Pursuing America's Greatness v. Fed. Election Comm'n
Pursuing America's Greatness v. Fed. Election Comm'n
Opinion of the Court
On October 12, 2016, this court issued a preliminary injunction enjoining Defendant Federal Election Commission ("FEC") from enforcing
The court has considered the parties' pleadings, including PAG's Motion for Summary Judgment, ECF No. 38 ("Pl. Mot."); FEC's Cross-Motion for Summary Judgment and Opposition to PAG's Motion for Summary Judgment, ECF Nos. 40 & 41 ("Def. Mot."); PAG's Opposition to FEC's Motion for Summary Judgment and Reply in Support of its Motion for Summary Judgment, ECF Nos. 42 & 43 ("Pl. Rep."); and FEC's Reply in Support of its Motion for Summary Judgment, ECF No. 45 ("Def. Rep."). Because the court finds that the FEC's regulation is not narrowly tailored to promote a compelling governmental interest, and that
I. LEGAL STANDARD FOR SUMMARY JUDGMENT
Summary judgment is appropriate if "the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law." Fed. R. Civ. P. 56(a) ; see also Anderson v. Liberty Lobby, Inc. ,
II. REGULATORY AND PROCEDURAL BACKGROUND
A. Regulatory Background
The Federal Election Campaign Act ("FECA") requires that an authorized political committee use the candidate's name in its registered name but forbids an unauthorized committee from using the candidate's name in its registered name. Specifically,
In its implementing regulations, the FEC originally interpreted the statutory provision as limiting the use of a candidate's name only in the formal name under which the Political Action Committee ("PAC") registers with the FEC, and not the names of its fundraising projects. Pursuing America's Greatness v. FEC ,
Subsequently, in 1992, based on concerns about "the potential for confusion or abuse in ... situation[s] where an unauthorized committee uses a candidate's name in the title of a special fundraising project," the FEC promulgated a Notice of Proposed Rulemaking ("NPRM") regarding amendments to § 102.14. Special Fundraising Projects by Political Committees,
Two years later, the FEC promulgated an exception to the PAC Name Prohibition. See Special Fundraising Projects and Other Use of Candidate Names by Unauthorized Committees,
B. Procedural Background
This court initially denied PAG's request for a preliminary injunction, concluding that § 102.14(a) was neither a prior restraint on speech nor a content-based speech regulation, but instead was a permissible component of "FECA's disclosure regime," imposing a limited burden on speech. PAG I ,
The D.C. Circuit reversed and remanded, finding that the regulation was a content-based *99speech ban. PAG II , 831 F.3d at 512. It explained:
On its face, section 102.14 draws distinctions based solely on what PAG says. As an unauthorized committee, PAG can use a candidate's name in a title of a communication only if the title demonstrates opposition to the candidate. In other words, to know whether to apply section 102.14, the FEC must examine the content of the title of PAG's website or Facebook page and ask whether the title supports or opposes the candidate. That is content-based discrimination pure and simple.
Id. at 509. (quotation marks and citations omitted). The Court further found that "[b]ecause section 102.14(a) restricts political speech based on its content, the FEC may enforce the regulation only if it passes strict scrutiny." Id. at 510.
In analyzing the first strict scrutiny requirement-that the law advances a compelling governmental interest-the Court of Appeals stated:
We assume that the government has a compelling interest in avoiding the type of voter confusion identified by the FEC. Here, the FEC reasonably fears that voters might mistakenly believe an unauthorized committee's activities are actually approved by a candidate if the committee uses the candidate's name in its title.
Id. (citation omitted). However, the Court found that the regulation likely failed the second strict scrutiny requirement-that the law is narrowly tailored-because there was "a substantial likelihood that section 102.14 [was] not the least restrictive means to achieve the government's interest." Id. Narrow tailoring requires that "[i]f a less restrictive alternative for achieving that interest exists, the government must use that alternative." Id. (quotation marks and citation omitted). As the Court of Appeals noted, "the FEC could require a large disclaimer at the top of the websites and social media pages of unauthorized committees that declares, 'This Website Is Not Candidate Doe's Official Website.' The Supreme Court regularly views such disclosure requirements as less restrictive alternatives to 'flat bans' on speech." Id. (citations omitted). The Court of Appeals found "no evidence that larger or differently worded disclosures would be less effective at curing fraud or abuse than a ban on speech" and that "the FEC [did not] make an effort to explain why such disclosures would be more burdensome." Id. at 511. Explaining that "[w]here the 'record is silent as to the comparative effectiveness of ... two alternatives'-one of which burdens more speech than the other-the more burdensome restriction cannot survive strict scrutiny," id. (quoting United States v. Playboy Entm't Grp. ,
The Court of Appeals also found that because "the FEC reasonably applied the naming requirements of section 102.14 to an unauthorized committee's websites and social media pages," PAG was "unlikely to succeed on its APA challenge." Id. at 506.
Accordingly, the Court of Appeals reversed this court's denial of the motion for a preliminary injunction and remanded "for the district court to enter a preliminary injunction enjoining the application of
In its motion for summary judgment, PAG has not pursued either its prior restraint or APA claims. PAG's motion for summary judgment argues only that section 102.14 is an unconstitutional content-based speech ban. Accordingly, PAG's *100APA and prior restraint claims are waived. See Evans v. Sebelius ,
III. ANALYSIS
A. Strict Scrutiny
A content-based law is constitutional only if it survives strict scrutiny. Reed v. Town of Gilbert , --- U.S. ----,
B. The FEC Has Demonstrated A Compelling Interest
In promulgating section 102.14, the FEC determined that it had "substantial evidence" that the use of a candidate's name in the fundraising project of an unauthorized committee often leads potential contributors to "wrongly believe that their contribution will be used in support of the candidate(s) named in the project titles." 1994 Explanation & Justification,
Numerous examples in the record support the FEC's decision to revise § 102.14, after Common Cause , in response to its "increasing[ ] concern[s] over the possibility for confusion or abuse."
The rulemaking record also included a 1992 NBC Dateline report, which stated "that thousands of Americans, most of them elderly, ha[d] been fooled" by a man who raised more than $ 9 million through committees using candidates' names.
Therefore, the FEC justifiably believed that the evidence showed "the potential for confusion or abuse when an unauthorized committee uses a candidate's name in the title of a special fundraising project, or other designation under which the committee operates." 1994 Explanation & Justification,
PAG essentially concedes that the record demonstrates that people are confused when unauthorized committees use candidates' names in special projects. It mainly argues that the justification for the PAC Name Prohibition does not extend "beyond the fundraising context." Pl. Mot at 26. See also Pl. Rep. at 6-7 (asserting that "the FEC has not proven the existence of a problem in need of a content-based speech ban, namely, confusion among the electorate related to the use of candidate names in 'special projects' that do not fundraise or solicit contributions").
This argument has two weaknesses. First, PAG never explains, as a logical matter, why an unauthorized committee's ultimate goal-whether to solicit funds or *102to prime people to support a candidate-affects the likelihood that a reader will be confused. If someone is misled by a project's name because it includes the candidate's name, confusion will result whether or not funds are being solicited. Thus, PAG identifies a distinction between fundraising and non-fundraising projects without demonstrating a functional difference between the two categories.
Second, the evidence shows that the type of confusion that could occur in the fundraising context from the use of a candidate's name also arises in the purely informational context. As noted previously, the record is replete with numerous comments on the "I like Mike Huckabee" Facebook page directed towards Governor Huckabee. PAG I ,
Section 102.14 reflects the FEC's well-grounded concern that people will be misled by unauthorized committees using a candidate's name, and advances the government's "compelling interest in protecting voters from confusion and undue influence." Burson v. Freeman ,
Tennessee argues that its restriction protects the right to vote in an election conduced with integrity and reliability. The interests advanced by Tennessee obviously are compelling ones. This Court has recognized that the right to vote freely for the candidate of one's choice is of the essence of a democratic society. Indeed, no right is more precious in a free country than that of having a voice in the election of those who make the laws under which, as good citizens, we must live. Other rights, even the most basic, are illusory if the right to vote is undermined. Accordingly, this Court has concluded that a State has a compelling interest in protecting voters from confusion and undue influence. See Eu [v. San Francisco Cty. Democratic Central Comm. ,489 U.S. 214 , 228-229,109 S.Ct. 1013 ,103 L.Ed.2d 271 (1989) ]. The Court also has recognized that a State 'indisputably has a compelling interest in preserving the integrity of its election process.'Id. , at 231 [109 S.Ct. 1013 ]. The Court thus has 'upheld generally applicable and evenhanded restrictions that protect the integrity and reliability of the electoral process itself.' " Anderson v. Celebrezze ,460 U.S. 780 , 788, n.9 [103 S.Ct. 1564 ,75 L.Ed.2d 547 ] (1983) (collecting cases).
Section 102.14(a) advances the goal of preventing confusion about whether a candidate supports a message communicated by an unauthorized committee and whether a monetary contribution in response to an appeal by an unauthorized committee will be directed to the candidate's official campaign. These interests fit squarely within the Supreme Court's firmly established tradition of finding a compelling governmental interest in protecting the "integrity and reliability of the electoral process" by eliminating voter confusion, including through a requirement that the electorate be informed accurately about the source of a political message.
Although PAG argues that Burson 's concern with avoiding voter confusion is limited to the polling place, see Pl. Rep. at 7-8, the interests identified by the Supreme Court indicate a broader appreciation of the compelling interest in protecting the electorate from confusion. See, e.g., Eu ,
In arguing that § 102.14(a) does not advance a compelling interest, PAG misreads United States v. Alvarez ,
*104C. The Regulation Is Not Narrowly Tailored
In PAG II the D.C. Circuit held that because the FEC had "not shown that its speech ban is the least restrictive means of achieving the government's interest, there is a substantial likelihood that section 102.14 fails strict scrutiny and violates the First Amendment as applied to PAG." PAG II , 831 F.3d at 511. The Circuit found that "[t]he FEC offered no evidence that larger or differently worded disclosures would be less effective at curing fraud or abuse than a ban on speech." Id. at 510-11. Therefore, the decisive question is whether the FEC has sufficiently expanded the record, beyond what it presented to the Court of Appeals, with evidence demonstrating that such disclosures would be a less effective or more burdensome alternative to § 102.14.
PAG has proposed two examples of additional or different disclosure requirements. First, PAG suggests "an additional disclaimer at the top of a website (in addition to the 'paid for by' and 'not authorized by any candidate or candidate's committee' disclaimers required at the bottom of the website) declaring: 'This Website Is Not Candidate Doe's Official Website.' " Pl. Mot. at 31 (citations omitted). Alternatively, PAG points to amici's proposal during litigation before the Court of Appeals that "the FEC could require that an unauthorized committee's use of a candidate's name must clearly indicate it is a third party." Id. (citations omitted).
In claiming that it has successfully expanded the record, the FEC points out that during the rulemaking: 1) a national committee observed that a disclaimer would have to be large to be effective; 2) one Commissioner expressed concern that some disclaimers could be effectively buried; and 3) Commission staff warned that requiring a larger disclosure might upset the regulated community by telling them "how to draft [their] letters." Def. Mot. at 32. These observations are anecdotal, not based on empirical evidence, and simply speculate about potential problems rather than analyze whether the proposed procedures would be feasible and/or effective. Moreover, a concern that some political parties or candidates might object to disclosures does not constitute evidence that those disclosures would be ineffective.
The FEC also notes that the Commission agreed with its staff that larger disclaimers " 'could be more burdensome ... while still not solving the potential for fraud and abuse in this area.' " Id. (quoting 1994 Explanation & Justification,
The FEC cannot offset its failure to present evidence that its regulation is the least restrictive means of achieving the government's interest by relying on "common sense" to demonstrate that different or additional disclosures would not effectively prevent confusion. See Def. Mot. at 30 (arguing that "the Commission may rely on 'common sense' and need not 'empirically' prove that the regulation advances its compelling interest"). The role of common sense in this context is more limited than the FEC supposes. As the D.C. Circuit has explained, common sense *105is useful in showing the validity of "unprovable assumptions":
Furthermore, while [i]t is true that in some First Amendment cases the Supreme Court has demanded an evidentiary showing in support of a state's law, [i]t is also true that in other First Amendment cases the Supreme Court has found various unprovable assumptions sufficient to support the constitutionality of state and federal laws.
Nat'l Ass'n of Mfrs. v. Taylor ,
D.
The FEC argues that even if this court finds § 102.14 constitutionally infirm, the appropriate remedy would be to strike § 102.14(b)(3) and uphold the remainder of the regulation because without subsection (b)(3) the regulation is no longer a content-based restriction on speech. "Whether the offending portion of a regulation is severable depends upon the intent of the agency and upon whether the remainder of the regulation could function sensibly without the stricken provision." MD/DC/DE Broadcasters Ass'n v. FCC ,
Although the FEC originally promulgated the regulation without the exception to the general name prohibition, it subsequently concluded that its regulation, without the exception, reached too far, and revised the regulation to add subsection (b)(3) after finding that "[t]here is no danger of confusion or abuse inherent in the use of a candidate's name by a committee or project which opposes the candidate."
IV. CONCLUSION
For the foregoing reasons, Plaintiff's Motion for Summary Judgment is hereby GRANTED and Defendant's Motion for Summary Judgment is hereby DENIED . The court hereby declares that
A corresponding order will issue separately.
Most of the relevant background is contained in Pursuing America's Greatness v. FEC ,
The Court of Appeals in Common Cause found that " '[t]he bare text' of § 30102(e)(4) 'could conceivably accommodate either the construction adopted by the FEC'-i.e. , that the statute applied 'only to the official or formal name under which a political committee must register'-'or that proposed by Common Cause'-i.e. , that the statute did not refer only to 'the officially registered "name" of a political committee but rather any title under which such a committee holds itself out to the public for solicitation or propagandizing purposes.' " PAG I ,
The FEC has preserved "its argument that the regulation is a disclosure provision that is reviewed for exacting scrutiny, which requires a substantial relation between the disclosure requirement and a sufficiently important governmental interest until such time as the Court of Appeals has an opportunity to consider the question on full merits review." Def. Mot. at 15-16 (internal quotation marks and citations omitted).
While many of these comments were posted before PAG took over the Facebook page, a significant number were posted after PAG took control. PAG I ,
Reference
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- PURSUING AMERICA'S GREATNESS v. FEDERAL ELECTION COMMISSION
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