D Three Enterprises, LLC v. Sunmodo Corporation
Opinion
Appellant D Three Enterprises, LLC ("D Three") sued Appellees SunModo Corporation ("SunModo") and Rillito River Solar LLC, doing business as EcoFasten Solar ("EcoFasten"), (together, "Appellees") in the U.S. District Court for the District of Colorado ("District Court"), alleging infringement of various claims of U.S. Patent Nos. 8,689,517 ("the '517 patent"), 9,068,339 ("the '339 patent"), and 8,707,655 ("the '655 patent") (collectively, the "Patents-in-Suit"). Appellees filed, inter alia, a joint motion for summary judgment, arguing the various claims were invalid based on a determination that D Three could not claim priority from U.S. Patent Application No. 61/150,301 ("the 2009 Application"), and the District Court granted Appellees' Motion.
See
D Three Enters., LLC v. Rillito River Solar LLC
, Nos. 15-cv-01148-CBS, 15-cv-01151-CBS,
*1045
D Three appeals. We have jurisdiction pursuant to
BACKGROUND
The Patents-in-Suit are directed to roof mount sealing assemblies, which allow users to mount objects on a roof and seal "the mounting location ... against water." '517 patent, Abstract; '655 patent, Abstract;
see
'339 patent, Abstract. For example, the '517 patent claims, inter alia, "[a] roof standoff device for use in mounting an object to a roof" comprising "a base bracket," "a flashing,"
2
"a core body," and "a second threaded attachment element." '517 patent col. 10 ll. 27-29, 33, 43, 45 (claim 1). It is undisputed that: SunModo's allegedly infringing products were available to the public in 2010; EcoFasten's allegedly infringing product was available to the public in June 2009,
3
see
D Three
,
On summary judgment, the District Court determined that the Asserted Claims could not claim priority from the 2009 Application because they were broader than the invention disclosed in the 2009 Application, such that they did not meet the written description requirement pursuant to
*1046
2225 (discussing the washerless assembly in the 2009 Application), 2246 (Figure 41). The District Court also held that the 2009 Application's assemblies with washers only disclosed washers situated "above the flashing," but the Asserted Claims covered assemblies with washers below the flashing.
D Three
,
DISCUSSION
D Three argues the District Court erred in granting summary judgment because a genuine issue of material fact exists as to whether the 2009 Application adequately discloses the Asserted Claims of the Patents-in-Suit. See Appellant's Br. 21-34. Specifically, D Three avers that the 2009 Application adequately discloses (1) washerless assemblies with "various attachment brackets," id. at 27, such that there is a genuine issue as to whether a person having ordinary skill in the art ("PHOSITA") would understand the 2009 Application to have disclosed different types of washerless assemblies, and (2) assemblies with washers below the flashing, id. at 32-34. 6 After articulating the applicable standards of review and legal standard, we address each issue in turn.
I. Standards of Review
In reviewing the grant of motions for summary judgment, we apply the law of the regional circuit,
see
AbbVie Deutschland GmbH & Co., KG v. Janssen Biotech, Inc.
,
For issues unique to patent law, such as determination of priority date, we
*1047
apply Federal Circuit law.
See
AbbVie
,
II. The Patents-in-Suit Cannot Claim Priority from the 2009 Application
A. Legal Standards
Pursuant to
[a]n application for patent for an invention disclosed in the manner provided by [§] 112(a) ... in an application previously filed in the United States ... which names an inventor or joint inventor in the previously filed application shall have the same effect, as to such invention, as though filed on the date of the prior application.
Section 112(a) requires that
[t]he specification shall contain a written description of the invention, and of the manner and process of making and using it, in such full, clear, concise, and exact terms as to enable [a PHOSITA] to which it pertains ... to make and use the same.
The written description "must clearly allow [a PHOSITA] to recognize that the inventor invented what is claimed," such that "the disclosure of the application relied upon reasonably conveys to [a PHOSITA] that the inventor had
possession
of the claimed subject matter as of the filing date."
Ariad Pharm., Inc. v. Eli Lilly & Co.
,
B. The 2009 Application Lacks Adequate Written Description for the Washerless Assemblies in the Asserted Claims
All Asserted Claims except claim 8 of the '655 patent and claim 4 of the '339 patent recite washerless assemblies. See '517 patent col. 10 ll. 27-67 (claims 1-4), col. 11 ll. 8-15 (claim 6), col. 11 l. 29-col. 12 l. 25 (claims 9-14), col. 12 ll. 29-31 (claim 16); '655 patent col. 10 l. 28-col. 11 l. 12 (claims 1-7), col. 11 ll. 17-21 (claim 9), col. 12 ll. 11-13 (claim 11), col. 12 ll. 19-20 (claim 13); '339 patent col. 10 l. 47-col. 11 l. 14 (claims 1-2), col. 11 l. 27-col. 12 l. 3 (claims 5-10) (collectively, the "Washerless Claims"). Instead of washers, the Washerless *1048 Claims recite, for instance, the use of any "attachment bracket having a third attachment element disposed on an upper portion of said attachment bracket for attaching an object to said attachment bracket." '339 patent col. 11 ll. 8-10 (claim 1); see, e.g. , '517 patent col. 10 ll. 29-32 (claim 1); '655 patent col. 10 ll. 29-34 (claim 1). 8
The District Court determined that the 2009 Application disclosed one washerless assembly, depicted in Figures 27-33 and 41.
D Three
,
1. The Attachment Bracket Disclosure Was Properly Decided on Summary Judgment
As an initial matter, D Three argues that the District Court erred because it acknowledged that Appellees "d[ id] not specifically argue" that the 2009 Application lacked sufficient detail to disclose attachment brackets broadly, Appellant's Br. 23 (quoting
D Three
,
Federal Rule of Civil Procedure 56(f) states that, "[a]fter giving notice and a reasonable time to respond, the court may: ... (2) grant the motion [for summary judgment] on grounds not raised by a party." The Tenth Circuit will not reverse for failure to comply with Rule 56(f)"absent evidence of prejudice. So long as the losing party was on notice that it had to come forward with all of its evidence, a sua sponte grant of summary judgment may be appropriate."
First Am. Kickapoo Operations, L.L.C. v. Multimedia Games, Inc.
,
Here, D Three "cannot demonstrate prejudice because [it] clearly knew" the scope of the 2009 Application's disclosure of washerless assemblies "would be an issue," and it "had a full opportunity to present evidence to support [its] position."
In fact, D Three did respond, arguing why it believed washerless assemblies were adequately disclosed.
See
J.A. 3353-57. In reply, Appellees further explained their argument and pointed directly to the disclosure of bracket 1700.
See
J.A. 3647-50 (reply to D Three's response to the Motion for Summary Judgment), 3778 (hearing on summary judgment). In addition, Appellees informed the District Court that D Three had not responded to cases showing that differences in the breadth of disclosure from an earlier patent application could not satisfy the written description requirement,
see
J.A. 3780, an argument to which D Three responded during the hearing on the Motion for Summary Judgment,
see
J.A. 3780 (stating, by D Three's counsel, in response to Appellees' cases on breadth of claims, that "I think we cited cases that we think align with the facts and we may disagree on what those are"). D Three had its opportunity to show why a genus of attachment brackets is described by a single attachment bracket shown in the 2009 Application, and failed to make that showing. Because D Three was on notice that it needed to submit evidence to show that the washerless assemblies disclosed in the Washerless Claims were adequately described in the 2009 Application and had opportunities to do so,
see
Kannady
,
2. The District Court Properly Granted Summary Judgment for Appellees on the Washerless Claims
We now turn to the merits of the District Court's decision. "[D Three] does not dispute that except for claim 8 of the '655 patent and claim 4 of the '339 patent, the [A]sserted [C]laims do not recite a ... washer."
D Three
,
Having determined that the 2009 Application discloses a washerless assembly, we must determine whether a PHOSITA would recognize "upon reading the [2009 Application]" that any attachment brackets as claimed in the Washerless Claims could be used in washerless assemblies.
In re Owens
,
D Three points to language in the 2009 Application's specification as evidence that the 2009 Application disclosed alternative attachment brackets.
See
Appellant's Br. 28. Specifically, D Three identifies a statement that "[PHOSITAs] will recognize certain modifications, permutations, additions and sub-combinations therefore. It is therefore intended that the following appended claims hereinafter introduced are interpreted to include all such modifications, permutations, additions and sub-combinations are within their true sprit [sic] and scope."
D Three also incorrectly claims that this case is "analogous" to our non-precedential decision in
Cordis Corp. v. Boston Scientific Corp
. Appellant's Br. 29 (citing
Testimony from D Three's expert does not convince us otherwise. D Three admits that its expert "did not specifically address
why
a washerless roof mount assembly that uses other attachment brackets than Figure 41 is disclosed." Appellant's Br. 32 (emphasis added);
see
J.A. 3570-74 (expert's declaration). "[C]onclusory expert assertions do not give rise to a genuine issue of material fact."
Streck, Inc. v. Research & Diagnostic Sys., Inc.
,
C. The 2009 Application Lacks Adequate Written Description for the Assemblies with Washers in the Asserted Claims
At issue is the District Court's determination that the 2009 Application
*1052
disclosed a washer "only
above
the flashing,"
D Three
,
D Three does not contest the District Court's finding that "[c]laim 8 requires the washer be[ ] located below the flashing and [c]laim 4 recites a washer that can be either above or below the flashing," Appellant's Br. 32;
see
D Three
,
CONCLUSION
We have considered the parties' remaining arguments and find them unpersuasive. 10 Accordingly, the Final Judgments of the U.S. District Court for the District of Colorado are
AFFIRMED
The District Court invalidated claims 1-4, 6, 9-14, and 16 of the '517 patent ; claims 1-9, 11, and 13 of the '655 patent ; and claims 1-2 and 4-10 of the '339 patent ("the Asserted Claims").
See
D Three
,
The flashing is a piece that "exist[s] to seal penetrations on roofs." '517 patent col. 1 ll. 20-21.
D Three initially alleged four of EcoFasten's roof mounting products infringed the Patents-in-Suit,
see
D Three
,
Congress amended § 112 when it enacted the Leahy-Smith America Invents Act ("AIA"), Pub. L. No. 112-29, § 4(c),
D Three also asserted claim 6 of the '339 patent against only the Tile Flashing System,
see
J.A. 342-46, but this claim was not addressed separately below,
see generally
D Three
,
D Three also contests the District Court's alternative finding that the 2009 Application did not disclose a base "having at least one mounting hole." Appellant's Br. 34;
see
id.
at 34-36;
see also
D Three
,
Congress amended § 120 when it passed the AIA, which governs the Patents-in-Suit, but the language at issue here was not changed. See AIA §§ 3(f), 15(b), 125 Stat. at 288, 328 (specifying the respective effective dates of the amendments to § 120 ).
For purposes of summary judgment, the District Court inferred in D Three's favor that the disclosure of a "third attachment
element
," rather than bracket, in the Washerless Claims of the '517 and '655 patents was equivalent to an attachment bracket,
D Three
,
The District Court found that the validity of claim 6 of the '655 patent"appear[ed] moot" but, to the extent it was still argued, was invalid.
See
D Three
,
Appellees alternatively argue we may find all claims asserted against the purportedly-abandoned EcoFasten products anticipated because D Three did not properly abandon its claims against those products,
see supra
n.3, meaning D Three's infringement accusations act as a "judicial admission" of invalidity, Appellees' Br. 2, 11;
see
id.
at 59 (citing to cases holding that an "accusation that a product infringes satisfies [the] burden of proving that [a] product's ... sales anticipate" if the product is considered prior art). Like the District Court, we find "it is unnecessary to reach that issue."
D Three
,
Reference
- Full Case Name
- D THREE ENTERPRISES, LLC, Plaintiff-Appellant v. SUNMODO CORPORATION, Defendant-Appellee D Three Enterprises, LLC, Plaintiff-Appellant v. Rillito River Solar LLC, Dba EcoFasten Solar, Defendant-Appellee
- Cited By
- 11 cases
- Status
- Published