v. EPA
,
For a Sierra Club member to face an increased risk of harm, the following conditions would have to be fulfilled. (1) A state must request a reduction in sampling frequency; (2) the request must concern a monitor near one of Sierra Club's members; (3) the request must be approved by the Regional Administrator; (4) there must be a likelihood that a spike in PM2.5 levels near that monitor will occur at a time when the monitor would have been sampling but for the approved reduction; (5) and conditions must be such that no nearby monitor would pick up the spike.
To suggest even a minimally credible possibility of the above occurring, Sierra Club identifies three monitors that are (i) eligible for a reduction in sampling and (ii) placed near a Sierra Club member. One is in Texas (Houston); two are in Oregon (Oakridge and Klamath Falls). Sierra Club Reply Br. 26; see Joshua Berman Decl. ¶¶ 34-38 (Mar. 16, 2018). But is Texas or Oregon likely to request any reductions in sampling frequency? Courts are generally "hesitant" to base standing on a chain of events that " 'depends on the unfettered choices made by independent actors not before the courts,' "
R.J. Reynolds Tobacco Co. v. FDA
,
Sierra Club seeks to fill this gap in state motivation by pointing out that "states ... lobbied for these changes to save money." Sierra Club Reply Br. 26-27. The inference may be sound-for states that lobbied. But Sierra Club fails to point us to any evidence that Texas or Oregon was among the unspecified states that did so. See
id
. at 27 (citing Final Rule,
Further, the eligible monitors appear to be located at rather low-risk sites. In 2016, not one of them recorded a violation of the 24-hour PM2.5 NAAQS-or even came particularly close to doing so. See Berman Decl. ¶¶ 31, 35-37. Nor did any come within even 10% of an annual PM2.5 NAAQS violation-for three reporting periods in a row. See Berman Decl. ¶¶ 31-32, 35-37. Far from it. As the table below indicates, the monitors have consistently-year after year-fallen well below the PM2.5 annual NAAQS.
Monitor Design Monitor's Annual % Location Value* Design NAAQS Diff.** Years Value* (µg/m3) (µg/m3) 482011039 2012-14 9.6 12.0 - 20% (Houston, 2013-15 9.6 12.0 - 20% TX) 2014-16 9.2 12.0 - 23% 410350004 2012-14 10.2 12.0 - 15% (Klamath 2013-15 10.0 12.0 - 17% Falls, OR) 2014-16 8.3 12.0 - 31% 410392013 2012-14 9.2 12.0 - 23% (Oakridge, 2013-15 9.6 12.0 - 20% OR) 2014-16 8.5 12.0 - 29%
* "Design values" are "the 3-year average NAAQS metrics that are compared to the NAAQS levels to determine when a monitoring site meets or does not meet the NAAQS ...." The table references the annual NAAQS-the "3-year average of PM 2.5 annual mean mass concentrations for each eligible monitoring site." 40 C.F.R. pt. 50, app. N(1.0)(c).
** "The national primary ambient air quality standard[ ] for PM
2.5
[is] 12.0 micrograms per cubic meter (µg/m
3
) annual arithmetic mean concentration ...."
Sierra Club identifies no reason to believe that an abrupt reversal in PM2.5 fortunes near these sites is likely, much less "certainly impending."
Nat'l Ass'n of Home Builders v. EPA
,
Finally, Sierra Club does nothing to build into its theory of harm the analytical exercise that the Regional Administrator must undertake before granting approval, such as determining whether "continuous PM2.5 monitors" exist nearby, and whether an unexpected spike in fine particulate matter would really have registered at one of the sites (had it been kept at 1-in-3) and yet evaded all other monitors. Final Rule,
At bottom, Sierra Club's claim to standing "stacks speculation upon hypothetical upon speculation."
Kansas Corp. Comm'n v. FERC
,
* * *
Finally, Sierra Club protests adjustments EPA made to four quality assurance requirements for Prevention of Significant Deterioration, or PSD, air monitoring. See Sierra Club Br. 55-56 & n.18; see also Final Rule,
Until adoption of the Final Rule, the quality assurance requirements for PSD monitoring had generally been the same as the requirements for monitoring used to measure compliance with the NAAQS. Final Rule,
Earthjustice (Sierra Club's counsel here) and the American Lung Association jointly objected to that proposal, saying that EPA should apply the same requirements to the PSD monitors as it does to monitors ensuring NAAQS compliance. The protest identified four specific ways in which the rule would make the PSD quality assurance requirements weaker than those for the NAAQS, and argued that such relaxations were wrong, primarily because PSD monitoring was "required for the purpose of determining whether the proposed facility will cause or contribut[e] to exceedances of ... NAAQS." Earthjustice Comments at 8, J.A. 102; see also Sierra Club Br. 57. EPA overlooked this comment. As the agency now admits, in discussing the Final Rule it inaccurately stated that it had received only favorable comments on its proposed changes. See EPA Br. 49-50; see also, e.g., Final Rule,
Sierra Club argues that EPA could not meaningfully have "respond[ed] to significant points raised by the public," as EPA must, as it failed even to recognize that anyone made adverse comments. Sierra Club Br. 58 (quoting
Lake Carriers' Ass'n v. EPA
,
But a "failure to respond to comments is significant
only insofar as
it demonstrates that the agency's decision was not based on a consideration of the relevant factors."
Sierra Clubv. EPA
,
Take Sierra Club's first example-"waiving implementation of the National Performance Evaluation Program ('NPEP')." Sierra Club Br. 55 n.18. EPA in fact addressed the substance of Earthjustice's NAAQS-requirements-must-meet-PSD-requirements concern in this context, saying that NPEP requirements could not be waived "if a PSD reviewing authority intended to use PSD data for any official comparison to the NAAQS beyond" some limited PSD uses. Final Rule,
The same is true for each of the remaining changes to which Earthjustice objected. Compare Sierra Club Br. 55-56 & n.18, with Final Rule,
Changes described Excerpt from EPA's Explanation in Sierra Club Br. of each change 55-56 n.18 "(2) [E]liminating "Since PSD does not implement lead quality assurance NCore sites, the EPA proposed to requirements eliminate the [lead] [quality assurance] for collocated sampling language specific to non-source and lead performance oriented NCore sites from PSD while evaluation retaining the PSD [quality assurance] procedures for requirements for routine [lead] monitoring." non-source oriented 81 Fed. Reg. at 17,272/1. NCore sites." "(3) [R]elaxing data "Realizing that PSD monitoring may quality objectives have different monitoring objectives, for PSD monitoring the EPA proposed to ... allow decisions organizations." on [data quality objectives] to be determined through consultation between the appropriate PSD reviewing authority and PSD monitoring organization." 81 Fed. Reg. at 17,272/3. "(4) [W]aiving the "Due to the relatively short-term nature concentration validity of most PSD monitoring, the likelihood threshold for implementation of measuring low concentrations of the in many areas attaining the PM2.5 performance PM2.5 standard and the time required evaluation in the to weigh filters collected in performance last quarter of PSD evaluations, a PSD monitoring monitoring." organization[] . . . [may waive the] threshold for validity of performance evaluations conducted in the last quarter of monitoring . . . ." 81 Fed. Reg. at 17,275/1.
To be sure, all these explanations may, as a substantive matter, suffer from some infirmity that renders them inadequate. But Sierra Club has not raised that argument, much less developed it. Rather, it steadfastly maintains that EPA "cannot identify any consideration" of Earthjustice's concerns, Sierra Club Reply Br. 30, a claim that is transparently mistaken.
* * *
For the foregoing reasons, the petition for review is dismissed in part and denied in part.
So ordered.
Reference
- Full Case Name
- SIERRA CLUB, Petitioner v. ENVIRONMENTAL PROTECTION AGENCY and Andrew Wheeler, Administrator, U.S. Environmental Protection Agency, Respondents
- Cited By
- 3 cases
- Status
- Published