Maxlinear, Inc. v. Cf Crespe LLC
Opinion
Appellant MaxLinear, Inc. (“MaxLi-near”) appeals from the final written decision of the Patent Trial and Appeal Board (“Board”) in an inter partes review (“IPR”). The Board upheld the patentability of claims 1-4, 6-9,' and 16-21 of
The Board- based its decision on an analysis of independent-claims" 1 and 17. However, in a separate IPR, No. IPR2014-00728 (“the ’728 IPR”), claims 1 and 17 were held to be unpatentable," and that decision was affirmed by our court during the pendency of this appeal.
CF CRESPE LLC v. Silicon Labs. Inc. (CRESPE I),
Background
The ’585 patent “relates to a broadband television signal receiver for -receiving multi-standard analog television signals, digital television signals and data channels.” ’585 patent, col. 111. 15-19. A televi *1375 sion receiver converts a radio frequency (“RF”) signal from the broadcast frequency, filters out interfering signals, and then demodulates or decodes the signal of interest. In layman’s terms, the television signal receiver takes incoming television broadcast signals and processes the signal into a viewable medium for eventual .display.
This appeal concerns the final written decision of the Board issued on August 11, 2016. This proceeding commenced on January 28, 2015, when MaxLinear petitioned for an inter partes review of claims 1-21 of the ’585 patent. The Board instituted review of claims 1-4, 6-9, and 16-21 based on the prior art combination of Van De Plassche (“VDP”) with Ishikawa and other references.
MaxLinear, Inc., v. Cresta Tech. Corp.,
No. IPR2015-00592,
Claims 1 and 17 are the only independent claims in the patent, with claim 1 conveying the television receiver and claim 17 being the associated method claim. The Board limited its analysis to' the independent claims and did not separately analyze the dependent claims. The Board declined to find claims 1 and 17 unpatentable over a combination of VDP and Ishikawa. Id. at *12.
The Board based its finding of nonobvi-ousness entirely on the analysis of claims 1 and 17. The Board held that “[petitioner has not shown ;.. independent claims 1 and 17 are unpatentable. Because each of challenged dependent claims 2-4, 6-9, 16, and 18-21 incorporate the limitations of the respective independent claims, we also conclude that [pjetitioner has not shown, by a preponderance of the evidence, that those claims are unpatentable.” Id. at *12. The Board never mentioned any separate arguments concerning the dependent claims’ patentability. See id. The entire analysis and decision rests on the finding that independent claims 1 and 17 were patentable over the prior art. See id. at *1-12.
MaxLinear appealed the Board’s decision. This court has jurisdiction under
Two other IPRs had been instituted concerning the ’585 patent.
2
Each of these IPRs had the same Board members as in the ’592 IPR but considered'different prior art. In the ’728 IPR, on October 21, 2015, the Board issued a final written decision that claims 1-3, 5, 10, and 16-19 of the ’585 patent were unpatentable over the Thomson reference, No. EP0696854, both alone and in combination with other references.
Discussion
In the ’728 and ’615 IPRs, the Board held that claims 1, 17, and 20, involved in this proceeding, were unpatentable. Those decisions have subsequently been affirmed by this court. Both parties agree that those prior decisions, having been affirmed by our court, are binding in this proceeding, as a matter of collateral estoppel, and they could hardly argue otherwise.
It is well established that collateral estoppel, also known as issue preclusion, applies in the administrative context.
See B & B Hardware, Inc. v. Hargis Indus., Inc.,
- U.S. -,
[It is] clear that issue preclusion is not limited to those situations in which the same issue is before two courts. Rather, where a single issue is before a court and an administrative agency, preclusion also often applies. Indeed, this Court has explained that because the principle of issue preclusion was so “well established” at common law, in those situations in which Congress has authorized agencies to resolve disputes, “courts may take it as given that Congress has legislated with the expectation that the principle [of issue preclusion] will apply except when a statutory purpose to the contrary is evident.”
The fact that the ’728 IPR became final while this case was pending on appeal is irrelevant, as “issue preclusion applies even though the precluding judgment ... comes into existence while the case as to which preclusion is sought (this case) is on appeal.”
Soverain Software LLC v. Victoria’s Secret Direct Brand Mgmt., LLC,
The preclusive effect of the prior adjudications, and subsequent affirmations, has finally resolved the issue of the unpa-tentability of independent claims 1 and 17 and dependent claim 20 in this proceeding. Thus, the sole remaining question at issue is whether the dependent claims 4, 6-9, and 21, not addressed in the earlier IPRs, are unpatentable.
The Board’s decision as to the patenta-bility of the dependent claims in the ’592 appeal rested entirely on their conclusion that claim 1 and 17 were not unpatentable and contained no separate analysis or discussion of the dependent claims. The Board held that “[bjecause each of challenged dependent claims [ ]4, 6-9, ... and []21 incorporate^] the limitations of the respective independent claims, we also conclude that Petitioner has not shown, by a preponderance of the evidence, that those claims are unpatentable,” ’592 IPR,
Since the patentability of claims 1 and 17 was the sole basis for the Board’s decision in this IPR, and the Board has not separately addressed the dependent claims, we set aside the decision as to the dependent claims and remand for further consideration. In
SKF USA Inc. v. United States,
We note that the collateral-estop-pel effect of an administrative decision of unpatentability generally requires the invalidation of related claims that present identical issues of patentability. In
Ohio Willow Wood Co. v. Alps South, LLC,
On remand, the Board must consider whether the dependent claims 4, 6-9, and 21 can survive the unpatentability of claims 1 and 17 from which they depend in view of the prior art cited in the ’728 IPR. 3 The Board must decide whether the re *1378 maining claims present materially different issues that alter the question of patentability, making them patentably distinct from claims 1 and 17.
Remand of these claims will allow the Board to evaluate CRESPE’s argument concerning the surviving claims and allow the Board to consider' the dependent claims in light of the unpatentability - of claims 1 and 17.
Conclusion
The decision of the Board is vacated. We remand this case to the Board so that it máy consider the patentability' of the surviving disputed dependent claims 4, 6-9, and 21. 4
VACATED AND REMANDED
. CRESPE is the successor in interest to Cres-ta Technology Corporation ("Cresta”), which originally owned the ’585 patent,
.
Silicon Labs., Inc. v. Cresta Tech. Corp.,
No. IPR2015-00615,
. We note that CRESPE does not defend claims 2, 3, 16, 18, and 19 on appeal, even though these claims were upheld in the '592 IPR,
. We discern no independent argument made to the Board concerning why claims 4, 8, and 9 should be considered separately patentable. On remand, the Board may consider whether CRESPE has waived arguments concerning these claims.
Reference
- Full Case Name
- MAXLINEAR, INC., Appellant v. CF CRESPE LLC, Appellee
- Cited By
- 35 cases
- Status
- Published