Procopio v. Wilkie
Procopio v. Wilkie
Opinion
Concurring opinion filed by Circuit Judge O'Malley.
Dissenting opinion filed by Circuit Judge Chen, in which Circuit Judge Dyk joins.
Moore, Circuit Judge.
*1373
Alfred Procopio, Jr., appeals a decision of the Court of Appeals for Veterans Claims denying service connection for prostate cancer and diabetes mellitus as a result of exposure to an herbicide agent, Agent Orange, during his Vietnam Warera service in the United States Navy. Because we hold that the unambiguous language of
BACKGROUND
In 1991, Congress passed the Agent Orange Act, codified at
[A] disease specified in paragraph (2) of this subsection becoming manifest as specified in that paragraph in a veteran who, during active military, naval, or air service, served in the Republic of Vietnam during the period beginning on January 9, 1962, and ending on May 7, 1975; and [B] each additional disease (if any) that (i) the Secretary determines in regulations prescribed under this section warrants a presumption of service-connection by reason of having positive association with exposure to an herbicide agent, and (ii) becomes manifest within the period (if any) prescribed in such regulations in a veteran who, during active military, naval, or air service, served in the Republic of Vietnam during the period beginning on January 9, 1962, and ending on May 7, 1975, and while so serving was exposed to that herbicide agent, shall be considered to have been incurred in or aggravated by such service, notwithstanding that there is no record of evidence of such disease during the period of such service.
In 1993, the Department of Veterans Affairs issued regulations pursuant to § 1116 that stated " 'Service in the Republic of Vietnam' includes service in the waters offshore and service in other locations if the conditions of service involved duty or visitation in the Republic of Vietnam."
*1374
A panel of this court considered the government's interpretation of § 1116 in
Haas v. Peake
,
We applied the two-step framework of
Chevron U.S.A., Inc. v. Natural Resources Defense Council, Inc.
,
Mr. Procopio served aboard the U.S.S. Intrepid from November 1964 to July 1967. In July 1966, the Intrepid was deployed in the waters offshore the landmass of the Republic of Vietnam, including its territorial sea.
1
Mr. Procopio sought entitlement to service connection for diabetes mellitus in October 2006 and for prostate cancer in October 2007 but was denied service connection for both in April 2009. Diabetes mellitus is listed in the statute under paragraph (2) of § 1116(a), and prostate cancer is listed in the pertinent regulation,
A panel of this court heard oral argument on May 4, 2018, and on May 21, 2018, the parties were directed to file supplemental briefs on "the impact of the pro-claimant canon on step one of the Chevron analysis in this case, assuming that Haas v. Peake did not consider its impact." On August 16, 2018, the court sua sponte ordered the case be heard en banc. We asked the parties to address two issues:
Does the phrase "served in the Republic of Vietnam" in ... § 1116 unambiguously include service in offshore waters within the legally recognized territorial limits of the Republic of Vietnam, regardless of whether such service included presence on or within the landmass of the Republic of Vietnam?
What role, if any, does the pro-claimant canon play in this analysis?
In addition to the parties' briefs, we received seven amicus briefs. The en banc court heard oral argument on December 7, 2018.
*1375 DISCUSSION
Section 1116 extends the presumption of service connection to veterans who "served in the Republic of Vietnam" during a specified period if they came down with certain diseases. At issue is whether Mr. Procopio, who served in the territorial sea of the "Republic of Vietnam" during the specified period, "served in the Republic of Vietnam" under § 1116.
Chevron sets forth a two-step framework for interpreting a statute, like § 1116, that is administered by an agency.
Here, we determine at Chevron step one that Congress has spoken directly to the question of whether Mr. Procopio, who served in the territorial sea of the "Republic of Vietnam," "served in the Republic of Vietnam." He did. Congress chose to use the formal name of the country and invoke a notion of territorial boundaries by stating that "service in the Republic of Vietnam" is included. The intent of Congress is clear from its use of the term "in the Republic of Vietnam," which all available international law unambiguously confirms includes its territorial sea. Because we must "give effect to the unambiguously expressed intent of Congress," we do not reach Chevron step two.
In 1954, the nation then known as Vietnam was partitioned by a "provisional military demarcation line" into two regions colloquially known as "North Vietnam" and "South Vietnam." Geneva Agreements on the Cessation of Hostilities in Vietnam, art. 1, July 20, 1954, 935 U.N.T.S. 149 ("Geneva Accords"). In 1955, South Vietnam was formally named, by proclamation of its president, the "Republic of Vietnam." Provisional Constitutional Act Establishing the Republic of Viet-Nam , Oct. 26, 1955, reprinted in A.W. Cameron (ed.), Viet-Nam Crisis: A Documentary History, Volume I: 1940-1956 (1971).
International law uniformly confirms that the "Republic of Vietnam," like all sovereign nations, included its territorial sea. This was true in 1955 when the "Republic of Vietnam" was created. Geneva Accords at art. 4 (extending the provisional military demarcation line into the "territorial waters"). And this was true in 1991 when Congress adopted the Agent Orange Act. In 1958, the United States entered into the Convention on the Territorial Sea and the Contiguous Zone ("1958 Convention"), agreeing that "[t]he sovereignty of a State extends, beyond its land territory and its internal waters, to a belt of sea adjacent to its coast, described as the territorial sea." 1958 Convention, art. 1(1), 15 U.S.T. 1606, T.I.A.S. No. 5639 (Apr. 29, 1958) ;
see also
United States v. California
,
Thus, all available international law, including but not limited to the congressionally ratified 1958 Convention, confirms that, when the Agent Orange Act was passed in 1991, the "Republic of Vietnam" included both its landmass and its 12 nautical mile territorial sea. 3 The government has pointed to no law to the contrary. This uniform international law was the backdrop against which Congress adopted the Agent Orange Act. By using the formal term "Republic of Vietnam," Congress unambiguously referred, consistent with that backdrop, to both its landmass and its territorial sea. 4 We also note that the statute expressly includes "active military, naval, or air service ... in the Republic of Vietnam," § 1116(a)(1), reinforcing our conclusion that Congress was expressly extending the presumption to naval personnel who served in the territorial sea. We conclude at Chevron step one that the intent of Congress is clear from the text of § 1116 : Mr. Procopio, who served in the territorial sea of the "Republic of Vietnam," is entitled to § 1116 's presumption.
We find no merit in the government's arguments to the contrary. Its primary argument is that
it
injected ambiguity into the term "Republic of Vietnam" prior to the Agent Orange Act by promulgating two regulations,
*1377 Regulation 311 created a presumption of service connection for chloracne and later soft-tissue sarcomas for veterans who served in "the Republic of Vietnam." It stated:
"Service in the Republic of Vietnam" includes service in the waters offshore and service in other locations, if the conditions of service involved duty or visitation in the Republic of Vietnam.
Regulation 313 created a presumption of service connection for Non-Hodgkin's lymphoma for veterans who served in "Vietnam." It stated:
"Service in Vietnam" includes service in the waters offshore, or service in other locations if the conditions of service involved duty or visitation in Vietnam.
The government asks us to infer that Regulation 311 imposed the foot-on-land requirement, and that Regulation 313 did not. This distinction is essential to its argument that § 1116, which codified both, is ambiguous. We do not agree. We do not read Regulation 311, Regulation 313, or even later-adopted Regulation 307 as articulating the government's current foot-on-land requirement. And there is no indication anyone, including the government, did before § 1116 was adopted.
Regulation 311 grants a presumption of service connection for "service in the waters offshore and service in other locations, if the conditions of service involved duty or visitation in the Republic of Vietnam." Regulation 313 grants the presumption for "service in the waters offshore , or service in other locations if the conditions of service involved duty or visitation in Vietnam." We do not read these minor grammatical differences to compel the distinction the government urges. At best, the addition of a comma in Regulation 311 permits the clause "if the conditions of service involved duty or visitation in the Republic of Vietnam" to modify both "service in the waters offshore" and "service in other locations." But even if Regulation 311 is so read, it still does not impose the foot-on-land requirement: it covers everyone whose service included duty or visitation "in the Republic of Vietnam," which, under background law, embraces the territorial sea.
That is the straightforward meaning of the regulation even after taking full account of the comma. As the government concedes, the "waters offshore" are broader than the territorial sea.
See
Oral Argument at 55:08-55:19 (government's counsel acknowledging offshore waters "can also include beyond the territorial seas");
Given the undisputed distinction between offshore waters and territorial seas, we see no basis for incorporating a foot-on-land requirement into Regulation 311. The only discussion of this provision appears in the proposed rulemaking where the government explains that, "[b]ecause some military personnel stationed elsewhere may have been present in the Republic of Vietnam, 'service in the Republic of Vietnam' will encompass services elsewhere if *1378 the person concerned actually was in the Republic of Vietnam , however briefly." 50 Fed. Reg. at 15,848, 15,849 (Apr. 22, 1985). We see no evidence that the government understood Regulation 311 to include the foot-on-land requirement until after the Agent Orange Act was passed. The government first articulated this position in 1997, six years after the Act. Gen. Counsel Prec. 27-97 (July 23, 1997). We cannot read into § 1116 an ambiguity that relies on a distinction made only after § 1116 was adopted.
It is undisputed that Regulation 313 covering Non-Hodgkin's lymphoma does not include the foot-on-land requirement, meaning the presumption of service connection for Non-Hodgkin's lymphoma would have applied to veterans who served on the landmass or in the territorial sea. The government asserts that Regulation 311 presumed service connection for diseases-chloracne and soft-tissue sarcomas-linked to herbicide exposure, while Regulation 313 presumed service connection for a disease-Non-Hodgkin's lymphoma- not linked to herbicide exposure. But that asserted distinction does not indicate ambiguity in § 1116. Indeed, when Congress enacted § 1116 it expressly extended the presumption to Non-Hodgkin's lymphoma, as well as chloracne and soft-tissue sarcomas. And the government argues that § 1116 intended to codify Regulation 311 and Regulation 313. No fair reading of § 1116 can exclude the very veterans suffering from Non-Hodgkin's lymphoma that were entitled to Regulation 313's presumption, yet the government's (and the dissent's) reading does just that: According to the government, a veteran with Non-Hodgkin's lymphoma who served in the Republic of Vietnam's territorial sea would have been entitled to service connection under Regulation 313, but this same veteran would not be entitled to service connection under § 1116. This cannot be right. We decline to read § 1116, as the dissent urges, to both codify Regulation 313 and erode that regulation's coverage. We see no basis to conclude that Congress chose to reduce the scope of service connection for Non-Hodgkin's lymphoma without explanation.
In short, we do not understand Regulation 311 or Regulation 313 to articulate a foot-on-land requirement. We find no merit to the government's argument that § 1116 is ambiguous because "Congress's codification of the existing regulatory presumptions ... tells, at best, a conflicting story." Appellee's Br. 39-40. In 1991, Congress legislated against the backdrop of international law that had defined the "Republic of Vietnam" as including its territorial sea for decades. The government's foot-on-land requirement, first articulated in 1997, does not provide a basis to find ambiguity in the language Congress chose.
The government also argues the "Republic of Vietnam" in § 1116 does not include its territorial sea because when Congress intends to bring a territorial sea within the ambit of a statute, it says so expressly.
5
But the examples the government points to address
not
a nation's territorial sea, but only "waters adjacent."
The other statutes the government cites likewise cast no doubt on this conclusion. The government has failed to cite any instance in which the unmodified use of a formal sovereign name has been construed to not include its territorial sea. Instead, the government would have us infer that because several statutes refer to both the "United States" and its "territorial seas" or "territorial waters," the term "United States" cannot be generally understood to include territorial sea. We see no basis for drawing that inference. As the Supreme Court has observed, there are "many examples of Congress legislating in that hyper-vigilant way, to 'remov[e] any doubt' as to things not particularly doubtful in the first instance."
Cyan, Inc. v. Beaver Cty. Employees Ret. Fund
, --- U.S. ----,
*1380
Respectfully, the
Haas
court went astray when it found ambiguity in § 1116 based on "competing methods of defining the reaches of a sovereign nation" and the government's urged distinction between Regulations 311 and 313.
The parties and amici have differing views on the role the pro-veteran canon should play in this analysis.
See generally
Henderson v. Shinseki
,
No judge on this court has determined that this veteran should be denied benefits under § 1116. One concurrence concludes that § 1116 is ambiguous but finds the agency's interpretation unreasonable. See Lourie, J., concurring. Because we decide that the statute is unambiguous, we need not decide whether the agency's interpretation is reasonable. The dissent concludes that § 1116 is ambiguous but claims it is "premature" to decide whether the agency's interpretation is unreasonable. Dissent at 1395-96 (refusing to consider the reasonableness of the agency's interpretation). Respectfully, by declining to reach Chevron step two, the dissent fails to decide this case. 8
CONCLUSION
Congress has spoken directly to the question of whether those who served in
*1381
the 12 nautical mile territorial sea of the "Republic of Vietnam" are entitled to § 1116 's presumption if they meet the section's other requirements. They are. Because "the intent of Congress is clear, that is the end of the matter."
Chevron
,
REVERSED AND REMANDED
Lourie, Circuit Judge, concurring in the judgment.
I join the majority in reversing the judgment of the Veterans Court, but, respectfully, I would do so for different reasons.
I do not agree with the majority that international law and sovereignty principles, which would include the territorial waters of the Republic of Vietnam, render the phrase "served in the Republic of Vietnam" in
I instead agree with the court in
Haas
,
see
I also agree with the
Haas
court that under
Chevron
step two, the regulation promulgated by the agency reflects a reasonable interpretation of the statute.
See
Haas
,
The agency's regulation states that " '[s]ervice in the Republic of Vietnam'
includes
service in the waters offshore
and
service in other locations if the conditions of service involved duty or visitation in the Republic of Vietnam."
The agency in this case appears to have interpreted the "duty or visitation" clause to modify not only the service in "other locations," but also "waters offshore," creating a foot-on-land requirement.
See
Majority at 1393-94 (discussing the agency's
*1382
interpretation). However, if "duty or visitation" were required for all Vietnam veterans, the phrases "waters offshore" and "other locations" would be superfluous.
Cf.
Hibbs v. Winn
,
While we, at least until higher law says otherwise, are obligated to give some degree of deference to an agency in interpreting its own regulation,
see
Auer
,
O'Malley, Circuit Judge, concurring.
I agree with the majority's well-reasoned decision. The term "Republic of Vietnam," as it appears in
I write separately because I believe the pro-veteran canon of construction adds further support to the majority's conclusion. Specifically, I write to explain that: (1) the pro-veteran canon, like every other canon of statutory construction, can and should apply at step one of Chevron to help determine whether a statutory ambiguity exists; and, (2) even when a statute remains irresolvably ambiguous, when a choice between deferring to an agency interpretation of that statute-or particularly where that interpretation is itself ambiguous-and resolving any ambiguity by application of the pro-veteran canon come to a head, traditional notions of agency deference must give way. 1
The Supreme Court has made clear that courts are obligated to apply
all
traditional tools of statutory interpretation at step one of
Chevron
.
A court similarly may not defer to an agency's interpretation of its own regulation or any other interpretive ruling unless, after applying the same interpretative principles that apply in the context of statutory interpretation, the court finds the regulation or interpretation to be ambiguous.
Christensen v. Harris County
,
There is also no doubt that the pro-veteran canon is one such traditional tool.
Henderson v. Shinseki
,
Few provisions embody this veteran-friendly purpose more than § 1116 's presumption of service connection for those who served in the Republic of Vietnam. Congress enacted this presumption in response to concerns that the agency was "utilizing too high a standard for determining if there is a linkage between exposure to Agent Orange and a subsequent manifestation of a disease" and was thereby "failing to give the benefit of the doubt to veterans in prescribing the standards in
*1384
the regulations for VA to use in deciding whether to provide service connection for any specific disease." Sidath Viranga Panangala et al., Cong. Research Serv., R41405, Veterans Affairs: Presumptive Service Connection and Disability Compensation 14 (2014) (quoting
Nehmer v. United States Veterans' Admin.,
Courts have "long applied" the pro-veteran canon of construction to such provisions.
Henderson
,
The government contends that applying the pro-veteran canon before resorting to agency deference would usurp the agency's role of gap-filling. But the government forgets that an agency has no responsibility to fill gaps if we find that Congress did not leave such a gap.
SAS
, 138 S.Ct. at 1358 ;
City of Arlington v. F.C.C.
,
When the pro-veteran canon and agency deference come to a head, it is agency deference-the weaker of two doctrines at any level-that must give way. Several justices of the Supreme Court have urged their colleagues "to reconsider, in an appropriate case, the premises that underlie
Chevron
and how courts have implemented that decision."
Pereira v. Sessions
, --- U.S. ----,
The case for
Auer
deference is even weaker. Not only have several justices expressed concerns with
Auer
deference, the Supreme Court recently granted certiorari on the question of whether the Court should overrule
Auer
entirely.
Kisor v. Shulkin
,
Of course, we have no authority to overturn either
Chevron
or
Auer
. But we can and should consider these well-documented weaknesses when agency deference conflicts with the pro-veteran canon of construction. Questionable principles of deference should not displace long-standing canons of construction. Here, there is no justification for deferring to the agency's interpretation of "Republic of Vietnam" when that interpretation fails to account for the purpose underlying the entire statutory scheme providing benefits to veterans.
See
Util. Air Regulatory Grp. v. E.P.A.
,
Similarly, there is no justification for deferring to the agency's interpretation of its own ambiguous regulation when it twice attempted and failed to codify the foot-on-land requirement through the notice-and-comment rulemaking process.
*1386
Presumptions of Service Connection for Certain Disabilities, and Related Matters,
The government contends that the pro-veteran canon, like the rule of lenity-which "requires interpreters to resolve ambiguity in criminal laws in favor of defendants"-is a canon of last resort that cannot trump agency deference.
Whitman v. United States
, --- U.S. ----,
In this way, the pro-veteran canon is more analogous to the substantive canon of construction applied in the context of Indian law, which instructs that "statutes are to be construed liberally in favor of Indians, with ambiguous provisions interpreted to their benefit."
Montana v. Blackfeet Tribe of Indians
,
Applying this principle, courts have found that the pro-Indian canon trumps agency deference under
Chevron
.
Cobell v. Norton
,
As explained above, this country's relationship with its veterans is also both unique and important. The policy that we owe a debt of gratitude to those who served our country, which is the driving purpose behind the Agent Orange Act, is derived from the same sources as the pro-veteran canon, i.e., that those who served their country are entitled to special benefits from a grateful nation.
See, e.g
., 137 Cong. Rec. E1486-01, 137 Cong. Rec. E1486-01, E1486,
By codifying in § 1116 a presumption of service connection for those who served in the Republic of Vietnam, Congress recognized that veterans should not have to fight for benefits from the very government they once risked their lives to defend. We ignore this purpose when we fail to apply the pro-veteran canon to resolve ambiguities in statutes and regulations that provide benefits to veterans; and, by failing to hold that agency deference must yield to the pro-veteran canon, we permit agencies to do the same. The practical result is that veterans like Mr. Procopio, even after returning home, are still fighting. Therefore, while I agree with the majority's decision, I write separately to lament the court's failure-yet again-to address and resolve the tension between the pro-veteran canon and agency deference. 3
Chen, Circuit Judge, dissenting, with whom Circuit Judge Dyk joins.
Mr. Procopio suffers from prostate cancer and type 2 diabetes. He claims that his conditions are service connected, relying on a statutory provision,
The majority concludes that the statute unambiguously applies to Blue Water Navy veterans who did not set foot on the Vietnam landmass and overrules our prior decision to the contrary in
Haas v. Peake
,
Our court has already confronted this precise interpretive question for veterans who served on ships off the coast of Vietnam during the Vietnam War. And we concluded, after considering the statute and its legislative history, that this statutory phrase is ambiguous.
See
*1388 Contrary to the majority's conclusion, international law and sovereignty principles do not dictate that Congress unambiguously intended "Republic of Vietnam" to include its territorial waters. No prior case has announced a principle that a statute's reference to a country name should be treated as a term of art that encompasses both the country's landmass and territorial waters. Such a rule is particularly anomalous in the context of a statute governing veterans' disability benefits, which in no way implicates a foreign country's sovereignty over territorial waters. Further, I see nothing in the legislative history of § 1116 suggesting that Blue Water Navy veterans would be covered by the presumption of service connection. Because herbicides were sprayed throughout the landmass of the Republic of Vietnam, it is at least a reasonable understanding of the statute that Congress at the time of the Agent Orange Act directed its statutory presumption of service connection towards those service members who had actually served within the country's land borders. I would therefore find, as we did in Haas , that § 1116 is ambiguous under Chevron step one. Accordingly, I respectfully dissent.
STARE DECISIS AND HAAS V. PEAKE
This court has already ruled on the statutory interpretation of service "in the Republic of Vietnam" under
Despite our court's settled statutory interpretation from a decade ago, the majority nevertheless elects to re-open this already-decided interpretive issue. In doing so, the majority disregards
stare decisis
, which serves an important purpose in American law.
See
Deckers Corp. v. United States
,
In
Robert Bosch, LLC v. Pylon Manufacturing Corp.
, we considered what effect
stare decisis
has when this court reviews panel decisions en banc.
The Supreme Court has warned that "
stare decisis
in respect to statutory interpretation has 'special force,' for 'Congress remains free to alter what we have done.' "
John R. Sand & Gravel Co. v. United States
,
*1389
Lighting Ballast Control LLC v. Philips Elecs. N. Am. Corp.
,
Our statutory interpretation in Haas has been the law of this court for over ten years. Neither party has identified any intervening development of the law that has removed or weakened the conceptual underpinnings from Haas in this regard. I would therefore follow Haas to conclude that the statutory phrase at issue is ambiguous.
STATUTORY AMBIGUITY
I do not find persuasive the majority's conclusion that international law dictates its interpretation. The
Haas
court considered similar sources of evidence but still concluded that the statutory phrase was ambiguous.
Haas
,
Section 1116, a U.S. veterans' disability benefits statute, has nothing to do with the dominion and control of a foreign sovereign over territorial waters. Nor would an opinion construing a U.S. veterans' disability benefits statute be in any danger of violating the law of the nations.
See
Murray v. Schooner Charming Betsy
,
There is no support for a rule that a statute that refers to a country includes *1390 the country's territorial waters. 1 The majority admonishes the government for "fail[ing] to cite any instance in which the unmodified use of a formal sovereign name has been construed to not include its territorial sea" (Majority Op. at 1379) but the same can be said of the majority. The majority creates a new canon of statutory construction that any use of a formal country name necessarily includes the nation's territorial seas, without citing a single instance where Congress has stated this intent or where the Judiciary has construed a statute's use of a formal country name to include the country's territorial seas.
Dictionaries from 1991, when the Agent Orange Act was passed, often defined countries in terms of square miles of the land mass. 2 The same is true of maps, which typically show the land area of a country. 3 I am unaware of any dictionary or standard map that defines countries in terms of land plus the territorial sea, nor does the majority point to any.
Congress has repeatedly shown that when it wants to include a country's territorial waters, it does so expressly.
See, e.g.
, Veterans' Rehabilitation and Education Amendments of 1980, Pub. L. No. 96-466, § 513(b),
By enacting the Agent Orange Act, Congress intended to help Vietnam veterans who had manifested certain specified diseases as a result of having been exposed to Agent Orange.
See
The majority errs in dismissing the relevance of §§ 3.311a and 3.313, regulations that existed before the enactment of § 1116. The majority suggests that Congress was enacting the statute against a background in which the existing regulations covered territorial waters, but it misunderstands the history behind each rule. Regulation 3.311a was promulgated in 1985 to implement the Veterans' Dioxin and Radiation Exposure Compensation Standards Act, Public Law 98-542,
"Service in the Republic of Vietnam" includes service in the waters offshore and service in other locations, if the conditions of service involved duty or visitation in the Republic of Vietnam.
The VA promulgated § 3.313 for an entirely different purpose. Contrary to § 3.311a, § 3.313 was not linked to herbicide exposure, but rather was based on a 1990 CDC study that determined that
all
Vietnam veterans-including those that served on the landmass as well as those who served offshore-had a higher incidence rate of non-Hodgkin's lymphoma than non-Vietnam veterans. Claims Based on Service in Vietnam,
Service in Vietnam includes service in the waters offshore, or service in other locations if the conditions of service involved duty or visitation in Vietnam.
When the VA promulgated these two regulations, their meanings were not ambiguous. The ambiguity arose when Congress appeared to codify both VA regulations in the Agent Orange Act, one regulation with a foot-on-land requirement and one without. 137 Cong. Rec. H719-01 (1991) ("[T]he bill would ... codify decisions the Secretary of Veterans Affairs has announced to grant presumptions of service connection for non-Hodgkin's lymphoma and soft-tissue sarcoma in veterans who served in Vietnam ...."). The Agent Orange Act used the term "served in the Republic of Vietnam" without defining the term:
[A] disease specified in paragraph (2) of this subsection becoming manifest as specified in that paragraph in a veteran who, during active military, naval, or air service, served in the Republic of Vietnam during the period beginning on January 9, 1962, and ending on May 7, 1975;
As we concluded in
Haas
, § 1116 's use of "Republic of Vietnam" rather than "Vietnam" counsels against the majority's reading of the statute because the language more closely tracks that used in § 3.311a, which imposed the foot-on-land requirement on offshore veterans.
Haas
,
The majority's conclusion that "Republic of Vietnam" in § 3.311a"covers everyone whose service included duty or visitation 'in the Republic of Vietnam,' which, under background law, embraces the territorial sea" (Majority Op. at 1377) is incorrect, because it assumes that the VA also bought into the majority's newly announced principle that reciting a sovereign's formal name in a statute or-for purposes of § 3.311a-a regulation, necessarily includes the country's territorial seas. The majority cites no case law or other support for this assumption. Nor does the majority cite support for its subsequent conclusion that § 3.311a encompasses "only a subset" of offshore veterans-those that served on land, within the internal waterways, or within the territorial seas of Vietnam.
See
*1394
I also disagree with the majority's conclusion that § 1116 's language specifying that the presumption is applicable to veterans regardless of what military branch they served in (
i.e.
, "active military, naval, or air service in the Republic of Vietnam") has any bearing on whether offshore veterans are subject to a foot-on-land requirement.
See
Majority Op. at 1376. A veteran who served in the Navy but spent time on the landmass of Vietnam is no less likely to have a service connection due to exposure to Agent Orange than a veteran who served on the land in Vietnam in the Army. Moreover, this statutory phrase is commonly used in other sections of Title 38, suggesting that Congress did not have something particular in mind as to how it repeated this phrase in § 1116.
See
,
e.g.
,
After reviewing the applicable provisions, it is not clear to me that Congress unambiguously intended "served in the Republic of Vietnam" to include Blue Water veterans. Although international law establishes that sovereign nations have dominion and control over their territorial seas, a U.S. veterans' benefits statute has nothing to do with regulating interactions with a foreign sovereign. And the Agent Orange Act's legislative history provides no support for the majority's conclusion. I therefore believe, as this court concluded in
Haas
, that the statutory phrase "Republic of Vietnam" is ambiguous when applied to service in the waters adjoining the landmass of Vietnam.
See
Haas
,
As for the liberal construction principle known as the pro-veteran canon, neither the Supreme Court nor this court has applied it at step one of Chevron as a means for deeming Congress's intent clear for an otherwise unclear statute. But even if it were relevant to the step one inquiry, I do not view this canon, given its indeterminate nature, as compelling the conversion of this ambiguous statute into an unambiguous one.
The significance of the policy choice and budget impact that the court makes today further underscores why more compelling indicia are required before concluding that Congress clearly intended the majority's statutory interpretation. Congress recently estimated that it would need to allocate an additional $1.8 billion during fiscal year 2019, and $5.7 billion over 10 years, to fund the Blue Water Navy Vietnam Veterans Act of 2018, a bill that would have explicitly expanded the presumption of Agent Orange exposure to Blue Water Navy veterans. See Blue Water Navy Vietnam Veterans Act of 2018: Hearing on H.R. 299 Before the S. Comm. on Veterans' Affairs, 115th Cong. 1, 4 (2018) (statement of Dr. Paul R. Lawrence, Under Secretary, Benefits Department, Veterans' Affairs). The bill passed the House unanimously in 2018 but failed to pass the Senate before the end of the 2018 session, due, in part, to concerns over the cost of expanding the presumption of service connection. It is not for the Judiciary to step in and redirect such a significant budget item-rather, that policy choice should be left to Congress.
I do not reach the question of whether
Haas
should be reaffirmed insofar as it held that at step two of
Chevron
, deference was owed to the interpretation of the statute by the VA.
See
id
. at 1184, 1192-93. Relying on principles of
Auer
deference, the
Haas
panel held that the VA had
*1395
interpreted the statute to preclude coverage of Blue Water Navy veterans who had not set foot on the Vietnam landmass.
See
In ordering rehearing en banc we asked that the parties address the question of ambiguity. 6 In accordance with our order the parties have not, in fact, fully addressed the step two Chevron issues. At the same time there have been relevant developments that bear on that question. The Supreme Court has recently granted certiorari to address the question of whether Auer should be overruled. 7 There have been additional studies of the issue of Blue Water Navy diseases attributable to dioxin exposure, and the issue continues to be studied, with a new report predicted to become available next April. Under these circumstances, I think it premature to address Haas ' treatment of step two of Chevron .
The Board of Veterans' Appeals found, and the parties do not dispute, that Mr. Procopio served in the Republic of Vietnam's territorial sea. J.A. 32, 49-52.
The dissent criticizes that these sources of international law merely "define the territorial waters over which a sovereign nation has dominion and control" but "do not purport to define territorial waters as part of the definition of the country itself." Dissent at 1389. But the area over which a sovereign nation has dominion and control is a definition of the country itself, and the dissent points to no sources supporting any other definition of the "Republic of Vietnam." The dictionaries and maps the dissent cites define other terms ("Vietnam," "United States," "Socialist Republic of Vietnam"). Dissent at 1389-90, 1390-91 nn.2-3. When trying to discern what Congress meant by "in the Republic of Vietnam," we think the contemporaneous definition provided by international law is a better source than the definitions of other countries provided by these generalist dictionaries and maps.
There is no dispute that, when the Agent Orange Act was passed in 1991, a nation's territorial sea had a breadth "not exceeding 12 nautical miles." UNCLOS, 1833 U.N.T.S. at 400.
We do not, as the dissent contends, "create[ ] a new canon of statutory construction that any use of a formal country name necessarily includes the nation's territorial seas." Dissent at 1390. This case requires us to determine only what Congress meant when it used the phrase "in the Republic of Vietnam" in 1991.
The government conceded, though, at oral argument that if Congress were to pass a statute forbidding military action within a nation, that statute would be violated if the President sent forces into the nation's 12-mile territorial sea, as that would "impact the sovereign boundary of [the nation]." See Oral Argument at 27:37-28:13.
In several cases, it is clear Congress' express reference to territorial sea was to remove any doubt as to a provision's meaning. For instance, in
It is also unsurprising that Congress has found it expedient to define phrases including the term "United States" for use in particular statutes and in some of those instances it referred to the territorial sea of the United States.
E.g.
,
"[W]e have never applied
stare decisis
mechanically to prohibit overruling our earlier decisions determining the meaning of statutes."
Monell v. Dep't of Social Servs. of City of New York
,
The dissent criticizes our interpretation of § 1116 as a "policy choice [that] should be left to Congress," noting the "cost of expanding the presumption of service connection." Dissent at 1394-95. Respectfully, we are interpreting a statute, not making a policy judgment. Moreover, the dissent's criticism seems out of place where it has not concluded that the agency's determination is reasonable or that Mr. Procopio should be denied his benefits.
I address both
Chevron
and
Auer
deference because we relied on both in
Haas v. Peake
to uphold the agency's regulation. We deferred to the agency's interpretation of its own ambiguous regulation under
Auer
, and then, in turn, found "that the regulation reflects a reasonable interpretation of the statute" under
Chevron
.
Of course, application of the pro-veteran canon will not always resolve ambiguities in a statute or regulation in the veterans' favor. For example, in
Nat'l Org. of Veterans' Advocates, Inc. v. Sec'y of Veterans Affairs
, we resorted to agency deference despite applying the pro-veteran canon because other canons of statutory construction and the pro-veteran canon pulled in opposite directions.
While the Supreme Court will consider whether Auer should be overruled and, thus, not available in any cases, it did not agree to consider a second question raising whether principles of agency deference generally must yield when at odds with the pro-veteran canon of construction.
Moreover, there is no clear evidence that the now-defunct Republic of Vietnam ever claimed a territorial sea extending 12 nautical miles from its shore, including during the Vietnam War.
See
Majority Op. at 1376-77. Up until 1988, the United States only claimed a three-mile nautical belt as its territorial sea.
See
Territorial Sea of the United States of America, Presidential Proclamation 5,928,
See, e.g. , Vietnam , Random House Webster's College Dictionary (1991) ("a country in SE Asia, comprising the former states of Annam, Tonkin, and Cochin-China: formerly part of French Indochina; divided into North Vietnam and South Vietnam in 1954 and reunified in 1976. [pop] 64,000,000; 126,104 sq. mi. (326,609 sq. km)"); Vietnam , Webster's Ninth New Collegiate Dictionary (1991) ("country SE Asia in Indochina; state, including Tonkin & N Annam, set up 1945-46; with S. Annam & Cochin China, an associated state of French Union 1950-54; after civil war, divided 1954-75 at 17th parallel into republics of North Vietnam (* Hanoi) & South Vietnam (* Saigon) reunited 1975 (* Hanoi) area 127,207 sq mi (330,738 sq km), pop 52,741,766" (emphasis omitted) ); Vietnam , Webster's New Geographic Dictionary (1988) ("Republic, SE Asia, divided 1954-75 into North Vietnam and South Vietnam ..."); United States of America , Random House Webster's College Dictionary (1991) ("country made up of the North American area extending from the Atlantic Ocean to the Pacific Ocean between Canada and Mexico, together with Alas. & Hawaii; 3,615,211 sq. mi. (9,376,614 sq. km); pop. 240,856,000; cap. Washington; also called the United States"); United States of America , Webster's Ninth New Collegiate Dictionary (2001) ("United States"); United States , Webster's Ninth New Collegiate Dictionary (2001) ("a republic in the N Western Hemisphere comprising 48 conterminous states, the District of Columbia, and Alaska in North America, and Hawaii in the N Pacific. 249,632,692; conterminous United States, 3,615,122 sq. mi. (9,363,166 sq. km); Washington, D.C. ... Also called United States of America"); United States of America commonly shortened to United States , Webster's New Geographic Dictionary (1988) ("Federal republic, North America, bounded on N by Canada and (in Alaska) by the Arctic Ocean, on E by the Atlantic Ocean, on S by Mexico and Gulf of Mexico, and on W by Pacific Ocean; 3,615,123 sq. m. (excluding Great Lakes); pop. (1980c) 226,545,805; * Washington, D.C.").
See, e.g. , National Geographic, Atlas of the World 18-19 (6th ed. 1990) [hereinafter, " Atlas of the World "] (depicting the United States in terms of land area); Central Intelligence Agency, the World Factbook 1991 324, 332 (1991). National Geographic's Atlas of the World also defined countries in terms of the size of their land mass. See, e.g. , Atlas of the World at 127 ("Socialist Republic of Vietnam Area: 329,556 sq km (127,242 sq mi)").
See also, e.g.
,
Mr. Procopio counters this understanding with another theory-that "ships in the near-shore marine waters collected water that was contaminated with the runoff from areas sprayed with Agent Orange," and the "[s]hipboard distillers converted the marine water into water for the boilers and potable water by vaporizing them and condensing the liquid" in a way that "enhanced the effect of Agent Orange." Appellant En Banc Op. Br. at 19. But Mr. Procopio presents no evidence that Congress at the time of the Agent Orange Act was aware of or had considered the potential dangers from contaminated runoff.
See
Order Granting En Banc Rehearing at 2,
Procopio v. Wilkie
, No. 17-1821 (Fed. Cir. Aug. 16, 2018), ECF No. 63 (ordering the parties to brief the following issue: "Does the phrase 'served in the Republic of Vietnam' in
See
Order Granting Certiorari,
Kisor v. Wilkie
, No. 18-15, --- U.S. ----,
Reference
- Full Case Name
- Alfred PROCOPIO, Jr., Claimant-Appellant v. Robert WILKIE, Secretary of Veterans Affairs, Respondent-Appellee
- Cited By
- 39 cases
- Status
- Published