United Steel v. Mine Safety & Health Admin.
Opinion of the Court
The Mine Safety and Health Administration (MSHA), housed in the United States Department of Labor (Labor), sets health and safety standards for mine operations. Its regulatory authority is subject to a unique limitation: "[n]o mandatory health or safety standard ... shall reduce the protection afforded miners by an existing mandatory health or safety standard."
I. BACKGROUND
The Federal Mine Safety and Health Act of 1977, Pub. L. No. 91-173,
MSHA has for decades required examinations of mine workplaces and imposed recordkeeping requirements on mine operators. From 1979 to 2017, MSHA required "[a] competent person designated by the *1282operator" to "examine each working place at least once each shift for conditions which may adversely affect safety or health."
In 2017, MSHA decided to impose more stringent requirements. Examinations of Working Places in Metal and Nonmetal Mines ,
In April 2018, MSHA promulgated a final rule amending the requirements of the 2017 Standard. Examinations of Working Places in Metal and Nonmetal Mines ,
Petitioners the United Steel, Paper and Forestry, Rubber, Manufacturing, Energy, Allied Industrial and Service Workers International Union, AFL-CIO/CLC, and the United Mine Workers of America International Union filed a timely petition for review of the 2018 Amendment. They claim that the 2018 Amendment violates both the Mine Act's no-less-protection standard,
II. ANALYSIS
The Mine Act requires MSHA to "state the basis for its conclusion" that a new health or safety standard satisfies the *1283no-less-protection standard. Nat'l Min. Ass'n v. MSHA ,
A. EXAMINATION REQUIREMENT
The petitioners first claim that MSHA failed to explain adequately how the 2018 Amendment's examination requirement complies with the no-less-protection standard. As noted, the 2017 Standard required examinations to occur before miners begin work in an area.
The problem with this explanation is that the 2018 Amendment does not allow for notification before exposure. Its notification provisions state: "[t]he operator shall promptly notify miners in any affected areas of any conditions found that may adversely affect safety or health" and "[c]onditions noted by the person conducting the examination that may present an imminent danger shall be brought to the immediate attention of the operator."
The explanation is arbitrary and capricious for a second reason: it cannot be reconciled with factual findings that MSHA made in support of the 2017 Standard. An agency is generally free to change positions so long as it can "show that there are good reasons for the new policy," not "that the reasons for the new policy are better than the reasons for the old one." FCC v. Fox Television Stations, Inc. ,
There is another unexplained departure. From 1979 to 2017, MSHA's safety standard allowed operators to conduct an examination anytime during a shift. See
B. RECORDKEEPING REQUIREMENT
The petitioners next argue that MSHA failed to provide a reasoned explanation why the recordkeeping requirement of the 2018 Amendment satisfies the no-less-protection standard. In the preamble to the 2017 Standard, MSHA determined that "recording all adverse conditions, even those that are corrected immediately , will be useful as a means of identifying trends," which "should help inform mine management regarding areas or subjects that may benefit from increased safety emphasis." See Examinations of Working Places in Metal and Nonmetal Mines , 82 Fed. Reg. at 7686 (emphasis added). MSHA acknowledged this determination in the preamble to the 2018 Amendment. Examinations of Working Places in Metal and Nonmetal Mines ,
MSHA's unsupported explanation does not withstand scrutiny. An agency must "articulate a satisfactory explanation for its action including a 'rational connection between the facts found and the choice made.' " State Farm Mut. Auto. Ins. Co. ,
*1286The dissent would uphold MSHA's conclusory explanation and repeatedly takes us to task for not affording MSHA enough deference. Dissent at 1288-91. The dissent locates its deference principle in National Mining Association v. MSHA ,
In addition, the dissent claims that, because MSHA's thin explanation for its compliance with the no-less-protection standard in National Mining Association survived judicial review, MSHA's even thinner explanation here must do so as well. Dissent at 1289-90. Our colleague overlooks two crucial points. First , the National Mining Association petitioners did not challenge the adequacy of MSHA's explanation for its compliance with the no-less-protection standard and therefore we did not decide whether that explanation would survive arbitrary and capriciousness review. See Nat'l Mining Ass'n ,
In sum, MSHA failed to offer a reasoned explanation why the examination and recordkeeping requirements of the 2018 Amendment satisfy the no-less-protection standard. The 2018 Amendment is therefore ultra vires and unenforceable. See
The complicated procedural history of this case raises a question about what standard governs after vacatur. See supra at 1282. We agree with the parties that vacatur of the 2018 Amendment automatically resurrects the 2017 Standard. The 2018 Amendment modifies the terms of the 2017 Standard and so vacatur of the 2018 Amendment simply undoes those modifications. Examinations of Working Places in Metal and Nonmetal Mines ,
For the foregoing reasons, we vacate the 2018 Amendment and order the 2017 Standard reinstated.
So ordered .
MSHA contends on brief to us that the new examination requirement creates additional safety benefits by reducing "the risk that, between the time of the examination and the time miners begin work, conditions will have changed and created new or different hazards." The contention does not appear in the administrative record and so we do not consider it. See PG&E Gas Transmission, Nw. Corp. v. FERC ,
It is no answer to say, as MSHA does, that the preamble to the 2018 Amendment expresses MSHA's intention that miners receive notification before being exposed to adverse conditions. Examinations of Working Places in Metal and Nonmetal Mines ,
MSHA's brief makes two additional arguments in support of the recordkeeping requirement. It "reduces the risk of inundating miners with information" and is "narrow" enough to lack safety implications. But these arguments do not appear in the administrative record and thus we do not consider them. SEC v. Chenery Corp. ,
Our dissenting colleague believes MSHA's preamble statement about "overwhelm[ing] the record with minor housekeeping issues" counts as expressing concern about "inundating miners with information." Dissent at 1291. We see no basis for concluding that MSHA meant something other than what it said, especially considering (1) the statement about "overwhelm[ing] the record" appears in a paragraph regarding mine operator burdens, Examinations of Working Places in Metal and Nonmetal Mines ,
Because we vacate the 2018 Amendment based on MSHA's failure to explain adequately its compliance with the no-less-protection standard, we need not-and hence do not-consider the petitioners' remaining APA and Mine Act arguments.
Concurring in Part
The Mine Safety and Health Administration promulgated a regulation requiring mine operators to (1) "examine each working place at least once each shift before miners begin work in that place" and (2) prepare a "record" describing "each condition found that may adversely affect the safety or health of miners."
*1288Examinations of Working Places in Metal and Nonmetal Mines ,
The Federal Mine Safety and Health Act of 1977 contains what has been described as a no-less-protection rule: "No mandatory health or safety standard promulgated under this subchapter shall reduce the protection afforded miners by an existing mandatory health or safety standard."
I agree with my colleagues that, even under this deferential standard of review, MSHA failed to justify the amendment to the examination requirement. MSHA asserted that miners "will be notified" of adverse conditions "before they are potentially exposed," regardless of whether the examination is conducted before or as they begin work. Mine Examinations II ,
In this Court, MSHA advanced more developed and more plausible justifications for the amendment. Perhaps it would be safe to conduct the examination as work begins, if the inspector is always "just ahead" of the miners and warns them of hazards "in real time." Respondents' Br. at 14. Perhaps this would even improve safety, by minimizing "the risk that conditions will be so changed" between the examination and the beginning of work. Id . at 12. But MSHA did not assert these justifications during the 2018 rulemaking. True, it noted that mines have "dynamic work environments where conditions are always changing." Mine Examinations II ,
Unlike my colleagues, I would uphold the amendment limiting the recording requirement to hazards that are not promptly corrected. MSHA's analysis of this amendment balanced three competing safety considerations. First, MSHA recognized that "recording all adverse conditions, even those that are corrected *1289promptly, would be useful in identifying trends and areas that could benefit from an increased safety emphasis." Mine Examinations II ,
My colleagues object that the record lacks "any comparative analysis." Ante at 1285. But MSHA did compare the competing safety considerations. It concluded that the amended recording rule would produce "as much or more in safety benefits" by heightening incentives to correct hazards promptly, and that decluttering examination records would provide further safety benefits. Mine Examinations II ,
First , we upheld an amendment permitting the use of electricity for vehicles to evacuate miners if a ventilation fan shuts down. Commenters objected that electricity would be dangerous in that circumstance, but MSHA asserted without elaboration that the amendment would facilitate evacuations. See Safety Standards for Underground Coal Mine Ventilation ,
Second , we upheld an amendment limiting pre-shift inspections to violations of rules presenting an immediate hazard to miners. MSHA asserted that narrowing the inspections would improve safety, because "look[ing] for violations that might become a hazard could distract examiners from their primary duties." Ventilation Standards ,
Third , we upheld an amendment permitting less frequent inspection of fans that use an automated monitoring system. MSHA asserted that the improved technology would "provide greater safety" on balance. Safety Standards for Underground Coal Mine Ventilation ,
Fourth , we upheld an amendment that narrowed another inspection recording rule to exclude defects "corrected by the end of th[e] shift."
*1290
Given these holdings, we should accept MSHA's explanation in this case. The agency correctly understood the governing legal question-whether the amendment reduced health or safety protections for miners. It identified considerations reasonably bearing on that question. And it compared the competing considerations to make an explicit assessment of the "net safety effects of a change in a regulation."
My colleagues object that the petitioners in National Mining did not challenge "the adequacy of MSHA's explanation," but only the "factual determinations that the new standard provided miners with as much protection as the old standard." Ante at 1286. Our opinion did not suggest that distinction. Rather, it was framed as a review of MSHA's explanations: we held that MSHA must "state the basis for its conclusion that the [no-less-protection] rule has been satisfied;" then, we found "[i]n each case ... no grounds to conclude that the Secretary failed to engage in reasoned decisionmaking."
My colleagues further contend that MSHA failed to address "its own previous findings" regarding the 2017 recording rule. Ante at 1287. But MSHA did address its key prior finding. In 2017, MSHA concluded that "recording all adverse conditions, even those that are corrected immediately, will be useful as a means of identifying trends." Mine Examinations I , 82 Fed. Reg. at 7686. In assessing the 2018 amendment, MSHA recognized that benefit of the 2017 rule, but concluded that two competing safety considerations outweighed it. Mine Examinations II ,
As for the two safety benefits noted by MSHA in 2018, my colleagues question whether the 2018 rule will incentivize mine operators to correct adverse conditions promptly, because other regulations already require them to do so. Ante at 1285. But there is nothing unreasonable about providing increased incentives for compliance, by reducing the recording obligations of operators who do comply.
Finally, my colleagues conclude that "the risk of inundating miners with information" does not "appear in the administrative record." Ante at 1286 n.3 (quotation marks omitted). I read the record differently. As MSHA recounted, some commenters warned that "requiring all adverse conditions [to] be recorded in the examination record would overwhelm the record with minor housekeeping issues." Mine Examinations II ,
My colleagues note that MSHA adopted the relevant comments "in a paragraph regarding mine operator burdens." Ante at 1286 n.3. But the surrounding discussion does not change the fact that MSHA agreed with commenters who expressed concern that cluttering the examination record would harm miner safety. Moreover, MSHA adopted these comments to make a clear safety determination: "requiring mine operators to record only those adverse conditions that are not corrected promptly is as protective as the January 2017 rule."Mine Examinations II ,
In sum, I believe that MSHA adequately explained why the 2018 amendment to the recording regulation is consistent with the no-less-protection rule. Because my colleagues conclude otherwise, I respectfully dissent from Part II.B of the Court's opinion.
Reference
- Full Case Name
- UNITED STEEL, Paper and Forestry, Rubber, Manufacturing, Energy, Allied Industrial and Service Workers International Union, AFL-CIO-CLC and United Mine Workers of America International Union, Petitioners v. MINE SAFETY AND HEALTH ADMINISTRATION and R. Alexander Acosta, Secretary of Labor, United States Department of Labor, Respondents
- Cited By
- 60 cases
- Status
- Published