Johnson v. Dist. of Columbia
Johnson v. Dist. of Columbia
Opinion
In 1990, Michael Roy Johnson pleaded guilty to an armed rape he committed while out on bond for another alleged rape. He became eligible for parole in 2000. At his parole hearings in 2000, 2005, and 2008, the U.S. Parole Commission denied him parole. Each time, the Commission applied parole guidelines promulgated in 2000 rather than the 1987 guidelines in effect at the time of his offense.
Johnson brought an action claiming that the retroactive application of the 2000 guidelines in his parole hearings violated the Ex Post Facto Clause and Fifth Amendment Due Process Clause. He also alleged that his arrest had violated the Fourth Amendment because it was unsupported by probable cause. The district court granted a dismissal in favor of the defendants, and we affirm.
I.
A.
Because the district court dismissed Johnson's complaint under Federal Rule of Civil Procedure 12(b)(6) for failure to state a claim, we "accept[ ] the allegations in the complaint as true" and grant him "the benefit of all inferences that can be derived from the facts alleged."
Vila v. Inter-Am. Inv. Corp.
,
On December 27, 1989, Johnson was arrested by John Burke, a detective in the D.C. Metropolitan Police Department, and charged with armed rape. The alleged victim of the rape was Johnson's then-girlfriend. She had identified Johnson as the perpetrator and described the episode in detail, after which the police contacted him for an interview. Johnson provided a handwritten statement in which he said that he and his girlfriend had spent time together on the day in question and engaged in consensual intercourse. He described an altercation over accusations of infidelity that culminated with his girlfriend grabbing a knife to prevent him from leaving the apartment. He was eventually able to wrest the knife from her.
Detective Burke described the victim's allegations in an affidavit supporting his application for an arrest warrant, in which he stated that Johnson had "admitted to arming himself with a knife and to engaging the Complainant in sexual intercourse." Johnson Compl. ¶ 22, App. 18. Burke obtained an arrest warrant for Johnson based on the affidavit.
On March 17, 1990, Johnson was released on bond. While on release, he raped a different woman. Johnson eventually pleaded guilty to the second rape, and prosecutors dropped the first charge as part of the plea deal. Under the District of Columbia's indeterminate sentencing scheme, Johnson received a sentence of 15 years to life imprisonment.
B.
The National Capital Revitalization and Self-Government Improvement Act vests responsibility for parole determinations for D.C. Code offenders in the U.S. Parole Commission.
See
Johnson first became eligible for parole in 2000. In three successive parole hearings-in 2000, 2005, and 2008-the Commission applied the parole guidelines promulgated in 2000 rather than the 1987 guidelines in effect at the time of his offense of conviction.
The 1987 and 2000 guidelines differ in various respects. Under the 1987 guidelines, once a D.C. offender has served his minimum court-imposed sentence, he becomes "eligible" for parole.
Sellmon v. Reilly
,
In "unusual circumstances," the 1987 guidelines allow departure from the presumption of suitability for an offender to whom it applies.
The 2000 guidelines, like the 1987 guidelines, use a point system to help identify when an offender merits a grant of parole.
See
The total guideline range represents the amount of time the Commission presumes an offender must serve before he becomes suitable for parole.
See
The 2000 guidelines permit the Commission to depart from the guideline range.
See
C.
At Johnson's initial parole hearing in 2000, the Parole Commission questioned him about his 1989 arrest and the underlying allegation of rape. Despite Johnson's denial of the underlying conduct, the Commission found him guilty of the 1989 rape for the purposes of parole, based solely on the contemporaneous police report. The Commission applied the 2000 guidelines, determined that Johnson was presumptively unsuitable for parole, and calculated a recommended guideline range of twelve to eighteen months. Had the Commission applied the 1987 guidelines, Johnson would have been presumptively suitable for parole.
The Commission departed upward from the twelve-to-eighteen-month range, citing its assessment of the risk Johnson posed. The Commission gave him a sixty-month reconsideration date, which made him eligible for rehearing in 2005. In each of his next two hearings, in 2005 and 2008, the Commission again departed upward from the guidelines for similar reasons.
In 2010, following litigation challenging the application of the 2000 guidelines to parole applicants who, like Johnson, were convicted before promulgation of the 2000 guidelines, Johnson received a parole hearing under the 1987 guidelines for the first time. The Commission determined that he was presumptively suitable for parole but opted to depart from the guidelines to deny him parole.
Johnson later filed the present action. The action includes a claim against Parole Commission members alleging that the application of the 2000 guidelines in his first three parole hearings violated his rights under the Ex Post Facto Clause and Fifth Amendment Due Process Clause. His action also includes a claim against Detective Burke and the District of Columbia contending that his original arrest for rape violated the Fourth Amendment. The complaint seeks damages as well as declaratory and injunctive relief, including expungement of his arrest record and parole file.
The district court rejected Johnson's claims and dismissed his complaint. The Commission subsequently granted Johnson parole, and he was released from prison in 2018.
Johnson now appeals. We appointed an amicus to present arguments in support of his position, and we consider both the amicus's arguments and Johnson's own arguments.
II.
A.
We first address the argument of Johnson and his amicus that the Parole Commission's retroactive application of the 2000 guidelines at his first three hearings violated the Ex Post Facto Clause and Johnson's argument that it violated the Due Process Clause. While Johnson sought various forms of relief in connection with that argument in the district court, the only remaining claim before us is his claim against members of the Parole Commission for damages. He does not dispute that his claim for a new parole hearing has become moot now that he has received a parole hearing under the 1987 guidelines and been released from custody. And while he initially sought expungement of the references to his first alleged rape from his parole file, the district court held that his sole avenue for expungement is the Privacy Act, and his briefing in our court contains no challenge to that holding.
The district court dismissed Johnson's Ex Post Facto damages claim because it was barred by qualified immunity and dismissed the Due Process claim on the merits. We affirm the district court's dismissal of those claims for substantially similar reasons.
1.
We initially consider the argument of Johnson and amicus that the application of the 2000 guidelines at his first three hearings violated the Ex Post Facto Clause. "[P]arole authorities violate the Ex Post Facto Clause when (i) they apply parole guidelines promulgated after an offender was convicted, and (ii) that retroactive application ... creates a significant risk of prolonging [the offender's] incarceration as compared to application of the prior guidelines."
Ford
,
A party can establish a "significant risk" by identifying "facial distinctions between the old and new" regulations that demonstrate the requisite risk or by "introducing evidence drawn from the rule's practical implementation by the agency
charged with exercising discretion."
Fletcher v. Reilly
,
Johnson initially contends that the Parole Commission, in departing upwards under the 2000 guidelines, relied on certain factors on which it could not have relied under the 1987 guidelines. Namely, the Commission departed upward based on the dismissed rape charge; Johnson's failure to obtain psychological or behavioral treatment for sex offenders; and "offense accountability," meaning the severity of the underlying crime. Consideration of each of those factors is explicitly permitted under the 2000 guidelines but not the 1987 guidelines.
That difference does not create a "significant risk" per our decision in
Ford v. Massarone
,
True, the Supreme Court has cautioned that "[t]he presence of discretion does not displace the protections of the
Ex Post Facto
Clause."
Garner v. Jones
,
Johnson and his amicus next contend that the Parole Commission, by applying the 2000 guidelines, deprived Johnson of a presumption of parole suitability to which he would have been entitled under the 1987 guidelines. In particular, although Johnson would have received a score qualifying him for a presumption of suitability at each of his parole hearings under the 1987 guidelines, his total guideline range under the 2000 guidelines mandated that he serve an additional twelve to eighteen months above his minimum court-imposed sentence before he could be considered presumptively suitable for parole.
That argument finds support in our decisions. Considering the relationship between the 2000 guidelines and an earlier iteration, the 1972 guidelines, we wrote that it was "reasonable to infer that the presumption of extended unsuitability contained in the 2000 Guidelines would prolong a prisoner's period of incarceration as compared to the [earlier] guidelines-in which no such presumption existed-even if the same factors could have been considered under the earlier regime."
Daniel
,
That "focus on the effect of a presumption" of suitability is consistent with decisions assessing the Ex Post Facto implications of revised sentencing guidelines.
The same reasoning is applicable here. Though the 1987 guidelines do not substantively limit the Commission's discretion, they provide decisional scaffolding that structures the Commission's evaluation of an offender seeking parole. The guidelines do not oblige the Commission to hew to the presumption, but they do require the Commission to begin with it. The presumption of suitability, when it applies, is thus the kind of facial difference that could support a plausible Ex Post Facto claim.
Nonetheless, Johnson's claim for damages fails for a different reason: the parole officials named as defendants are entitled to qualified immunity. The doctrine of qualified immunity shields officials from civil liability if their conduct "does not violate clearly established statutory or constitutional rights of which a reasonable person would have known."
Mullenix v. Luna
, --- U.S. ----,
"Although the Supreme Court's decisions do 'not require a case directly on point for a right to be clearly established,' for purposes of qualified immunity, 'existing precedent must have placed the statutory or constitutional question beyond debate.' "
Hedgpeth v. Rahim
,
Johnson's claim falls short on that ground. Months before his initial parole hearing, the Supreme Court recognized that "[t]he presence of discretion does not displace the protections of the
Ex Post Facto
Clause."
Garner
,
Indeed,
Garner
itself acknowledged that determining the Ex Post Facto consequences of any particular change is a "question of particular difficulty when the discretion vested in a parole board is taken into account."
2.
Johnson contends that the Commission's applications of the 2000 guidelines to deny him parole based on the risk he posed, including the Commission's reliance on the 1989 rape allegations, violated the Due Process Clause. We disagree.
"Parole authorities deprive an offender of due process only if their decisions are 'either totally lacking in evidentiary support or [are] so irrational as to be fundamentally unfair.' "
Ford
,
B.
Johnson next seeks damages from the District of Columbia and Detective Burke for his 1989 arrest for armed rape. Johnson contends that the arrest warrant was unsupported by probable cause in violation of the Fourth Amendment. He also seeks declaratory relief and expungement of his arrest record. We conclude that the district court properly dismissed these claims.
"Probable cause is an objective standard to be met by applying a totality-of-the-circumstances analysis."
United States v. Burnett
,
Johnson argues that the warrant for his arrest in 1989 was unsupported by probable cause because Detective Burke's affidavit in support of the warrant application had mischaracterized the content of Johnson's statement. Johnson alleges that he informed police he had engaged in consensual sexual intercourse with his then-girlfriend (the alleged victim) on the day in question, that they then had an altercation over accusations of infidelity, and that he was able to seize from her a knife she had grabbed when she tried to keep him in the apartment. According to Johnson, Burke misrepresented Johnson's statement by stating in the affidavit that Johnson had "admitted to arming himself with a knife and to engaging the Complainant in sexual intercourse." Johnson Compl. ¶ 22, App. 18. He thus contends that Burke "made material misrepresentations" without which the arrest "would have ... been without probable cause in violation of Plaintiff's Fourth Amendment right to be free from unreasonable seizure." Id. ¶ 64, App. 24.
Johnson's claim fails because the allegedly false statements were unnecessary to the finding of probable cause.
See
Miller v. Prince George's Cty.
,
Johnson argues that Burke failed to investigate the conflicts between Johnson's and the alleged victim's accounts. Yet "[o]nce a police officer has a reasonable basis for believing there is probable cause, he is not required to explore and eliminate every theoretically plausible claim of innocence before making an arrest."
Amobi v. D.C. Dep't of Corr.
,
Finally, Johnson's claims against the District of Columbia also cannot prevail. As the district court held, Johnson has not alleged that Detective Burke acted pursuant to a municipal policy or custom. As a result, there is no basis for municipal liability under § 1983.
See
Monell v. Dep't of Soc. Servs.
,
Johnson does not challenge that holding, but instead "clarif[ies]" that he seeks only the expungement of the government's files relating to his 1989 arrest. Johnson Br. 53. This court can order expungement of government records-including arrest records-as a remedy for certain violations of statutory or constitutional rights.
See
Sullivan v. Murphy
,
* * * * *
For the foregoing reasons, we affirm the judgment of the district court.
So ordered.
Reference
- Full Case Name
- Michael Roy JOHNSON, Appellant v. DISTRICT OF COLUMBIA, Et Al., Appellees
- Cited By
- 16 cases
- Status
- Published