United Keetoowah Band of Cherokee Indians in Okla v. Fed. Commc'ns Comm'n
Opinion
Cellular wireless services, including telephone and other forms of wireless data transmission, depend on facilities that transmit their radio signals on bands of electromagnetic spectrum. The Federal Communications Commission (FCC or Commission) has exclusive control over the spectrum, and wireless providers must obtain licenses from the FCC to transmit. Wireless service in the United States has mostly depended on large, "macrocell" radio towers to transmit cell signal, but companies offering the next generation of wireless service-known as 5G-are in the process of shifting to transmission via hundreds of thousands of densely spaced small wireless facilities, or "small cells." As part of an effort to expedite the rollout of 5G service, the Commission has removed some regulatory requirements for the construction of wireless facilities. These petitions challenge one of the FCC's orders paring back such regulations,
In re Accelerating Wireless Broadband Deployment by Removing Barriers to Infrastructure Investment (Second Report & Order)
(
Order
), FCC 18-30,
*733 The Order exempted most small cell construction from two kinds of previously required review: historic-preservation review under the National Historic Preservation Act (NHPA) and environmental review under the National Environmental Policy Act (NEPA). Together, these reviews assess the effects of new construction on, among other things, sites of religious and cultural importance to federally recognized Indian Tribes. The Order also effectively reduced Tribes' role in reviewing proposed construction of macrocell towers and other wireless facilities that remain subject to cultural and environmental review.
Three groups of petitioners challenge the Order as violating the NHPA, NEPA, and the Administrative Procedure Act on several grounds: that its elimination of historic-preservation and environmental review of small cell construction was arbitrary and capricious, an unjustified policy reversal, and contrary to the NHPA and NEPA; that the changes to Tribes' role in reviewing new construction was arbitrary and capricious; that the Commission arbitrarily and capriciously failed to engage in meaningful consultations with Tribes in promulgating the Order ; and that the Order itself required NEPA review.
We grant in part the petitions for review because the
Order
does not justify the Commission's determination that it was not in the public interest to require review of small cell deployments. In particular, the Commission failed to justify its confidence that small cell deployments pose little to no cognizable religious, cultural, or environmental risk, particularly given the vast number of proposed deployments and the reality that the
Order
will principally affect small cells that require new construction. The Commission accordingly did not, pursuant to its public interest authority,
BACKGROUND
I. Statutory and Regulatory Background
A. National Historic Preservation Act (NHPA)
Congress enacted the NHPA to "foster conditions under which our modern society and our historic property can exist in productive harmony" and "contribute to the preservation of nonfederally owned historic property and give maximum encouragement to organizations and individuals undertaking preservation by private means."
Both "historic property" and "undertaking" have specific meanings under the statute. Historic properties include myriad monuments, buildings, and sites of historic importance, including "[p]roperty of traditional religious and cultural importance to an Indian tribe."
The Section 106 process requires that an agency "consider the impacts of its undertaking" and consult various parties, not that it necessarily "engage in any particular preservation activities."
The Advisory Council's regulations authorize the use of alternatives to the ordinary Section 106 procedures, called "programmatic agreements."
B. National Environmental Policy Act (NEPA)
Congress enacted NEPA to "encourage productive and enjoyable harmony between man and his environment" and "promote efforts which will prevent or eliminate damage to the environment and biosphere and stimulate the health and welfare of man," among other purposes.
*735
All "major Federal actions significantly affecting the quality of the human environment" trigger environmental review under NEPA, just as federal "undertakings" trigger historic preservation review under the NHPA.
NEPA also has an analogue to the NHPA's Advisory Council. In enacting NEPA, Congress established the Council on Environmental Quality, in the Executive Office of the President, to oversee implementation of NEPA across the entire federal government.
C. Legal Framework for Wireless Infrastructure
The Communications Act of 1934 established the FCC to make available a "rapid, efficient ... wire and radio communication service with adequate facilities at reasonable charges."
The Commission generally does not require construction permits before private parties can build wireless facilities. Congress largely eliminated the FCC's site-specific construction permits in 1982, and the Commission has since required construction permits only where it finds that the public interest would be served by such permitting.
See
Pub. L. 97-259,
The FCC does, however, require licensing of the spectrum used by wireless small cells. It does so by issuing geographic area licenses, which allow wireless providers to operate on certain frequency bands in a
*736
wide geographic area.
See
The Commission has not identified any period since the enactment of the NHPA (in 1966) and NEPA (in 1970) when it did not require historic-preservation and environmental review of wireless facilities. After Congress eliminated the construction permit requirement, the Commission for a time required NEPA and NHPA review of facilities before it granted their service licenses.
See, e.g.
,
In re Amendment of Envtl. Rules in Response to New Regulations Issued by [CEQ]
, FCC 85-626,
The Commission has never required individualized review of each separate facility, however. A long series of regulations,
*737
programmatic agreements, and categorical exclusions has aggregated facilities for joint consideration and focused NHPA and NEPA review on those deployments most likely to have cultural or environmental effects. For instance, most collocations-deployments on existing structures-are excluded from individualized review under NHPA programmatic agreements and NEPA categorical exclusions.
See
In re Implementation of the National Environmental Policy Act of 1969
(
Implementation of NEPA
),
Since 2004, the FCC has been conducting NHPA review in accordance with a broad programmatic agreement, the
Section 106 Agreement
,
II. Order Under Review
The challenged Order eliminated NHPA and NEPA review on small cells that meet certain size and other specifications, based on the Commission's conclusion that such review was not statutorily required and would impede the advance of 5G networks, and that its costs outweighed any benefits. See Order ¶¶ 36-45. The Order also altered Tribal involvement in those Section 106 reviews that are still conducted on wireless facilities that were not encompassed in the small cell exemption. See id. ¶¶ 96-130. Two of the five Commissioners dissented. See Order , Dissenting Statement of Comm'r Mignon L. Clyburn; Dissenting Statement of Comm'r Jessica Rosenworcel.
We consolidated five timely petitions for review of the Order into this action. They challenge the Commission's exclusion of small cell construction from NHPA and NEPA review, its changes to Tribal involvement *738 in Section 106 review, and its promulgation of the Order itself. Three groups of petitioners and intervenors, each designated here by the name of its lead petitioner, challenge the Order . United Keetoowah Band of Cherokee Indians (Keetoowah) represents a group of Tribes and historic preservation organizations. Blackfeet Tribe (Blackfeet) represents another group of Tribes and the Native American Rights Fund. The Natural Resources Defense Council (NRDC) represents itself and Maryland citizen Edward B. Myers. Two wireless industry groups (jointly, CTIA) intervened to defend the order alongside the FCC.
ANALYSIS
We set aside an agency order only if it is "arbitrary, capricious, an abuse of discretion, or otherwise not in accordance with law."
The FCC is entitled to deference to its reasonable interpretations of ambiguous provisions of the Communications Act.
See
Chevron, USA, Inc. v. Nat. Res. Def. Council, Inc.
,
I. Eliminating NHPA and NEPA Review on Small Cells
The Order did not follow the processes for a programmatic agreement under the NHPA, a categorical exclusion from NEPA, or any other wholesale or aggregated form of review, but simply eliminated NHPA and NEPA review on most small cells by removing them from the FCC's limited approval authority. Small cells had not previously been defined or regulated separately from macrocell towers. The Commission defines the small cells that its Order deregulates as wireless facilities that are not on Tribal lands, do not require antenna structure registration because they could not constitute a menace to air navigation, do not result in human exposure to radiofrequency radiation in excess of applicable safety standards, and that are "small" per the following conditions:
*739 (i) The facilities are mounted on structures 50 feet or less in height including their antennas ... or the facilities are mounted on structures no more than 10 percent taller than other adjacent structures, or the facilities do not extend existing structures on which they are located to a height of more than 50 feet or by more than 10 percent, whichever is greater;
(ii) Each antenna associated with the deployment, excluding the associated equipment ... is no more than three cubic feet in volume;
(iii) All other wireless equipment associated with the structure, including the wireless equipment associated with the antenna and any pre-existing associated equipment on the structure, is no more than 28 cubic feet in volume.
The Commission deregulated small cells as part of a broader effort to reduce regulations that the FCC says "are unnecessarily impeding deployment of wireless broadband networks" on which 5G service depends.
Order
¶ 3. "Within the next few years," the Commission explained, "5G networks ... will make possible once-unimaginable advances, such as self-driving cars and growth of the Internet of Things,"
i.e.
physical objects controllable over the internet.
In the
Order
, the Commission asserts that federal law does not independently require such review. The only basis for treating small cell construction as either a federal undertaking triggering NHPA review or a major federal action triggering NEPA review was, the Commission says, the limited approval authority the Commission exercised over that construction-which the
Order
eliminated.
See
Order
¶¶ 58-59. The Commission reasons that removing small cell construction from its limited approval authority removes the "sufficient degree of federal involvement" necessary to render an undertaking or action "federal."
Petitioners all argue that the FCC unlawfully excluded small cells from NHPA and NEPA review. They contend first that removing small cells from the FCC's limited approval authority was arbitrary and capricious.
See
The Commission failed to justify its determination that it is not in the public interest to require review of small cell deployments. We therefore grant the petitions in part because the
Order
's deregulation of small cells is arbitrary and capricious. The Commission did not adequately address the harms of deregulation or justify its portrayal of those harms as negligible. In light of its mischaracterization of small cells' footprint, the scale of the deployment it anticipates, the many expedients already in place for low-impact wireless construction, and the Commission's decades-long history of carefully tailored review, the FCC's characterization of the
Order
as consistent with its longstanding policy was not "logical and rational."
Michigan v. EPA
,
First
, the Commission inadequately justified its portrayal of deregulation's harms as negligible. The FCC partly based its public-interest conclusion on a picture of small cells that the record does not support. It described small cells as "materially different from the deployment of macrocells in terms of ... the lower likelihood of impact on surrounding areas."
Order
¶ 41. In its brief, the Commission sums up its explanation of the difference: "small cells are primarily pizza-box sized, lower-powered antennas that can be placed on existing structures." Resp't Br. 3;
see also
Order
¶¶ 66, 92. It likened small cells to small household items that operate on radiofrequency such as "consumer signal boosters [and] Wi-Fi routers," which do not undergo review.
Order
¶ 66. Small cells are, to be sure, quite different from macrocells in many ways, but the Commission fails to address that small cells are typically
mounted
on much bigger structures, and the
Order
is not limited to deployments on structures that already exist or are independently
*741
subject to review. Small cells deregulated under the
Order
can be "mounted on structures 50 feet or less in height including their antennas" or "mounted on structures no more than 10 percent taller than other adjacent structures."
The scale of the deployment the FCC seeks to facilitate, particularly given its exemption of small cells that require new construction, makes it impossible on this record to credit the claim that small cell deregulation will "leave little to no environmental footprint."
Order
¶ 41. The Commission anticipates that the needed "densification of small deployments over large geographic areas,"
As Keetoowah points out, the FCC "offers no analysis of the footprint of" the new towers on which small cells can be mounted, "what equipment will be used, what ongoing maintenance or security will be provided and how often towers will be updated or rebuilt." Keetoowah Br. 15-16. Deployment of new small cells requires not only new construction but also wired infrastructure, such as electricity hookups, communications cables, and wired "backhaul," which connects the new antenna to the core network. See, e.g. , Comment of Sprint , Joint Appendix (J.A.) 380 (describing process of deploying small cells); Comment of the Cities of Bos., Mass. , et al. , J.A. 705-06 (describing the equipment associated with small cells), NRDC Br. Ex. A, Decl. of Warren Betts ¶¶ 11-12 (describing concerns about disruption "by the laying of cables and wires, by the maintenance they require, [and] by the sound of the maintenance vehicles" in otherwise tranquil areas, and concerns "that trees may be cut down or damaged by the construction of small cells"). Construction, connection, and maintenance may entail excavation and clearing of land. The Tribal Historic Preservation Officer for the Seminole Tribe of Florida expressed concern about effects of anticipated "additional related infrastructure, such as fencing, security, and access for periodic maintenance and troubleshooting." Keetoowah Br. Add. 114, Decl. of Paul Backhouse, ¶ 28. While the Commission asserted that "deployment of small wireless facilities commonly (although not always) involves previously disturbed ground," it eliminated review of small cells that will involve new ground disturbance without responding to concerns about such disturbance. Order ¶ 92 ; see also, e.g. , Comment of the Nat'l Cong. of Am. Indians , et al. (NCAI), J.A. 430-31 (expressing concern about small cells that require ground disturbance); Comment of the Cities of Bos., Mass. , et al. , J.A. 707 ("No explanation is offered by the Commission for its exclusion of any ground disturbance related conditions" in the draft Order ).
The Commission also failed to assess the harms that can attend deployments that do not require new construction, particularly the cumulative harms from densification. While "Tribal Nations are most concerned with federal undertakings that disturb the ground and turn up dirt," even "[c]ollocations *742 can affect cultural and historical properties th[r]ough disturbing view sheds" because "[t]he cultural and spiritual traditions of Tribal Nations across the United States frequently involve the uninterrupted view of a particular landscape, mountain range, or other view shed." Comment of NCAI , J.A. 50. The FCC did not respond to historic-preservation commenters warning "that permanent, direct adverse effects will be more likely with small wireless facilities as in many cases they are proposed for installation on or in historic buildings," and "these multi-site deployments have a greater potential to cause cumulative effects to historic properties, cluttering historic districts with multiple towers, antennae, and utility enclosures." Comment of Tex. Historical Comm'n , J.A. 794; see also, e.g. , Ex Parte Commc'n of Thlopthlocco Tribal Town Tribal Historic Pres. Officer , J.A. 690 (noting that the Commission did not discuss "the issue of multiple collocations on the same pole which cumulatively would exceed the volume restriction and would create an adverse impact"); Comment of Ark. State Historic Pres. Officer , J.A. 751 ("[A]lthough individual small cells are unlikely to adversely impact individual historic properties or districts, the FCC doesn't address how the large scale, nationwide deployment of 5G and small cells facilities will cumulatively impact cultural and natural resources."). The Commission noted that all facilities remain subject to its limits on radiofrequency exposure, Order ¶ 45, but failed to address concerns that it was speeding densification "without completing its investigation of ... health effects of low-intensity radiofrequency radiation," which it is currently reassessing. Comment of BioInitiative Working Grp ., J.A. 235.
The FCC does not reconcile its assertion that planned small cell densification does not warrant review because it will "leave little to no environmental footprint" with the Order 's principal deregulatory effect of eliminating review of precisely the new construction and other deployments that the Commission previously considered likely to pose cultural and environmental risks. The Commission already had in place NEPA categorical exclusions and NHPA programmatic agreements covering most collocations-as well as other kinds of deployments unlikely to have cultural and environmental impacts. What the new Order accomplishes, then, is to sweep away the review the Commission had concluded should not be relinquished.
Since the 1970s, the Commission has explained that most collocations on existing towers or buildings are not "major" federal actions and therefore are not subject to NEPA review.
Implementation of NEPA
,
Second
, in sweeping away wholesale the review it had preserved for the small cell deployments most likely to be disruptive, the
Order
is not, as the FCC asserts, "consistent with the Commission's treatment of small wireless facility deployments in other contexts," but directly contrary to it.
Order
¶ 42. We observe by way of example the Commission's assertion that "under the Collocation [Agreement], the Commission already excludes" from NHPA review "many facilities that meet size limits similar to those" of small cells.
Similarly, the FCC explains its "conclusion that, as a class, the nature of small wireless facility deployments appears to render them inherently unlikely to trigger environmental and historic preservation concerns" by reference to limiting criteria that it chose
not
to place on its small cell exemption.
By ignoring the extent to which it had already streamlined review, the Commission also overstated the burdens of review. It said it could not "simply turn a blind eye to the reality that the mechanical application of [limited approval authority] requirements to each of [the] small deployments" necessary for 5G "would increase the burden of review both to regulated entities and the Commission by multiples of tens or hundreds."
Third
, given that only the most vulnerable cases were still subject to individualized NHPA or NEPA review, the Commission did not adequately address either the possible benefits of retaining review, or the potential for further streamlining review without eliminating it altogether. It dismissed the benefits of historic-preservation and environmental review in a two-sentence paragraph, describing most of the comments that highlight those benefits as "generalized" and the comments that point to specific benefits as "few."
The Commission found that adverse effects are rare, but it considered neither the importance of the sites review does save, nor how that rarity depends on the very review it eliminates, which forestalled adverse effects that otherwise would have occurred. The FCC cited comments suggesting that only 0.3 or 0.4% of requests for Tribal review result in findings of adverse effects or possible adverse effects.
Order
¶ 79. Based on the estimate of 800,000 small cell deployments, that could mean 3,200 adverse effects. The
Order
displayed no consideration of the importance of the 3,200 Tribal sites that might be saved through review except to describe that benefit as "
de minimis
both individually and in the aggregate."
*745 Similarly, the Commission dismissed the point that its own oversight deters adverse effects by describing comments to that effect as "generalized, and undercut by our conclusion that, as a class, the nature of small wireless facility deployments appears to render them inherently unlikely to trigger environmental and historic preservation concerns." Order ¶ 92. For the reasons already explained, the FCC's conclusion that small cells are inherently unlikely to trigger concerns is arbitrary and capricious, and describing comments as "generalized" does not excuse the agency of its obligation to consider those comments as part of reasoned decisionmaking.
We hold that the Order 's deregulation of small cells is arbitrary and capricious because its public-interest analysis did not meet the standard of reasoned decisionmaking. We therefore decide neither the alternative grounds for holding that the Order is arbitrary and capricious or otherwise violated the Administrative Procedure Act, nor the claim that small cell construction is a federal undertaking and a major federal action requiring NHPA and NEPA review.
II. Tribal Involvement in Section 106 Review
The Order also made three changes to Tribal involvement in the Section 106 review not eliminated by the Order , such as review of macrocells and small wireless facilities on Tribal land. The first two changes relate to two types of Tribal involvement that the Commission and the Advisory Council distinguish from one another: (a) government-to-government consultation between the agency and the Tribes, in which Tribes function in their governmental capacity, and (b) the "identification and evaluation phase of the Section 106 process when the agency or applicant is carrying out its duty to identify historic properties that may be significant to an Indian tribe." Advisory Council, Consultation with Indian Tribes in the Section 106 Review Process: A Handbook ( Section 106 Handbook ), J.A. 1015; see also FCC, Voluntary Best Practices for Expediting the Process of Communications Tower and Antenna Siting Review Pursuant to Section 106 of the NHPA , J.A. 933; Order ¶¶ 118-19.
Section 106 review comprises "four steps": "initiation, identification, assessment [or evaluation], and resolution."
Section 106 Handbook
, J.A. 1018. Government-to-government consultation is a background requirement of Section 106 review at every stage.
See
*746
The "initial determination" falls into the government-to-government consultation category.
See Section 106 Handbook
, J.A. 1021 (explaining that initiating contact with Tribes is part of the Commission's "responsibilities to conduct government-to-government Consultation"). In practice, however, Tribes have been allowing applicants to contact them directly, in lieu of government-to-government consultation, to help make the initial determination.
See
Section 106 Agreement
,
The Advisory Council explains that "[t]hese two tribal roles"-government-to-government consultation, and assistance with identification and evaluation-"are not treated the same when it comes to compensation, although the line between them may not be sharp." Advisory Council,
Fees in the Section 106 Review Process
, J.A. 913. Advisory Council guidance states that "agencies are strongly encouraged to use available resources to help overcome financial impediments to effective tribal participation in the Section 106 process" and applicants are likewise "encouraged to use available resources to facilitate and support tribal participation." Advisory Council,
Section 106 Handbook
, J.A. 1015. At the same time, it says that agencies and applicants should not expect to pay fees for government-to-government consultation, which "give[s] the Indian tribe an opportunity to get its interests and concerns before the agency," Advisory Council,
Fees in the Section 106 Review Process
, J.A. 913, but "should reasonably expect to pay" fees for the identification and evaluation, which puts Tribes in a "consultant or contractor" role, Advisory Council,
Section 106 Handbook
, J.A. 1015. It notes, however, that "this encouragement is not a legal mandate; nor does any portion of the NHPA or the [Advisory Council's] regulations require an agency or an applicant to pay for any form of tribal involvement."
First, apparently because applicants had been consistently paying upfront fees, see Keetoowah Br. 37, the Order made clear that applicants' payment of upfront fees to Tribes is voluntary. See Order ¶ 116. Upfront fees are payments made to Tribes for the initial determination whether the Tribe actually has religiously or culturally significant properties that might be affected by a proposed construction. See id. ¶ 116. Applicants contact Tribes for that initial determination when Tribes have noted that properties in the general area of proposed construction may have religious or cultural significance for them. Id. When an applicant follows up "to ascertain whether there are in fact such properties that may be affected," some Tribes have requested upfront fees before they will respond. Id. As the Order describes the practice, the upfront fees "do not compensate Tribal Nations for fulfilling specific requests for information and documentation, or for fulfilling specific requests to conduct surveys," but are "more in the nature of a processing fee" to "obtain a response" to an applicant's initial Tower Construction *747 Notification contact with a Tribal Nation. Id . ¶ 119.
Second, while the Order approved of fees for identifying and evaluating properties that may be significant to Tribes, as opposed to upfront fees, see id. ¶ 123, it also authorized applicants to consult with non-Tribal parties in the identification and evaluation phase, see id. ¶¶ 124-45. The Commission found that, if an applicant asks a Tribe to perform work to aid it in documenting, surveying, or analyzing potentially historic properties, "the applicant should expect to negotiate a fee for that work" and, if the parties are "unable to agree on a fee, the applicant may seek other means to fulfill its obligations." Id. ¶ 125. "The agency or applicant is free to refuse just as it may refuse to pay for an archeological consultant, but the agency still retains the duties of obtaining the necessary information for the identification [and evaluation] of historic properties ... through reasonable means." Id . (quoting Advisory Council, Section 106 Handbook , J.A. 1015).
Third, the Order shortened from 60 to 45 days the timeline for Tribes to respond to notifications on the Tower Construction Notification System, eliminated the requirement that applicants make a second attempt to contact Tribes, and shortened from 20 to 15 days the timeline for Tribal response to Commission contact. Id. ¶¶ 110-11.
Keetoowah and Blackfeet challenge those three changes as arbitrary and capricious and inconsistent with the NHPA. Keetoowah complains that the Order "encourages applicants, which have until this point voluntarily paid fees, to refuse paying Tribes" upfront fees, Keetoowah Br. 37; that "FCC implementation goes far beyond the terms of the Order by refusing to even allow Tribes to request voluntary fees through" the Tower Construction Notification System, id. at 37-38; that letting applications proceed where Tribes refuse to participate without compensation or are not hired as consultants violates the Commission's legal obligation to consult with Tribes, id. at 38; and that the shortened timelines are unreasonable, id. at 40. Blackfeet asserts that the Commission lacks "the authority to prohibit tribes from collecting fees" because only the Advisory Council may promulgate regulations implementing Section 106. Blackfeet Br. 16.
None of those challenges is availing. The clarification that applicants are not required to pay upfront fees is consistent with the Advisory Council's preexisting guidance and does not violate the Commission's duty to consult with Tribes. The Order permissibly authorizes applicants to contract with non-Tribal parties in the identification-and-evaluation phase because it stipulates that contractors must be "properly qualified," which we understand does not authorize hiring other contractors in any circumstance in which only Tribes are qualified. Order ¶ 128. The shortened timeline for Tribal response is reasonable and sufficiently explained.
A. Upfront Fees
The Order permissibly confirms that upfront fees for Tribes to comment on proposed deployments are voluntary. Unchallenged Advisory Council regulations already make clear that fees are voluntary, so the Order 's reiteration of the same point is not arbitrary and capricious. While applicants have apparently been uniformly paying upfront fees for Section 106 review, no party asserts that they have been required to do so. See Keetoowah Reply Br. 20. The Advisory Council has been explicit that no "portion of the NHPA or the [Advisory Council's] regulations require an agency or an applicant to pay for any form of tribal involvement." Advisory Council, *748 Section 106 Handbook , J.A. 1015; see also Advisory Council, Fees in the Section 106 Review Process , J.A. 913 (neither the NHPA nor Advisory Council regulations "requires Federal agencies to pay for any aspect of tribal [or] other consulting party participation in the Section 106 process"). Blackfeet's complaint that "[t]he FCC does not have the authority to prohibit tribes from collecting fees" and that the Order is impermissibly "implementing and administering Section 106 through regulation" is misplaced. The challenged Order contains no such prohibition, but does no more than recognize and reiterate the Advisory Council's existing rule.
The Commission has a non-delegable duty to consult with Tribes about the effect of federal undertakings on property significant to the Tribes, which Tribes can invoke or waive as they choose. The NHPA mandates that, "[i]n carrying out its responsibilities under [Section 106], a Federal agency shall consult with any Indian tribe ... that attaches religious and cultural significance to property."
Keetoowah says its challenge is not to the "FCC's clarification that fees are voluntary," but to "the Order's determination that FCC will process applications without tribal input if tribes insist on charging applicants for their reviews." Keetoowah Reply Br. 19-20. That determination, Keetoowah asserts, violates the Commission's "statutory obligation to consult with tribes."
Id.
at 19. Under the
Section 106 Agreement
, Tribes can and do permit applicants to contact them to request review of proposed construction-essentially agreeing to accept that contact in satisfaction of the Commission's responsibility to consult with Tribes directly.
Keetoowah overlooks the fact that when a Tribe refuses to review an application without being paid, the
Order
requires the Commission to step in to ask the Tribe for a response before allowing applicants to construct. Tribes' refusal to respond triggers a process in which applicants can refer the matter to the Commission, the
*749
Commission must contact Tribes directly, and Tribes have 15 days from Commission contact to respond.
See
Order
¶ 111. Only if the Tribe does not timely respond to the Commission are "the applicant's pre-construction obligations ... discharged with respect to that Tribal Nation."
Finally, the objection that the Commission is prohibiting Tribes from requesting voluntary fees on the Tower Construction Notification System, Keetoowah Br. 38-40, is not properly before us. That prohibition does not appear in the Order itself but seems to originate with a later decision of Commission staff. See Resp't Br. 64 n.19.
B. Non-Tribal Consultation
The Order states that applicants need not contract with Tribes to identify which properties have historic or cultural significance to Tribes and determine how to assess or mitigate adverse effects of construction. Order ¶¶ 124-25, 128-29. Keetoowah argues that allowing applicants to contract with non-Tribal parties is arbitrary and capricious because "only Tribes are qualified to perform" such services "based on their unique, often sacred, knowledge." Keetoowah Br. 23. Because the Order stipulates that contractors must be "properly qualified," we reject the arbitrary-and-capricious claim. Order ¶ 128.
Advisory Council regulations require the agency to "make a reasonable and good faith effort to carry out appropriate identification efforts" under Section 106.
C. Timeline Changes
Keetoowah's one-paragraph challenge to the
Order
's shortening the timeline
*750
for Tribal response to Tower Construction Notification System notifications provides no basis on which to hold the shortened timeline arbitrary and capricious. Keetoowah Br. 40. Its sole objection is that Tribes "operate with limited staff and budget, making the shortening of Tribal review time unreasonable."
III. Promulgation of the Order Itself
All petitioners argue that the promulgation of the Order itself violated the law. Keetoowah and Blackfeet argue that the Commission violated its duty to consult with Tribes, as established by the Tribes' sovereign status and the government-to-government relationship recognized in Article I, Section 8 of the Constitution, the NHPA, and the Commission's regulations. See Keetoowah Br. 40-42; Blackfeet Br. 20-21. The NRDC argues that the Order itself was a major federal action that required NEPA review. See NRDC Br. 10-11. Because the Order documents extensive consultation with Tribes, we reject the first contention. We lack jurisdiction to consider the second because the NRDC forfeited it by failing to raise it to the Commission.
As for the Tribes' contention that the Order is invalid because the Commission did not meet its obligations to consult with Tribes, the Commission responds that it extensively consulted with Tribes, and that in any event its consultation obligation is not judicially enforceable. Resp't Br. 69-74. We conclude that the Commission fulfilled its obligation to consult. The Commission presented abundant evidence that it "consulted" Tribes in the ordinary sense of the word, and the Tribes have offered no other concrete standard by which to judge the Commission's efforts.
On this record, we cannot say that the Commission failed to consult with Tribes in its meetings and other communications, which began in 2016 and continued through early 2018.
See
Order
¶¶ 19, 34. The Commission documented extensive meetings it held with Tribes before it issued the
Order
.
See
Order
¶¶ 19-35. Under Advisory Council regulations, "[c]onsultation means the process of seeking, discussing, and considering the views of other participants, and, where feasible, seeking agreement with them regarding matters arising in the section 106 process."
The NRDC argues that promulgating the
Order
was itself a major federal action that required NEPA review.
See
NRDC Br. 10-11. But, as intervenor CTIA points out, the NRDC forfeited that argument by failing to make it to the Commission,
see
CTIA Br. 38, and we lack jurisdiction to review a claim that was not raised there.
Free Access & Broad. Telemedia, LLC v. FCC
,
CONCLUSION
We grant the petitions to vacate the Order 's removal of small cells from its limited approval authority and remand to the FCC. We deny the petitions to vacate the Order 's changes to Tribal involvement in Section 106 review and to vacate the Order in its entirety.
So ordered.
Reference
- Full Case Name
- UNITED KEETOOWAH BAND OF CHEROKEE INDIANS IN OKLAHOMA, Individually and on Behalf of All Other Native American Indian Tribes and Tribal Organizations, Et Al., Petitioners v. FEDERAL COMMUNICATIONS COMMISSION and United States of America, Respondents National Association of Tribal Historic Preservation Officers, Et Al., Intervenors
- Cited By
- 5 cases
- Status
- Published