In Re: Maatita
Opinion
This is an appeal from a rejection in initial examination of appellant Ron Maatita's design patent application covering the design of an athletic shoe bottom. The examiner rejected the application's single claim as non-enabled and indefinite under
BACKGROUND
On October 24, 2011, Appellant Ron Maatita ("Maatita") filed design patent application, No. 29/404,677 covering the design of an athletic shoe bottom. The application contained a single claim reciting "[t]he ornamental design for a Shoe Bottom as shown and described" and two figures showing a plan view of the claimed shoe bottom design. J.A. 28. Figure 1 is reproduced below:
*1372
J.A. 29. As is customary, the solid lines of Figure 1 show the claimed design, whereas the broken lines show structure that is not part of the claimed design-in this case, the shoe bottom environment in which the design is embodied.
In re Blum
,
On February 4, 2014, the examiner issued a first office action objecting to the application on the ground that the two embodiments were identical and only the unclaimed surrounding environment of the two figures was different. The examiner also rejected Maatita's design claim as failing to satisfy the enablement and definiteness requirements of
On May 1, 2014, Maatita responded to the office action, amending the specification to clarify that Figure 1 and Figure 2 represented the same embodiment in different environmental settings. Maatita also argued that there was no enablement problem because "there is no specific allegation that one of ordinary skill would not be able to produce the claimed design, i.e., that such a person would be incapable of selecting an appropriate depth or contour that would result in the illustrated combination of design features." J.A. 55. Moreover, in Maatita's view, "[o]mission of certain design elements that potentially could have been included merely affects the breadth of the claimed design." Id . Thus, the single claim could cover multiple appropriate depth and contour choices without rendering the claim indefinite. Maatita also brought to the Examiner's attention Ex Parte Kaufman , Appeal 2012-003545, Serial No. 29/247,378 (P.T.A.B. Mar. 14, *1373 2014), 2 an earlier Board decision reversing enablement and indefinite rejections of a design patent application that, like Maatita's application, disclosed the design for a shoe sole in a two-dimensional, plan-view figure.
On May 13, 2014, the examiner issued a final rejection, again rejecting the claim as not enabled and indefinite. The examiner prepared and included four three-dimensional renderings showing different implementations of Maatita's two-dimensional plan view. These different implementations are shown below, as reproduced in the final written decision:
*1374 J.A. 4; accord J.A. 71.
In the examiner's view, these four renderings were patentably distinct and therefore could not be covered by a single claim. Thus, Maatita's single claim was indefinite and not enabled, "as one would not know which of the many possible distinct embodiments of the claim is applicant's in order to make and use applicant's design." J.A. 72. Specifically, the examiner
*1375
noted that the claim was not enabled "because the disclosed design is not understandable to a designer of ordinary skill in the art without resorting to conjecture." J.A. 64. Similarly, the examiner found the claim indefinite "because the scope of protection sought is not disclosed in the specification or understandable as depicted in the drawings."
On August 11, 2014, Maatita appealed the final rejection to the Board. On March 29, 2017, the Board issued a final written decision affirming the examiner's rejection. The Board concluded that "because the single view does not adequately reveal the relative depths and three dimensionality between the surfaces provided, the Specification does not reveal enough detail to enable the claimed shoe bottom, under
Maatita timely appealed. We have jurisdiction pursuant to
DISCUSSION
As with utility patents, the written description of a design patent must meet certain statutory requirements regarding enablement and definiteness.
See
The specification shall contain a written description of the invention, and of the manner and process of making and using it, in such full, clear, concise, and exact terms as to enable any person skilled in the art to which it pertains, or with which it is most nearly connected, to make and use the same.
The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention.
A visual disclosure may be inadequate-and its associated claim indefinite-if it includes multiple, internally inconsistent drawings.
See
Times Three Clothier, LLC v. Spanx, Inc.
, Case Nos. 13-cv-2157, 13-cv-7260,
It is also possible for a disclosure to be inadequate when there are inconsistencies between the visual disclosure and the claim language.
See
Eclectic Prods., Inc. v. Painters Prod., Inc.
, No. 6:13-CV-02181,
Here, we are not dealing with inconsistencies in the drawings, or inconsistencies between the drawings and the verbal description, but rather with a single representation of a design that is alleged to be of uncertain scope. The question is whether the disclosure sufficiently describes the design. In
Nautilus
, which dealt with indefiniteness in the utility patent context, the Supreme Court emphasized that § 112 ¶ 2 "require[s] that a patent's claims, viewed in light of the specification and prosecution history, inform those skilled in the art about the scope of the invention with reasonable certainty."
With this purpose in mind, it is clear that the standard for indefiniteness is connected to the standard for infringement. In the design patent context, one skilled in the art would look to the perspective of the ordinary observer since that is the perspective from which infringement is judged. A design patent is
*1377
infringed if "an ordinary observer, familiar with the prior art, would be deceived into thinking that the accused design was the same as the patented design."
Egyptian Goddess, Inc. v. Swisa, Inc.
,
Similar logic motivated our decision in
International Seaway Trading Corp. v. Walgreens Corp
., which held that the ordinary observer test is the sole test for design patent anticipation.
So long as the scope of the invention is clear with reasonable certainty to an ordinary observer, a design patent can disclose multiple embodiments within its single claim and can use multiple drawings to do so.
See
In re Rubinfield
,
On appeal, the government argues that we should assess the indefiniteness of Maatita's disclosure by employing the same analysis used for obviousness-type double patenting situations, in which multiple drawings are submitted with a single application to illustrate multiple embodiments and the examiner must compare the overall visual impression of the submitted drawings to see whether they are distinct.
See
MPEP 1504.05 (citing
In re Rubinfield
,
Even under the correct test, which looks to how the ordinary observer would interpret the drawing actually included in the application, the government argues that Maatita's claim is indefinite because the design, as disclosed in the single, two-dimensional plan or planar view, could be applied to a three-dimensional shoe bottom in a number of ways. Specifically, the shapes specified by Maatita's design could be flat, concave, convex, or some combination thereof. In Maatita's view, the "relative depths and three dimensionality between the surfaces," J.A. 6, are not part of the claimed design at all, and the differences between the possible three-dimensional implementations of his design are simply differences in unclaimed subject matter, see MPEP § 1504.04 ("[W]hen visible portions of the article embodying the design are not shown, it is because they form no part of the claim to be protected".)
In situations like this, where the sufficiency of a disclosure for purposes of § 112 depends on whether a drawing adequately discloses the design of an article, we believe that the level of detail required should be a function of whether the claimed design for the article is capable of being defined by a two-dimensional, plan- or planar-view illustration. The design for an entire shoe or teapot, for instance, is inherently three-dimensional and could not be adequately disclosed with a single, plan- or planar-view drawing. Whether an article infringed would depend on the perspective chosen to view the article, and a two-dimensional drawing provides no fixed perspective for viewing an article. The article would be infringing from one perspective but not from another. The design of a rug or placemat, on the other hand, is capable of being viewed and understood in two-dimensions through a plan- or planar-view illustration, which clearly defines the proper perspective.
See
Ex Parte Salsbury
,
The government emphasizes that a shoe bottom is a three-dimensional article rather than a two-dimensional "ornament, impression, print, or picture to be applied to an article of manufacture,"
In re Schnell.
,
We do not, of course, suggest that an applicant for a design of a shoe bottom could not choose to disclose his design from a three-dimensional perspective, as many do. If so, that would be the scope of the claimed design for purposes of judging obviousness, indefiniteness, or infringement. That is not what Maatita has done here.
CONCLUSION
Because a designer of ordinary skill in the art, judging Maatita's design as would an ordinary observer, could make comparisons for infringement purposes based on the provided, two-dimensional depiction, Maatita's claim meets the enablement and definiteness requirements of § 112. We therefore reverse the decision of the Board.
REVERSED
The America Invents Act ("AIA") reformatted the paragraphs of § 112 as subsections and made other changes not relevant to this appeal.
See
Pub. L. No. 112-29,
The Kaufman decision can be obtained by inputting its application serial number to the publicly accessible database maintained by the PTO at https://portal.uspto.gov/pair/PublicPair.
As the Board's standard operating procedures (SOPs) explain, a routine opinion is not binding authority on any other Board panel. See SOP 2, rev. 9, 4. https://www.uspto.gov/sites/default/files/documents/sop2-revision-9-dated-9-22-2014.pdf.
Reference
- Full Case Name
- In RE: Ron MAATITA, Appellant
- Cited By
- 16 cases
- Status
- Published