United States v. Payne
United States v. Payne
Opinion of the Court
Zayjuan Payne is charged with unlawful possession of a firearm and ammunition by a convicted felon in violation of
I.
In the early morning hours of a Friday in March, police officers conducted a security sweep of a parking garage near a D.C. night club. ECF No. 1-1 at 1. They noticed an unoccupied car that had a purple (yes, purple) handgun and an extended magazine sticking out of the rear pocket of the driver's seat.
Section 922 makes it unlawful for "any person who has been convicted in any court of a crime punishable by imprisonment for a term exceeding one year" to "possess in or affecting commerce, any firearm or ammunition."
The Act states that what constitutes a "crime punishable by imprisonment for a term exceeding one year" is determined "in accordance with the law of the jurisdiction in which the proceedings were held."
Payne has twice been convicted of crimes punishable by imprisonment for a term exceeding one year. See ECF No. 26-2. The first felony conviction was for attempted robbery. See
But both convictions were ultimately set aside under the YRA,
For each conviction, the Superior Court of the District of Columbia unconditionally discharged Payne from the sentence it imposed before he completed it. See ECF No. 26-2 at 3, 6. Payne's convictions were thereby set aside or expunged.
• "The offender has successfully completed the conditions of his/her sentence prior to the expiration of the maximum period previously imposed by the Court,"
• "Therefore, it is hereby ORDERED that the offender be unconditionally discharged from the imposed sentence and,"
• "It is further ORDERED that by this discharge the conviction shall be set aside, and the Court shall issue a copy of this order and Certificate to the offender, and all appropriate agencies, pursuant to D.C. Code 24-906(e)."
See
Because his convictions were set aside under the YRA, and because the set-aside certificates did not expressly bar him from possessing a firearm, Payne argues that he cannot be convicted under
The Government opposes Payne's motion. See Gov't's Resp., ECF No. 27. It argues that, even if the set-aside certificates do not discuss the possession of firearms, Payne "is expressly prohibited from possessing firearms by District of Columbia law, as stated in both the [YRA] and its procedures."
The parties submitted briefing on these issues and presented oral arguments before the Court. Payne's Motion to Dismiss is now ripe for review.
II.
Before trial, a criminal defendant may move to dismiss an indictment for failure to state an offense. Fed. R. Crim. P. 12(b)(3)(B)(v). A claim that a statute named in the indictment does not proscribe the alleged conduct is properly brought through a motion to dismiss. See United States v. Hillie ,
In ruling on a motion to dismiss, the Court is "limited to reviewing the face of the indictment and, more specifically, the language used to charge the crimes."
*74
III.
Even if the factual allegations against Payne are proven true, the expungement of his prior felonies make a conviction under
Consider first the statutory text. An expunged conviction cannot serve as the basis of a Section 922(g) violation unless the expungement "expressly provides that the person may not ship, transport, possess, or receive firearms."
Courts are split on this issue. Some believe that Section 921(a)(20) "limits the inquiry to the language of the certificate." United States v. Bost ,
Bost discussed the two approaches without conclusively adopting either. There, an Ohio defendant was charged with violating Section 922(g). See
Bost argued that because the certificate restoring his civil rights placed no restrictions on his right to possess a firearm, he could not be convicted under Section 922(g). See
The Circuit began by instructing that courts must presume that Congress "says in a statute what it means and means in a statute what it says."
Because there were two "sources" of the restoration of the defendant's civil rights-the certificate he was issued and a state statute that restored a separate right-the *75Circuit reviewed both. Id. at 1337. It found that "neither imposed any restriction on his right to possess a gun." Id. It therefore concluded that it "need not decide whether, if his right to vote had not been restored by statute, the certificate would have constituted a sufficient 'restoration of civil rights' to satisfy the requirements of [S]ection 921(a)(20)." Id.
Here, both the Government and Payne rely on Bost to support their positions. The Government suggests that, considering the choice between reviewing the "language of the certificate" or the "whole of state law," "the Bost Court appeared to take a middle approach." Gov't's Resp. at 4. This middle approach, the Government argues, permits consideration of the YRA. Id.
In fact, a judge in this district has read Bost this way. United States v. Aka considered whether a conviction set aside under the YRA may be used as a predicate felony for Section 922(g).
Payne argues that Aka reads Bost too broadly. See Def.'s Reply, ECF No. 31 at 2-4. The Court, respectfully, agrees. True, Bost examined both the certificate and a state statute to determine whether either expressly prohibited the defendant from possessing a firearm. But, as the Circuit made clear, this was because the defendant's "right to vote was restored by a statute, and his rights to hold office and serve on juries were restored by a certificate." Bost ,
Indeed, what constitutes the "restoration of civil rights" is a different-and often harder-question than determining the source of an expungement, set-aside, or pardon. See, e.g. , United States v. Thomas ,
In determining how to interpret "restoration of civil rights," courts must grapple with important questions the statute leaves unresolved. Which civil rights must be restored for Section 921 to apply? How many of these rights must be restored? Must the restoration be explicit and specific to a defendant? Or does some form of "restoration" occur immediately upon a convict's release from prison through the automatic operation of a state law?
These questions concern the potential applicability of Section 921 to a defendant charged with a Section 922 violation. They are, in other words, threshold questions that must be answered before a court may even consider whether a state has expressly prohibited the defendant from possessing a firearm. And it is to resolve these *76predicate questions that courts have used the "whole of state law" approach. See, e.g. , United States v. Caron ,
Expungements are different. Generally, whether a conviction has been expunged is a simpler, binary inquiry. It certainly is here. There is no question that Payne's convictions were expunged: he has the certificates to prove it. So there is no need to look beyond them to determine whether his convictions were set aside. Accord United States v. Glaser,
More, Bost emphasized that a "whole of state law" approach is "inconsistent with the plain directive of [S]ection 921(a)(20)."
Bost also cited Erwin with approval.
Erwin 's reasoning, according to Bost , "suggests that even in a case where the issuance of a certificate may be superfluous, a state that wishes its felon-in-possession law to be enforced at the federal level would be well-advised to include its firearms restrictions in any restoration certificate it provides a convicted felon."
Based on this discussion, the Court reads Bost as requiring that, when a Section 922(g) defendant is issued a certificate unconditionally setting aside his conviction or restoring his civil rights, the certificate should expressly forbid the defendant from possessing firearms. Both the plain text of the statute-which states that the "expungement" must "expressly" include this prohibition-and fair notice to the defendant support this reading.
Applying this proposition here, the indictment against Payne must be dismissed. He was issued certificates purporting to *77set aside his convictions. See ECF No. 26-2 at 3, 6. Each certificate "unconditionally discharged" him from the "imposed sentence."
These certificates, by their clear terms, constituted the "expungement" or set-aside of Payne's convictions. And because neither "expressly provides that the person may not ship, transport, possess, or receive firearms," Payne did not receive fair notice of any such restriction. See
To be clear, nothing here suggests that Payne cannot be prosecuted in D.C.'s courts for a violation of the city's felon-in-possession law. Payne concedes that such a prosecution would be permissible in the Superior Court. Hr'g Tr. 21:10-12. Rather, the Court holds that, assuming the facts alleged against him are true, Payne may not be convicted of a Section 922(g) violation as a matter of law.
IV.
For these reasons, Payne's Motion to Dismiss will be granted. A separate Order accompanies this Opinion.
The parties agree that, for the purposes of this case, an "expungement" and a "set-aside" are functionally equivalent. See Hr'g Tr. 18:7-15; 21:16-22. The Court therefore uses the terms interchangeably.
Over two decades after this admonition from the D.C. Circuit, D.C.'s local courts continue to issue expungement certificates without this warning.
During oral argument, Payne's counsel suggested that he cannot be prosecuted under Section 922 because a "federal offense is not enumerated in the [YRA]" and nothing in the statute "fairly supports even an inference that the legislature ... intended to allow a federal crime to be prosecuted." Hr'g Tr. 19:2-8. But this argument misreads Sections 921 and 922. Indeed, if the set-aside certificates expressly provided that Payne may not possess a firearm under local law, this would be enough for a prosecution under Section 921. See Thomas ,
Because the Court finds that Section 921(a)(20) is clear, it need not determine whether the rule of lenity applies. But it notes that, if the statute is ambiguous, the rule would require resolving any doubt in Payne's favor. Lenity "means that the Court will not interpret a federal criminal statute so as to increase the penalty that it places on an individual when such an interpretation can be based on no more than a guess as to what Congress intended." Bifulco v. United States ,
Reference
- Full Case Name
- United States v. Zayjuan PAYNE
- Cited By
- 6 cases
- Status
- Published