Steuben Foods, Inc. v. Nestle USA, Inc.
Opinion
*1354
Steuben Foods, Inc. appeals from the final decision of the Patent Trial and Appeal Board in an inter partes review, finding claims 1-10, 14, 16-21, 25, 27, 29, and 32-36 of
I
Aseptic packaging involves putting a sterile food product into a sterile package within a sterile environment. The '435 patent is generally directed to providing such a sterile environment in a sterilization tunnel, which is a tunnel pressurized with sterile air to a level above atmospheric pressure. The overpressure creates a flow of sterile air out of the tunnel, ensuring that contaminants cannot flow into it.
More specifically, the '435 patent discloses an apparatus and method for providing sterilization zones in an aseptic packaging sterilization tunnel that surrounds containers with pressurized gas. '435 patent, col. 1 ll. 12-14, col. 3 ll. 30-31. The aseptic sterilant used in the apparatus may be hydrogen peroxide.
Id
. at col. 2 ll. 23-27, col. 5 ll. 2-6. Figure 3 of the patent, reproduced in its annotated form below, illustrates the distinct sterilization zones in the sterilization tunnel-starting with the fourth zone (orange), followed by the first (blue), the second (red), and the third (green) zones-with the zones providing various concentration levels of sterilant within the tunnel. The fourth sterilization zone 165 includes the bottle sterilization apparatus. It has the highest hydrogen peroxide sterilant level-about 1,000 parts per million (ppm).
Nestlé USA, Inc. challenged claims of the '435 patent in an inter partes review. The Board instituted trial on claims 1-10, 14, 16-21, 25, 27, 29, and 32-36 of the patent. The challenged claims are directed to the sterilization tunnel and further recite maintaining a specific ratio of sterilant concentration levels in the plurality of zones in the tunnel.
Claim 1 is illustrative and reads as follows:
1. Apparatus comprising:
a sterilization tunnel for surrounding a plurality of containers with pressurized gas; and a plurality of zones within the sterilization tunnel having different sterilant concentration levels therein wherein the sterilant concentration levels in the plurality of zones are maintained at a ratio of at least about 5 to 1.
The Board found that the challenged claims would have been obvious to a person of ordinary skill in the art in view of prior art references in the record. J.A. 20-32. Steuben Foods appeals. We have jurisdiction under
II
We review the Board's legal conclusions de novo and its factual findings for substantial evidence.
Rambus Inc. v. Rea
,
A
Steuben Foods argues that the Board erred in construing the term "sterilant concentration levels in the plurality of zones." "Unexpired claims subject to inter partes review are to be given their 'broadest reasonable construction.' "
Microsoft Corp. v. Biscotti, Inc.
,
Steuben Foods' proposed construction, however, impermissibly restricts the claim term to a specific embodiment disclosed in the specification. While the specification refers to zones with "different concentration levels of gas laden sterilant (e.g., hydrogen peroxide in air)," '435 patent, col. 9 ll. 51-53, the specification also refers to residual concentration of hydrogen peroxide on the lids on the bottles,
see, e.g.
,
B
Steuben Foods also argues that the Board failed to identify any prior art that discloses maintaining "at least about 5 to 1" (claim 1) or "at least about 1,000 ppm to 0.1 ppm" (claim 3) ratio of sterilant concentration levels in the plurality of zones. A patent claim is unpatentable when "the differences between the subject matter sought to be patented and the prior art are such that the subject matter as a whole would have been obvious at the time the invention was made to a person having ordinary skill in the art to which said subject matter pertains."
We disagree with that contention. The Board noted that both parties agreed that Scholle's spraying compartment (analogous to the fourth sterilization zone in the *1357 '435 patent ) has a higher sterilant concentration than the filling compartment (analogous to the second sterilization zone in the '435 patent ). See J.A. 22. Scholle discloses that the specific concentration of hydrogen peroxide in the spraying zone is around 300,000 ppm, a disclosure that Steuben Foods' expert, Dr. Sharon, also acknowledged. J.A. 23; see also Scholle, col. 5 ll. 18-26, col. 8 ll. 8-13. The Board also credited the testimony of Nestlé's expert, Dr. Heldman, who stated that "to ensure consistent sterilization and residual peroxide levels, the concentration of applied sterilant must necessarily be 'maintained.' " J.A. 23. Finally, the Board found that "other prior art aseptic bottling systems recognized the importance of limiting the concentration of [hydrogen peroxide] in the filling zone in order to comply with regulatory limits" of, for instance, no more than 0.5 ppm in the United States, which warrants a "window of operation" for sterilization in the filling compartment in that vicinity. J.A. 25 (relying on the Bosch system and Elliott). Prior art thus teaches maintaining a ratio of 300,000 ppm over 0.5 ppm in the plurality of zones, which fairly suggests maintaining "at least about 5 to 1" or "at least about 1,000 ppm to 0.1 ppm" ratio of sterilant concentration levels recited in the claims. 6 Accordingly, substantial evidence supports the Board's obviousness determination.
III
We have considered the remaining arguments and find them unpersuasive. Accordingly, we affirm the Board's decision.
AFFIRMED
Congress amended § 103 when it passed the Leahy-Smith America Invents Act (AIA).
See
Pub. L. No. 112-29, § 3(c),
A reference translated from German and entitled "Report on the Type Testing of the Aseptic Filling and Sealing Plant for Glass Bottles for UHT Milk," which describes aseptic sterilization and packaging of bottles developed by the German company Robert Bosch GmbH. J.A. 2077-103.
An article entitled "Microbiological Evaluation of Low-Acid Aseptic Fillers," which describes how the operational limits for several critical factors or a "window of operation" for container sterilization can be created. J.A. 2756-57.
This comparison is based on a liquid concentration of 300,000 ppm and a residual (liquid) concentration of 0.5 ppm. See J.A. 23.
Reference
- Full Case Name
- STEUBEN FOODS, INC., Appellant v. NESTLE USA, INC., Appellee
- Status
- Published