Robinson v. O'Rourke
Opinion
O'Malley, Circuit Judge
*978
Veteran Bennie C. Robinson appeals the decision of the United States Court of Appeals for Veterans Claims ("Veterans Court") denying his application for attorney fees under the Equal Access to Justice Act ("EAJA").
See
Robinson v. McDonald
, No. 14-0619 E,
We hold that, because the Veterans Court's remand was not predicated on administrative error by the Board and did not materially alter the legal relationship of the parties, Robinson was not a "prevailing party" within the meaning of the EAJA, and is therefore not entitled to attorney fees. Accordingly, we affirm.
BACKGROUND
Robinson is a veteran of the United States Marine Corps and served in Vietnam from 1966 to 1969. Following his military service, Robinson began experiencing coronary problems and sought treatment at a Department of Veterans Affairs ("VA") medical facility. In February 2006, and again in November 2006, a VA cardiologist recommended that he undergo certain medical testing. The tests were not performed, however, until fourteen months later, on April 2, 2007. They revealed that Robinson suffered from left ventricular diastolic dysfunction.
Robinson filed a claim with the VA for disability benefits for his cardiac condition. As relevant here, the VA granted Robinson a 60% disability rating effective April 2, 2007, the date he underwent cardiac testing. The Board affirmed, denying Robinson entitlement to a higher rating.
On appeal to the Veterans Court, Robinson argued for the first time-through the same counsel that represented him before the Board-that his disability rating should have been assigned an effective date in February 2006, when his doctor first ordered tests, rather than April 2007, when those tests were performed. The government opposed, arguing that Robinson did not present this argument to the Board and therefore failed to exhaust his administrative remedies with respect to that issue. The government also noted that the record was unclear as to whether the VA or Robinson caused the fourteen-month delay in scheduling the medical tests.
"[B]alancing the competing interests at stake," the Veterans Court exercised its discretion not to apply issue exhaustion, and permitted Robinson to make his belated argument.
Remand Decision
,
*979
Robinson thereafter filed an application for attorney fees, arguing that, because he secured remand from the Veterans Court, he was a prevailing party within the meaning of the EAJA. The court denied Robinson's application.
Fees Decision
,
DISCUSSION
Before addressing the merits of Robinson's appeal, we first address the parties' jurisdictional dispute.
I. Jurisdiction
"This court's jurisdiction to review decisions by the Veterans Court is limited."
Wanless v. Shinseki
,
The government argues that we lack jurisdiction over this appeal insofar as it requires us to review the Veterans Court's factual determination that its remand was not predicated on administrative error. We disagree. We plainly have jurisdiction to "interpret[ ] ... statutory provisions,"
Thus, while we are not at liberty to review the Veterans Court's factual determinations
*980
or application of law to the facts,
Thompson
,
II. Robinson Is Not a Prevailing Party
The only substantive issue on appeal is whether the Veterans Court's remand conferred prevailing-party status on Robinson. That issue presents a question of law that we review de novo.
Davis v. Nicholson
,
For the reasons stated below, Robinson has not satisfied his burden, as he has not shown that the court's remand was predicated on administrative error or that it materially altered the legal relationship of the parties.
A. Legal Principles
The EAJA is a fee-shifting statute that allows a party who prevails in a civil action brought by or against the government to recover attorney fees and costs. The statute provides that
a court shall award to a prevailing party other than the United States fees and other expenses[ ] ... incurred by that party in any civil action ... unless the court finds that the position of the United States was substantially justified or that special circumstances make an award unjust.
By its terms, the statute applies only to a "prevailing party."
Applying the rule set forth in
Buckhannon
, we have held that remand to an administrative agency for further proceedings can provide the requisite relief required to confer prevailing-party status, but only if the remand is predicated-either explicitly or implicitly-on administrative
*981
error.
2
See, e.g.
,
Ward v. U.S. Postal Serv.
,
We have stated, moreover, that, "[w]here there has been a remand to an administrative agency
without
a judicial finding of administrative error or a concession of such error by the agency, the default rule is that the remand is
not
based on administrative error for EAJA purposes."
Davis
,
While briefing in this appeal was pending, the Supreme Court issued a decision clarifying
Buckhannon
's rule. In
CRST Van Expedited, Inc. v. Equal Employment Opportunity Commission
, --- U.S. ----,
Although we have not yet applied
CRST
's guidance in the EAJA context, we have applied that guidance in the patent context. In
Raniere v. Microsoft Corp.
,
We noted, moreover, that the phrase "prevailing party" in the Patent Act's fee-shifting provision should be interpreted consistently with the Court's interpretation in
CRST
, notwithstanding that the Court was interpreting a different statute in that case.
Id.
at 1305. Indeed, the Supreme
*982
Court stated in
CRST
that "Congress has included the term 'prevailing party' in various fee-shifting statutes, and it has been the Court's approach to interpret the term in a consistent manner" across those statutes.
CRST
,
Neither
CRST
nor
Raniere
, however, dealt with remand to an agency as a basis for finding prevailing-party status, as here. Both cases, moreover, involved
defendants
-rather than plaintiffs-who purported to have prevailed. In
CRST
, the Court noted the asymmetry in the parties' litigation objectives, which affects the showing that each party must make to achieve prevailing-party status. Whereas a plaintiff "seeks a material alteration in the legal relationship between the parties" and prevails only when it effects such an alteration in the first instance, the defendant merely "seeks to prevent this alteration" and therefore prevails "whenever the plaintiff's challenge is rebuffed, irrespective of the precise reason for the court's decision."
CRST
,
For these reasons, it is unclear whether, in the wake of CRST , we must reconsider or clarify our precedent requiring administrative error in cases of remand for further agency proceedings. We need not resolve that issue here, however. 3 Robinson is not a prevailing party under either our precedent or the guidance set forth in CRST . As explained in more detail below, the Veterans Court's decision in this case was not predicated on administrative error, and it likewise did not materially alter the legal relationship of the parties as contemplated by CRST .
B. The Veterans Court's Remand Decision Is Not Predicated on Administrative Error
The remand at issue was not predicated on administrative error. The Veterans Court did not address the merits of Robinson's appeal, much less identify any error committed by the Board below. Nor could it, as Robinson did not argue that he was entitled to an earlier effective date before the Board. Instead, the Veterans Court considered Robinson's belated argument, and remanded for the Board to *983 make factual findings related to that issue in the first instance. In other words, the remand required the Board to consider an argument that it could not have considered previously, through no fault of its own.
That the Veterans Court "set aside" the Board's rating decision does not compel a different conclusion. This "set aside" language cannot fairly be read to suggest that the court passed judgment on the Board's decision.
See
Eady
,
Nor could the Veterans Court's remand decision be read to
implicitly
identify error by the Board. As a general matter, "the Veterans Court has authority to remand cases to the Board for further proceedings for further consideration of legal issues or for clarification of facts underlying a legal issue," and administrative error therefore cannot be inferred from remand, generally.
Davis
,
Our decision in
Davis
is instructive. There, the Veterans Court vacated the Board's decision and remanded for the Board to make factual findings related to a VA regulation that it had previously overlooked.
Here, as in
Davis
, the Veterans Court did not make a finding of administrative error, nor can such error fairly be inferred from the court's exercise of its discretion in remanding to the Board to consider Robinson's new legal argument. Instead,
*984
like in
Davis
, the court merely al-lowed Robinson to submit additional evidence to the Board in support of its new argument.
See
Robinson nevertheless argues that the Veterans Court implicitly recognized administrative error based on the Board's failure to consider and address in its decision all potentially applicable provisions of law and regulation. Appellant Br. 4-5. In particular, Robinson argues that, by statute, the effective date of an award must be "fixed in accordance with the facts found."
The Board's decision was based on the available medical evidence in the record-namely, the April 2007 test results, which demonstrated that Robinson's disability had worsened. And, the only relevant dispute before the Board with respect to Robinson's rating was whether he was entitled to a rating "in excess of 60 percent for the period from April 2, 2007, forward." J.A. 31. The Board resolved the issue regarding the magnitude of the rating, but had no need to address the underlying date for that rating. Thus, the Veterans Court would have had no basis to find that the Board's decision was not rooted in "all evidence and material of record and applicable provisions of law and regulation," as required by statute. 4
This case, therefore, is unlike the cases on which the dissent and Robinson rely. In
Kelly
, for example, the Board received medical information regarding two separate diagnoses.
Additionally, in
Former Employees of Motorola Ceramic Products
and
Dover
, the agencies
conceded
error, and there could thus be no doubt that the remand decisions in those cases were predicated on such error.
See
Motorola
, 336 F.3d at 1362 (vacating finding that appellants were not prevailing parties where the government consented to remand to the Department of Labor, and "[t]he parties thus agreed that the Department had erred in its action on the applications");
Dover
,
The Veterans Court's exercise of its discretion in this case is therefore not a tacit acknowledgement of error by the Board.
C. The Veterans Court's Remand Decision Did Not Materially Alter the Legal Relationship Between the Parties
The Veterans Court's remand decision also did not materially alter the legal relationship between the parties in the manner contemplated by CRST . While it is true that Robinson received additional consideration with respect to his objection to the Board's effective date determination upon remand, that relief was not predicated on an allegation that the Board had acted improperly. And, as described above, the Veterans Court did not agree-and indeed, could not have agreed-with such an allegation. Even if the Veterans Court's remand decision compelled the Board to consider new evidence and arguments on remand, the decision did not materially alter the relationship between the parties. Instead, it merely afforded Robinson an opportunity to have his otherwise waived claims considered by the Board.
In sum, the remand reflects the Veterans Court's discretionary decision to allow a waived argument to proceed. It is simply not the type of judicially sanctioned change in the legal relationship of the parties that was contemplated in
CRST
.
Compare
Raniere
,
We do not suggest that a remand predicated on a tribunal's exercise of discretion can never confer prevailing-party status. We hold only that the particular remand at issue here does not confer such status on Robinson.
Robinson's position in this appeal would reward a claimant for raising an argument for the first time at the Veterans Court. Such a result is illogical and contrary to fundamental principles of orderly procedure and good administration. While "[w]e recognize that EAJA is an important component of the framework within which veterans may seek benefits,"
Thompson
,
It is one thing for the Veterans Court to exercise its discretion to overlook waiver and issue exhaustion in order to permit a veteran to press a late-raised argument. It is quite another for us to require the Veterans Court to confer prevailing-party status whenever it exercises such discretion.
CONCLUSION
We have considered Robinson's additional arguments and find them unpersuasive. For the reasons stated above, we affirm the Veterans Court's decision denying Robinson's application for attorney fees.
AFFIRMED
COSTS
No costs.
Newman, Circuit Judge, concurring-in-part, dissenting-in-part.
I concur that this court has jurisdiction over this appeal, in which veteran Bennie Robinson requests attorney fees under the Equal Access to Justice Act (EAJA). However, I respectfully dissent from the ruling that Mr. Robinson is not entitled to attorney fees for the appeal in which the Veterans Court remanded to the Board of Veterans Appeals (BVA) for review of an effective date for his staged disability rating. The BVA is asked to consider whether the inordinate delay in fulfilling the VA cardiologist's testing order affects the effective date of his 60% disability rating. On these premises, I believe that Mr. Robinson meets the requirements for EAJA fees for that proceeding.
The EAJA provides:
28 U.S.C. § 2412 (d)(1)(A). Except as otherwise specifically provided by statute, a court shall award to a prevailing party other than the United States fees and other expenses, in addition to any costs awarded pursuant to subsection (a), incurred by that party in any civil action (other than cases sounding in tort), including proceedings for judicial review of agency action, brought by or against the United States in any court having jurisdiction of that action, unless the court finds that the position of the United States was substantially justified or that special circumstances make an award unjust.
Also relevant is the VA regulation for "prompt and appropriate treatment:"
*98738 C.F.R. § 17.33 (a)(2). Patients have a right to receive, to the extent of eligibility therefor under the law, prompt and appropriate treatment for any physical or emotional disability.
and "Veterans Health Care Service Standards," VHA Directive 2006-041 (June 27, 2006), stating that the VA shall provide "timely and convenient access to health care," and that:
(6) Patients must be able to schedule an appointment for a routine diagnostic test within 30 days of referral.
In addition, legislation implements the policy of assuring adequate attention to veterans' concerns:
38 U.S.C. § 5107 (b) Benefit of the doubt.- The Secretary shall consider all information and lay and medical evidence of record in a case before the Secretary with respect to benefits under laws ad-ministered by the Secretary. When there is an approximate balance of positive and negative evidence regarding any issue material to the determination of a matter, the Secretary shall give the benefit of the doubt to the claimant.
As stated in
Hodge v. West
,
DISCUSSION
Mr. Robinson, a veteran of Vietnam, consulted a VA cardiologist on February 23, 2006, and the cardiologist issued an order for certain coronary tests. The tests were not performed. Mr. Robinson again consulted a VA cardiologist on November 27, 2006. Tests were again ordered. The tests were eventually performed on April 2, 2007. After various proceedings in the Regional Office and the BVA, the BVA issued a Ruling dated November 21, 2013, establishing inter alia a 60% disability rating effective April 2, 2007.
Mr. Robinson's position is that the 60% rating should run from the date the coronary tests were first ordered, not the date they were performed. The BVA decision did not mention an issue of effective date. Mr. Robinson appealed the effective date to the Veterans Court; and that court remanded to the BVA to reconsider the effective date. The Veterans Court denied Mr. Robinson's request for EAJA attorney fees for that proceeding.
Mr. Robinson does not appeal the 60% rating. His appeal was on the sole ground that in view of the delay in conducting the tests, the effective date should be February 23, 2006, when the tests were first ordered. My colleagues now hold that attorney fees are not available, on the ground that because Mr. Robinson did not present an argument to the BVA concerning the effective date, he cannot obtain attorney fees for his action in the Veterans Court.
This holding, and its premises, are contrary to the weight of authority, for several reasons:
In interpreting the "prevailing party" provision of the EAJA, precedent mentions the role of "administrative error" in agency remands. In
Thompson v. Shinseki
,
However, the BVA did not mention the 14-month delay in its decision. "Because of the paternalistic nature of the proceedings, the [BVA], like the [Regional Office], is required to fully and sympathetically develop the veteran's claim to its optimum before deciding it on the merits."
Comer v. Peake
,
The majority nonetheless holds that since the effective date was not placed at issue by Mr. Robinson in the prior BVA proceeding, he cannot receive attorney fees for his Veterans Court appeal by which he now will obtain consideration of the effective date by the BVA on remand. The panel majority errs in requiring that Mr. Robinson should have argued the effective date in the prior BVA proceeding. The Court has admonished that veterans' proceedings before the Regional Office and the BVA should be "as informal and nonadversarial as possible."
Walters v. Nat'l Ass'n of Radiation Survivors
,
The judicial obligation is to assure that the veteran has a reasonable opportunity to obtain the benefits to which he is entitled, an obligation that required Mr. Robinson to take an appeal to the Veterans Court in order to obtain consideration by the BVA of the effective date. When the veteran has no recourse but through the courts, "EAJA is a vital complement to this system designed to aid veterans, because it helps to ensure that they will seek an appeal when the VA has failed in its duty to aid them or has otherwise erroneously denied them the benefits that they have earned."
Thompson
,
A remand can constitute relief sufficient to support the award of EAJA fees. The Veterans Court's remand to the BVA, with instructions to review the effective date, is the partial relief on the merits that precedent illustrates in connection with the EAJA. Remand was the only path by which Mr. Robinson could obtain the review that the BVA had not conducted.
See
Buckhannon Bd. & Care Home, Inc. v. W. Va. Dep't of Health & Human Res.
,
*989
Precedent has considered the effect of remand orders in connection with various government agencies, stating that "[s]ecuring a remand to an agency can constitute the requisite success on the merits."
Kelly
,
To be sure, not every remand constitutes "some relief on the merits."
See
Vaughn v. Principi
,
My colleagues rely on
Davis
,
In
Kelly
,
The VA suggests that even if the BVA selected the wrong effective date or failed to consider all of the evidence, Mr. Robinson caused the error because he did not raise the issue in the proceeding before the BVA. 1 VA Br. at 17-18. However, BVA error need not be foreseen, particularly when the critical issues in the BVA were service connection and the percentage disability rating. There is cogent support for Mr. Robinson's argument that a claimant need not remind the agency of the law that binds it, in order for the agency to fulfill its obligations under the law.
The VA does not dispute that the BVA had Mr. Robinson's medical records, and that the records showed the cardiologists' reports and orders and the date when the medical tests were performed. Surely the *990 BVA should have recognized the 14-month delay, for the statute requires that the BVA consider the entire record:
38 U.S.C § 7104(a). Decisions of the Board shall be based on the entire record in the proceeding and upon consideration of all evidence and material of record and applicable provisions of law and regulation.
The VA acknowledges that "[t]his Court has recognized that 'remands based on [ ] recognition of agency error from the record do confer prevailing party status.' " VA Br. at 13 (quoting
Davis
,
This is not a case of new or even of obscure evidence. It is not controlling that the Veterans Court did not state that the BVA committed error, for "remands based on our recognition of agency error from the record do confer prevailing party status."
Davis
,
No authority supports the majority's application of EAJA principles. In
Davis
this court stated: "In
Kelly
, the agency error, although not explicitly stated in the ataxia remand order, was nevertheless clear from the record, namely that the [VA] had ignored evidence before it of Kelly's ataxia disorder in the service connection analysis."
Davis
,
I remark on my colleagues' curious concern that a ruling in Mr. Robinson's favor would incentivize veterans "to withhold arguments before the Board" and then spring their withheld arguments on the Veterans Court. Maj. Op. at 18. I cannot imagine that a veteran would deliberately withhold a winning argument from the BVA, in order to engage in such a dubious scheme.
The consequences of delay in veterans' claims have long been recognized, starting with the American Revolution, the subject of
Hayburn's Case,
On the relevant statutes, regulations, and precedent, I conclude that Mr. Robinson is entitled to the EAJA attorney fees incurred for the remand proceeding in the Veterans Court, whether or not he ultimately succeeds on the merits. From my colleagues' contrary ruling, I respectfully dissent.
On remand, the Board ultimately rejected Robinson's claim to an earlier effective date, and the Veterans Court affirmed.
See
Appellant Letter (Apr. 6, 2017), Dkt. 40-1. But, because the Veterans Court did not retain jurisdiction, the ultimate outcome of the agency proceeding is irrelevant to whether Robinson is considered a prevailing party for purposes of the EAJA.
See
Former Emps. of Motorola Ceramic Prods. v. United States
,
Although remand to a federal district court for further proceedings is not typically considered relief on the merits, remand to an administrative agency is unique because "[a]n appeal of an agency decision is treated as a separate proceeding from the administrative proceeding" itself.
Dover
,
We note, however, that our "administrative error" precedent likely is not inconsistent with
CRST
. Even under our current precedent, prevailing-party status may be conferred on a claimant who has secured remand where the agency erred on procedural or jurisdictional grounds, and not just substantive grounds.
See
Dover
,
The Board also granted disability compensation for vertigo with dizziness and chronic imbalance, and denied an initial disability rating greater than 10% for Robinson's cardiac disability from May 1, 2003, to April 1, 2007. But, because Robinson failed to challenge those determinations before the Veterans Court, the court did not address them.
Remand Decision
,
In a May 21, 2018 letter to this court, Robinson identified a recent Veterans Court decision conferring prevailing-party status on a veteran who, based on factual information he provided for the first time on appeal to the Veterans Court, secured remand for the Board to consider evidence regarding medical records that the VA was required to obtain.
See
Blue v. Wilkie
, No. 15-1884( ),
Although the VA also argues that the BVA selected the correct effective date, VA Br. at 17-18, that question is not before us; the only question is whether the remand meets the EAJA criteria for attorney fees.
Reference
- Full Case Name
- Bennie C. ROBINSON, Claimant-Appellant v. Peter O'ROURKE, Acting Secretary of Veterans Affairs, Respondent-Appellee
- Cited By
- 23 cases
- Status
- Published